FINLEY JOHN DAVID (Chief Financial Officer) sold 40.3% of their position (146.80K shares) of PALISADE BIO, INC. on the open market
Open‑market sale worth $303.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 7/8/2026ACC: 0001493152-26-032559
Officer· Chief Financial Officer
Since Apr 2021
-146.80K
Net shares
Net seller
$303.3K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
335.30K acquired · 482.10K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+335.17K
Price / share
—
Trade value
—
% of position
1148.4%
7/6/2026
29.19K→364.35K
Common Stock
Direct
Shares
−146.80K
Price / share
$2.07
Trade value
$303.34K
% of position
40.3%
7/7/2026
364.35K→217.56K
Common Stock
Direct
Shares
+133.00
Price / share
$0.70
Trade value
$93.10
% of position
0.1%
7/7/2026
217.56K→217.69K
Total
Net shares
+188.50K
Net value
-$303.25K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/6/2026 | M · Option Exercise | +335.17K | — | — | 1148.4% | 29.19K | 364.35K |
| Common Stock Direct | 7/7/2026 | S · Sale | −146.80K | $2.07 | $303.34K | 40.3% | 364.35K | 217.56K |
| Common Stock Direct | 7/7/2026 | M · Option Exercise | +133.00 | $0.70 | $93.10 | 0.1% | 217.56K | 217.69K |
| Total | +188.50K | -$303.25K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
335.17K shares
Shares
−335.17K
Strike price
Held after
1.68M
Exercisable
—
7/6/2026
Series 2 Common Stock Purchase Warrant
Direct
Converts to
Common Stock
133.00 shares
Shares
−133.00
Strike price
0.70
Held after
0.00
Exercisable
—
7/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock335.17K shares | 7/6/2026 | M · Option Exercise | −335.17K | — | 1.68M | |
| Series 2 Common Stock Purchase Warrant Direct | Common Stock133.00 shares | 7/7/2026 | M · Option Exercise | −133.00 | 0.70 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned51.00
Total
51.00 indirect51.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 51.00 | Indirect |
| Total | 51.00 | 51.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported