FINLEY JOHN DAVID (Chief Financial Officer) exercised options at PALISADE BIO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock, par value $0.01
Shares
+1.62K
Price / share
—
Trade value
—
% of position
Common Stock, par value $0.01
Shares
−467.00
Price / share
$4.76
Trade value
$2.22K
% of position
Common Stock, par value $0.01
Shares
+3.33K
Price / share
—
Trade value
—
% of position
Common Stock, par value $0.01
Shares
−959.00
Price / share
$4.76
Trade value
$4.56K
% of position
Common Stock, par value $0.01
Shares
+2.11K
Price / share
—
Trade value
—
% of position
Common Stock, par value $0.01
Shares
−607.00
Price / share
$4.76
Trade value
$2.89K
% of position
Net shares
+5.04K
Net value
-$9.68K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 Direct | 5/28/2024 | M · Option Exercise | +1.62K | — | — | 19.2% | 8.44K | 10.06K |
| Common Stock, par value $0.01 Direct | 5/28/2024 | F · Tax Withholding | −467.00 | $4.76 | $2.22K | 4.6% | 10.06K | 9.59K |
| Common Stock, par value $0.01 Direct | 5/28/2024 | M · Option Exercise | +3.33K | — | — | 34.8% | 9.59K | 12.93K |
| Common Stock, par value $0.01 Direct | 5/28/2024 | F · Tax Withholding | −959.00 | $4.76 | $4.56K | 7.4% | 12.93K | 11.97K |
| Common Stock, par value $0.01 Direct | 5/28/2024 | M · Option Exercise | +2.11K | — | — | 17.6% | 11.97K | 14.08K |
| Common Stock, par value $0.01 Direct | 5/28/2024 | F · Tax Withholding | −607.00 | $4.76 | $2.89K | 4.3% | 14.08K | 13.47K |
| Total | +5.04K | -$9.68K | ||||||
Restricted Stock Units
Common Stock
1.62K shares
Shares
−1.62K
Strike price
Held after
0.00
Exercisable
—
Restricted Stock Units
Common Stock
3.33K shares
Shares
−3.33K
Strike price
Held after
0.00
Exercisable
—
Restricted Stock Units
Common Stock
2.11K shares
Shares
−2.11K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.62K shares | 5/28/2024 | M · Option Exercise | −1.62K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock3.33K shares | 5/28/2024 | M · Option Exercise | −3.33K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock2.11K shares | 5/28/2024 | M · Option Exercise | −2.11K | — | 0.00 |
Common Stock, par value $0.01
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 | 51.00 | Indirect |
| Total | 51.00 | 51.00 indirect |