FINLEY JOHN DAVID

PrivateCIK: 1851034
Location

GERMANTOWN, MD

FINLEY JOHN DAVID (Chief Financial Officer) exercised options at PALISADE BIO, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderFINLEY JOHN DAVIDCIK 1851034
IssuerPALISADE BIO, INC.CIK 1357459
Officer· Chief Financial Officer
Since Apr 2021
-128.00
Net shares
Net seller
$1.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
443.00 acquired · 571.00 disposed
Non-Derivative Transactions4

Common Stock, par value $0.01

Direct
M · Option Exercise

Shares

+232.00

Price / share

Trade value

% of position

3.6%
5/6/2024
6.46K6.69K

Common Stock, par value $0.01

Direct
F · Tax Withholding

Shares

67.00

Price / share

$8.46

Trade value

$566.82

% of position

1.0%
5/6/2024
6.69K6.62K

Common Stock, par value $0.01

Direct
M · Option Exercise

Shares

+211.00

Price / share

Trade value

% of position

3.2%
5/6/2024
6.62K6.83K

Common Stock, par value $0.01

Direct
F · Tax Withholding

Shares

61.00

Price / share

$8.46

Trade value

$516.06

% of position

0.9%
5/6/2024
6.83K6.77K
Total

Net shares

+315.00

Net value

-$1.08K

Derivative Transactions2

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

232.00 shares

Shares

232.00

Strike price

Held after

1.62K

Exercisable

5/6/2024

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

211.00 shares

Shares

211.00

Strike price

Held after

2.11K

Exercisable

5/6/2024
Non-Derivative Holdings (Post-Transaction)1

Common Stock, par value $0.01

Indirect
Shares owned51.00
Total
51.00 indirect51.00
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
FINLEY JOHN DAVID — Insider Transaction (Form 4) Filed May 8, 2024 | Finecho