FINLEY JOHN DAVID (Chief Financial Officer) exercised options at PALISADE BIO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/8/2024ACC: 0001493152-24-005480
Officer· Chief Financial Officer
Since Apr 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
6.64K acquired · 6.64K disposed
Non-Derivative Transactions2
Common Stock, par value $0.01
Direct
Shares
+3.48K
Price / share
—
Trade value
—
% of position
4.1%
2/6/2024
84.65K→88.12K
Common Stock, par value $0.01
Direct
Shares
+3.17K
Price / share
—
Trade value
—
% of position
3.6%
2/6/2024
88.12K→91.29K
Total
Net shares
+6.64K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 Direct | 2/6/2024 | M · Option Exercise | +3.48K | — | — | 4.1% | 84.65K | 88.12K |
| Common Stock, par value $0.01 Direct | 2/6/2024 | M · Option Exercise | +3.17K | — | — | 3.6% | 88.12K | 91.29K |
| Total | +6.64K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
3.48K shares
Shares
−3.48K
Strike price
Held after
27.80K
Exercisable
—
2/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
3.17K shares
Shares
−3.17K
Strike price
Held after
34.83K
Exercisable
—
2/6/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock3.48K shares | 2/6/2024 | M · Option Exercise | −3.48K | — | 27.80K | |
| Restricted Stock Units Direct | Common Stock3.17K shares | 2/6/2024 | M · Option Exercise | −3.17K | — | 34.83K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.01
IndirectShares owned777.00
Total
777.00 indirect777.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 | 777.00 | Indirect |
| Total | 777.00 | 777.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported