FINK RICHARD LEE (Pres of sub Applied Nanotech) reported 2 transactions at NANO MAGIC INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/12/2021ACC: 0001493152-21-027959
Officer· Pres of sub Applied Nanotech
Since May 2020
-3.66K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
8.70K acquired · 12.36K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+8.70K
Price / share
—
Trade value
—
% of position
8.9%
11/10/2021
97.30K→106K
Common Stock
Indirect
Shares
−8.70K
Price / share
—
Trade value
—
% of position
7.6%
11/10/2021
114.70K→106K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/10/2021 | J · J | +8.70K | — | — | 8.9% | 97.30K | 106K |
| Common Stock Indirect | 11/10/2021 | J · J | −8.70K | — | — | 7.6% | 114.70K | 106K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
Warrants
Indirect
Converts to
Common stock
3.66K shares
Shares
−3.66K
Strike price
1.50
Held after
11.06K
Exercisable
—
11/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common stock3.66K shares | 11/10/2021 | J · J | −3.66K | 1.50 | — | 11.06K |