Filed: 8/14/2024ACC: 0000921895-24-001816
📋 What this filing means
FINDELL CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $207.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$207.33M
Total AUM (reported)
28.04M
Total Shares
Allocation by class
COM$93.65M45.2%
COM NEW$42.54M20.5%
CL A$21.23M10.2%
ORD SHS A$14.73M7.1%
COMMON STOCK$10.85M5.2%
ADS$9.06M4.4%
NOTE 4.000% 6/0$8.25M4.0%
Portfolio Concentration
Top 3$107.59M51.9%
4–10$71.14M34.3%
11–25$28.60M13.8%
Top 3 weight
51.9%
Top 10 weight
86.2%
Voting Authority Distribution
Total shares with voting rights: 28.04M
Sole
Full voting authority
28.04M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings17
Rows:
ESTABLISHMENT LABS HLDGS INC
SOLEShares1.16M
TypeSH
Market value$52.76M
25.45%
Sole
1.16M
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares2.80M
TypeSH
Market value$33.60M
16.21%
Sole
2.80M
Shared
0.00
None
0.00
VALARIS LTD
SOLEShares285K
TypeSH
Market value$21.23M
10.24%
Sole
285K
Shared
0.00
None
0.00
NOBLE CORP PLC
SOLEShares330K
TypeSH
Market value$14.73M
7.11%
Sole
330K
Shared
0.00
None
0.00
EXELIXIS INC
SOLEShares500K
TypeSH
Market value$11.23M
5.42%
Sole
500K
Shared
0.00
None
0.00
ZOOMINFO TECHNOLOGIES INC
SOLEShares850K
TypeSH
Market value$10.85M
5.24%
Sole
850K
Shared
0.00
None
0.00
OPORTUN FINL CORP
SOLEShares3.47M
TypeSH
Market value$10.06M
4.85%
Sole
3.47M
Shared
0.00
None
0.00
ENDAVA PLC
SOLEShares310K
TypeSH
Market value$9.06M
4.37%
Sole
310K
Shared
0.00
None
0.00
CUTERA INC
SOLEShares8.25M
TypePRN
Market value$8.25M
3.98%
Sole
8.25M
Shared
0.00
None
0.00
VERMILION ENERGY INC
SOLEShares630K
TypeSH
Market value$6.94M
3.35%
Sole
630K
Shared
0.00
None
0.00
CHEMOURS CO
SOLEShares300K
TypeSH
Market value$6.77M
3.27%
Sole
300K
Shared
0.00
None
0.00
TELEPHONE & DATA SYS INC
SOLEShares300K
TypeSH
Market value$6.22M
3.00%
Sole
300K
Shared
0.00
None
0.00
EHEALTH INC
SOLEShares1.30M
TypeSH
Market value$5.89M
2.84%
Sole
1.30M
Shared
0.00
None
0.00
THE REALREAL INC
SOLEShares3M
TypePRN
Market value$3.00M
1.45%
Sole
3M
Shared
0.00
None
0.00
KLX ENERGY SERVICS HOLDNGS I
SOLEShares550K
TypeSH
Market value$2.72M
1.31%
Sole
550K
Shared
0.00
None
0.00
CUTERA INC
SOLEShares2M
TypePRN
Market value$2.00M
0.96%
Sole
2M
Shared
0.00
None
0.00
THE REALREAL INC
SOLEShares2M
TypePRN
Market value$2.00M
0.96%
Sole
2M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ESTABLISHMENT LABS HLDGS INCSOLE | COM | 1.16M | SH | $52.76M 25.45% | 1.16M | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 2.80M | SH | $33.60M 16.21% | 2.80M | 0.00 | 0.00 |
VALARIS LTDSOLE | CL A | 285K | SH | $21.23M 10.24% | 285K | 0.00 | 0.00 |
NOBLE CORP PLCSOLE | ORD SHS A | 330K | SH | $14.73M 7.11% | 330K | 0.00 | 0.00 |
EXELIXIS INCSOLE | COM | 500K | SH | $11.23M 5.42% | 500K | 0.00 | 0.00 |
ZOOMINFO TECHNOLOGIES INCSOLE | COMMON STOCK | 850K | SH | $10.85M 5.24% | 850K | 0.00 | 0.00 |
OPORTUN FINL CORPSOLE | COM | 3.47M | SH | $10.06M 4.85% | 3.47M | 0.00 | 0.00 |
ENDAVA PLCSOLE | ADS | 310K | SH | $9.06M 4.37% | 310K | 0.00 | 0.00 |
CUTERA INCSOLE | NOTE 4.000% 6/0 | 8.25M | PRN | $8.25M 3.98% | 8.25M | 0.00 | 0.00 |
VERMILION ENERGY INCSOLE | COM | 630K | SH | $6.94M 3.35% | 630K | 0.00 | 0.00 |
CHEMOURS COSOLE | COM | 300K | SH | $6.77M 3.27% | 300K | 0.00 | 0.00 |
TELEPHONE & DATA SYS INCSOLE | COM NEW | 300K | SH | $6.22M 3.00% | 300K | 0.00 | 0.00 |
EHEALTH INCSOLE | COM | 1.30M | SH | $5.89M 2.84% | 1.30M | 0.00 | 0.00 |
THE REALREAL INCSOLE | NOTE 3.000% 6/1 | 3M | PRN | $3.00M 1.45% | 3M | 0.00 | 0.00 |
KLX ENERGY SERVICS HOLDNGS ISOLE | COM NEW | 550K | SH | $2.72M 1.31% | 550K | 0.00 | 0.00 |
CUTERA INCSOLE | NOTE 2.250% 6/0 | 2M | PRN | $2.00M 0.96% | 2M | 0.00 | 0.00 |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 2M | PRN | $2.00M 0.96% | 2M | 0.00 | 0.00 |