Filed: 5/15/2024ACC: 0000921895-24-001226
📋 What this filing means
FINDELL CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $190.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$190.76M
Total AUM (reported)
25.92M
Total Shares
Allocation by class
COM$101.82M53.4%
COM NEW$34.92M18.3%
CL A$21.07M11.0%
ORD SHS A$15.27M8.0%
NOTE 4.000% 6/0$8.25M4.3%
NOTE 3.000% 6/1$3.00M1.6%
SHS$2.43M1.3%
Portfolio Concentration
Top 3$98.19M51.5%
4–10$73.15M38.3%
11–25$19.43M10.2%
Top 3 weight
51.5%
Top 10 weight
89.8%
Voting Authority Distribution
Total shares with voting rights: 25.92M
Sole
Full voting authority
25.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings17
Rows:
ESTABLISHMENT LABS HLDGS INC
SOLEShares905.02K
TypeSH
Market value$46.07M
24.15%
Sole
905.02K
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares2.10M
TypeSH
Market value$31.05M
16.28%
Sole
2.10M
Shared
0.00
None
0.00
VALARIS LTD
SOLEShares280K
TypeSH
Market value$21.07M
11.05%
Sole
280K
Shared
0.00
None
0.00
NOBLE CORP PLC
SOLEShares315K
TypeSH
Market value$15.27M
8.01%
Sole
315K
Shared
0.00
None
0.00
VERMILION ENERGY INC
SOLEShares1.03M
TypeSH
Market value$12.81M
6.72%
Sole
1.03M
Shared
0.00
None
0.00
CAESARS ENTERTAINMENT INC NE
SOLEShares250K
TypeSH
Market value$10.94M
5.73%
Sole
250K
Shared
0.00
None
0.00
EXELIXIS INC
SOLEShares400K
TypeSH
Market value$9.49M
4.98%
Sole
400K
Shared
0.00
None
0.00
U S SILICA HLDGS INC
SOLEShares700K
TypeSH
Market value$8.69M
4.55%
Sole
700K
Shared
0.00
None
0.00
CUTERA INC
SOLEShares8.25M
TypePRN
Market value$8.25M
4.32%
Sole
8.25M
Shared
0.00
None
0.00
EHEALTH INC
SOLEShares1.28M
TypeSH
Market value$7.69M
4.03%
Sole
1.28M
Shared
0.00
None
0.00
OPORTUN FINL CORP
SOLEShares2.02M
TypeSH
Market value$4.91M
2.57%
Sole
2.02M
Shared
0.00
None
0.00
KLX ENERGY SERVICS HOLDNGS I
SOLEShares500K
TypeSH
Market value$3.87M
2.03%
Sole
500K
Shared
0.00
None
0.00
THE REALREAL INC
SOLEShares3M
TypePRN
Market value$3.00M
1.57%
Sole
3M
Shared
0.00
None
0.00
ISHARES BITCOIN TR
SOLEShares60K
TypeSH
Market value$2.43M
1.27%
Sole
60K
Shared
0.00
None
0.00
CUTERA INC
SOLEShares2M
TypePRN
Market value$2.00M
1.05%
Sole
2M
Shared
0.00
None
0.00
THE REALREAL INC
SOLEShares2M
TypePRN
Market value$2.00M
1.05%
Sole
2M
Shared
0.00
None
0.00
CUTERA INC
SOLEShares830K
TypeSH
Market value$1.22M
0.64%
Sole
830K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ESTABLISHMENT LABS HLDGS INCSOLE | COM | 905.02K | SH | $46.07M 24.15% | 905.02K | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 2.10M | SH | $31.05M 16.28% | 2.10M | 0.00 | 0.00 |
VALARIS LTDSOLE | CL A | 280K | SH | $21.07M 11.05% | 280K | 0.00 | 0.00 |
NOBLE CORP PLCSOLE | ORD SHS A | 315K | SH | $15.27M 8.01% | 315K | 0.00 | 0.00 |
VERMILION ENERGY INCSOLE | COM | 1.03M | SH | $12.81M 6.72% | 1.03M | 0.00 | 0.00 |
CAESARS ENTERTAINMENT INC NESOLE | COM | 250K | SH | $10.94M 5.73% | 250K | 0.00 | 0.00 |
EXELIXIS INCSOLE | COM | 400K | SH | $9.49M 4.98% | 400K | 0.00 | 0.00 |
U S SILICA HLDGS INCSOLE | COM | 700K | SH | $8.69M 4.55% | 700K | 0.00 | 0.00 |
CUTERA INCSOLE | NOTE 4.000% 6/0 | 8.25M | PRN | $8.25M 4.32% | 8.25M | 0.00 | 0.00 |
EHEALTH INCSOLE | COM | 1.28M | SH | $7.69M 4.03% | 1.28M | 0.00 | 0.00 |
OPORTUN FINL CORPSOLE | COM | 2.02M | SH | $4.91M 2.57% | 2.02M | 0.00 | 0.00 |
KLX ENERGY SERVICS HOLDNGS ISOLE | COM NEW | 500K | SH | $3.87M 2.03% | 500K | 0.00 | 0.00 |
THE REALREAL INCSOLE | NOTE 3.000% 6/1 | 3M | PRN | $3.00M 1.57% | 3M | 0.00 | 0.00 |
ISHARES BITCOIN TRSOLE | SHS | 60K | SH | $2.43M 1.27% | 60K | 0.00 | 0.00 |
CUTERA INCSOLE | NOTE 2.250% 6/0 | 2M | PRN | $2.00M 1.05% | 2M | 0.00 | 0.00 |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 2M | PRN | $2.00M 1.05% | 2M | 0.00 | 0.00 |
CUTERA INCSOLE | COM | 830K | SH | $1.22M 0.64% | 830K | 0.00 | 0.00 |