Filed: 10/30/2024ACC: 0001997602-24-000005
📋 What this filing means
FINANCIAL SECURITY ADVISOR, INC. filed this quarterly 13F‑HR report disclosing 116 equity positions with a total reported market value of $401.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
116
Positions
$401.31M
Total AUM (reported)
12.75M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$248.89M62.0%
COMMON STOCK$149.37M37.2%
AMERICAN DEPOSITORY RECEIPT$1.32M0.3%
CLOSED END FUND$1.30M0.3%
REAL ESTATE INVESTMENT TRUST$434.3K0.1%
Portfolio Concentration
Top 3$179.65M44.8%
4–10$101.34M25.3%
11–25$63.35M15.8%
Rest$56.97M14.2%
Top 3 weight
44.8%
Top 10 weight
70.0%
Voting Authority Distribution
Total shares with voting rights: 12.75M
Sole
Full voting authority
12.75M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole116
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings116
Rows:
NEOS Enhanced Income Credit Select ETF
SOLEShares7.38M
TypeSH
Market value$77.58M
19.33%
Sole
7.38M
Shared
0.00
None
0.00
Capital Group Growth ETF
SOLEShares2.10M
TypeSH
Market value$72.91M
18.17%
Sole
2.10M
Shared
0.00
None
0.00
Invesco S&P 500 Pure Growth ETF
SOLEShares742.64K
TypeSH
Market value$29.16M
7.27%
Sole
742.64K
Shared
0.00
None
0.00
SPDR Portfolio S&P 600 Sm Cap ETF
SOLEShares442.63K
TypeSH
Market value$20.14M
5.02%
Sole
442.63K
Shared
0.00
None
0.00
Berkshire Hathaway Inc Class B
SOLEShares42.07K
TypeSH
Market value$19.36M
4.83%
Sole
42.07K
Shared
0.00
None
0.00
WisdomTree Floating Rate Treasury Fund
SOLEShares297.45K
TypeSH
Market value$14.94M
3.72%
Sole
297.45K
Shared
0.00
None
0.00
JPMorgan Ultra-Short Income ETF
SOLEShares269.30K
TypeSH
Market value$13.66M
3.40%
Sole
269.30K
Shared
0.00
None
0.00
Apple Inc
SOLEShares55.60K
TypeSH
Market value$12.95M
3.23%
Sole
55.60K
Shared
0.00
None
0.00
Microsoft Corp
SOLEShares30.09K
TypeSH
Market value$12.95M
3.23%
Sole
30.09K
Shared
0.00
None
0.00
Johnson & Johnson
SOLEShares45.22K
TypeSH
Market value$7.33M
1.83%
Sole
45.22K
Shared
0.00
None
0.00
SPDR S&P 600 Small Cap Growth ETF
SOLEShares66.43K
TypeSH
Market value$6.18M
1.54%
Sole
66.43K
Shared
0.00
None
0.00
Alphabet Inc Class A
SOLEShares36.26K
TypeSH
Market value$6.01M
1.50%
Sole
36.26K
Shared
0.00
None
0.00
Altria Group Inc
SOLEShares91.91K
TypeSH
Market value$4.78M
1.19%
Sole
91.91K
Shared
0.00
None
0.00
T. Rowe Price Capital Apprec Eq ETF
SOLEShares143.82K
TypeSH
Market value$4.78M
1.19%
Sole
143.82K
Shared
0.00
None
0.00
Exxon Mobil Corp
SOLEShares38.89K
TypeSH
Market value$4.56M
1.14%
Sole
38.89K
Shared
0.00
None
0.00
McDonald's Corp
SOLEShares14.75K
TypeSH
Market value$4.49M
1.12%
Sole
14.75K
Shared
0.00
None
0.00
NVIDIA Corp
SOLEShares36.01K
TypeSH
Market value$4.37M
1.09%
Sole
36.01K
Shared
0.00
None
0.00
Walmart Inc
SOLEShares52.76K
TypeSH
Market value$4.26M
1.06%
Sole
52.76K
Shared
0.00
None
0.00
SPDR Portfolio S&P 500 ETF
SOLEShares62.95K
TypeSH
Market value$4.25M
1.06%
Sole
62.95K
Shared
0.00
None
0.00
Cisco Systems Inc
SOLEShares75.21K
TypeSH
Market value$4.00M
1.00%
Sole
75.21K
Shared
0.00
None
0.00
Eli Lilly and Co
SOLEShares4.22K
TypeSH
Market value$3.74M
0.93%
Sole
4.22K
Shared
0.00
None
0.00
Procter & Gamble Co
SOLEShares19.75K
TypeSH
Market value$3.42M
0.85%
Sole
19.75K
Shared
0.00
None
0.00
HCA Healthcare Inc
SOLEShares7.43K
TypeSH
Market value$3.02M
0.75%
Sole
7.43K
Shared
0.00
None
0.00
Amazon.com Inc
SOLEShares15.27K
TypeSH
Market value$2.84M
0.71%
Sole
15.27K
Shared
0.00
None
0.00
American Express Co
SOLEShares9.65K
TypeSH
Market value$2.62M
0.65%
Sole
9.65K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NEOS Enhanced Income Credit Select ETFSOLE | Exchange Traded Fund | 7.38M | SH | $77.58M 19.33% | 7.38M | 0.00 | 0.00 |
Capital Group Growth ETFSOLE | Exchange Traded Fund | 2.10M | SH | $72.91M 18.17% | 2.10M | 0.00 | 0.00 |
Invesco S&P 500 Pure Growth ETFSOLE | Exchange Traded Fund | 742.64K | SH | $29.16M 7.27% | 742.64K | 0.00 | 0.00 |
SPDR Portfolio S&P 600 Sm Cap ETFSOLE | Exchange Traded Fund | 442.63K | SH | $20.14M 5.02% | 442.63K | 0.00 | 0.00 |
Berkshire Hathaway Inc Class BSOLE | Common Stock | 42.07K | SH | $19.36M 4.83% | 42.07K | 0.00 | 0.00 |
WisdomTree Floating Rate Treasury FundSOLE | Exchange Traded Fund | 297.45K | SH | $14.94M 3.72% | 297.45K | 0.00 | 0.00 |
JPMorgan Ultra-Short Income ETFSOLE | Exchange Traded Fund | 269.30K | SH | $13.66M 3.40% | 269.30K | 0.00 | 0.00 |
Apple IncSOLE | Common Stock | 55.60K | SH | $12.95M 3.23% | 55.60K | 0.00 | 0.00 |
Microsoft CorpSOLE | Common Stock | 30.09K | SH | $12.95M 3.23% | 30.09K | 0.00 | 0.00 |
Johnson & JohnsonSOLE | Common Stock | 45.22K | SH | $7.33M 1.83% | 45.22K | 0.00 | 0.00 |
SPDR S&P 600 Small Cap Growth ETFSOLE | Exchange Traded Fund | 66.43K | SH | $6.18M 1.54% | 66.43K | 0.00 | 0.00 |
Alphabet Inc Class ASOLE | Common Stock | 36.26K | SH | $6.01M 1.50% | 36.26K | 0.00 | 0.00 |
Altria Group IncSOLE | Common Stock | 91.91K | SH | $4.78M 1.19% | 91.91K | 0.00 | 0.00 |
T. Rowe Price Capital Apprec Eq ETFSOLE | Exchange Traded Fund | 143.82K | SH | $4.78M 1.19% | 143.82K | 0.00 | 0.00 |
Exxon Mobil CorpSOLE | Common Stock | 38.89K | SH | $4.56M 1.14% | 38.89K | 0.00 | 0.00 |
McDonald's CorpSOLE | Common Stock | 14.75K | SH | $4.49M 1.12% | 14.75K | 0.00 | 0.00 |
NVIDIA CorpSOLE | Common Stock | 36.01K | SH | $4.37M 1.09% | 36.01K | 0.00 | 0.00 |
Walmart IncSOLE | Common Stock | 52.76K | SH | $4.26M 1.06% | 52.76K | 0.00 | 0.00 |
SPDR Portfolio S&P 500 ETFSOLE | Exchange Traded Fund | 62.95K | SH | $4.25M 1.06% | 62.95K | 0.00 | 0.00 |
Cisco Systems IncSOLE | Common Stock | 75.21K | SH | $4.00M 1.00% | 75.21K | 0.00 | 0.00 |
Eli Lilly and CoSOLE | Common Stock | 4.22K | SH | $3.74M 0.93% | 4.22K | 0.00 | 0.00 |
Procter & Gamble CoSOLE | Common Stock | 19.75K | SH | $3.42M 0.85% | 19.75K | 0.00 | 0.00 |
HCA Healthcare IncSOLE | Common Stock | 7.43K | SH | $3.02M 0.75% | 7.43K | 0.00 | 0.00 |
Amazon.com IncSOLE | Common Stock | 15.27K | SH | $2.84M 0.71% | 15.27K | 0.00 | 0.00 |
American Express CoSOLE | Common Stock | 9.65K | SH | $2.62M 0.65% | 9.65K | 0.00 | 0.00 |
Page 1 of 5
…