FINANCIAL SECURITY ADVISOR, INC.

Filed: 8/5/2024ACC: 0001997602-24-000003

📋 What this filing means

FINANCIAL SECURITY ADVISOR, INC. filed this quarterly 13F‑HR report disclosing 113 equity positions with a total reported market value of $298.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

113

Positions

$298.49M

Total AUM (reported)

5.29M

Total Shares

Allocation by class

EXCHANGE TRADED FUND$159.07M53.3%

COMMON STOCK$136.36M45.7%

AMERICAN DEPOSITORY RECEIPT$1.37M0.5%

CLOSED END FUND$1.23M0.4%

REAL ESTATE INVESTMENT TRUST$466.8K0.2%

Portfolio Concentration

Top 3$114.84M38.5%

4–10$80.01M26.8%

11–25$55.29M18.5%

Rest$48.35M16.2%

Top 3 weight

38.5%

Top 10 weight

65.3%

Voting Authority Distribution

Total shares with voting rights: 5.29M

Sole

Full voting authority

5.29M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole113

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings113

Rows:

Capital Group Growth ETF

SOLE

Exchange Traded Fund

Shares2.06M

TypeSH

Market value$68.01M

22.78%

Sole

2.06M

Shared

0.00

None

0.00

Invesco S&P 500 Pure Growth ETF

SOLE

Exchange Traded Fund

Shares758.70K

TypeSH

Market value$28.27M

9.47%

Sole

758.70K

Shared

0.00

None

0.00

SPDR Portfolio S&P 600 Sm Cap ETF

SOLE

Exchange Traded Fund

Shares447K

TypeSH

Market value$18.56M

6.22%

Sole

447K

Shared

0.00

None

0.00

Berkshire Hathaway Inc Class B

SOLE

Common Stock

Shares42.16K

TypeSH

Market value$17.15M

5.75%

Sole

42.16K

Shared

0.00

None

0.00

Wisdomtree Floating Rate Treasury Fund

SOLE

Exchange Traded Fund

Shares287.81K

TypeSH

Market value$14.48M

4.85%

Sole

287.81K

Shared

0.00

None

0.00

Microsoft Corp

SOLE

Common Stock

Shares28.51K

TypeSH

Market value$12.74M

4.27%

Sole

28.51K

Shared

0.00

None

0.00

Apple Inc

SOLE

Common Stock

Shares54.79K

TypeSH

Market value$11.54M

3.87%

Sole

54.79K

Shared

0.00

None

0.00

JPMorgan Ultra-Short Income ETF

SOLE

Exchange Traded Fund

Shares224.52K

TypeSH

Market value$11.33M

3.80%

Sole

224.52K

Shared

0.00

None

0.00

Johnson & Johnson

SOLE

Common Stock

Shares45.44K

TypeSH

Market value$6.64M

2.22%

Sole

45.44K

Shared

0.00

None

0.00

Alphabet Inc Class A

SOLE

Common Stock

Shares33.61K

TypeSH

Market value$6.12M

2.05%

Sole

33.61K

Shared

0.00

None

0.00

SPDR S&P 600 Small Cap Growth ETF

SOLE

Exchange Traded Fund

Shares66.79K

TypeSH

Market value$5.73M

1.92%

Sole

66.79K

Shared

0.00

None

0.00

Exxon Mobil Corp

SOLE

Common Stock

Shares38.53K

TypeSH

Market value$4.44M

1.49%

Sole

38.53K

Shared

0.00

None

0.00

NVIDIA Corp

SOLE

Common Stock

Shares35.90K

TypeSH

Market value$4.43M

1.49%

Sole

35.90K

Shared

0.00

None

0.00

Altria Group Inc

SOLE

Common Stock

Shares90.73K

TypeSH

Market value$4.22M

1.41%

Sole

90.73K

Shared

0.00

None

0.00

SPDR Portfolio S&P 500 ETF

SOLE

Exchange Traded Fund

Shares63.61K

TypeSH

Market value$4.07M

1.36%

Sole

63.61K

Shared

0.00

None

0.00

T. Rowe Price Capital Apprec Eq ETF

SOLE

Exchange Traded Fund

Shares127.79K

TypeSH

Market value$4.01M

1.34%

Sole

127.79K

Shared

0.00

None

0.00

Eli Lilly and Co

SOLE

Common Stock

Shares4.21K

TypeSH

Market value$3.81M

1.28%

Sole

4.21K

Shared

0.00

None

0.00

McDonald's Corp

SOLE

Common Stock

Shares14.85K

TypeSH

Market value$3.78M

1.27%

Sole

14.85K

Shared

0.00

None

0.00

Cisco Systems Inc

SOLE

Common Stock

Shares78.58K

TypeSH

Market value$3.73M

1.25%

Sole

78.58K

Shared

0.00

None

0.00

Walmart Inc

SOLE

Common Stock

Shares54.20K

TypeSH

Market value$3.67M

1.23%

Sole

54.20K

Shared

0.00

None

0.00

Procter & Gamble Co

SOLE

Common Stock

Shares19.25K

TypeSH

Market value$3.17M

1.06%

Sole

19.25K

Shared

0.00

None

0.00

Amazon.com Inc

SOLE

Common Stock

Shares15.41K

TypeSH

Market value$2.98M

1.00%

Sole

15.41K

Shared

0.00

None

0.00

Verizon Communications Inc

SOLE

Common Stock

Shares61.35K

TypeSH

Market value$2.53M

0.85%

Sole

61.35K

Shared

0.00

None

0.00

HCA Healthcare Inc

SOLE

Common Stock

Shares7.56K

TypeSH

Market value$2.43M

0.81%

Sole

7.56K

Shared

0.00

None

0.00

American Express Co

SOLE

Common Stock

Shares9.81K

TypeSH

Market value$2.27M

0.76%

Sole

9.81K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Capital Group Growth ETFSOLE	Exchange Traded Fund	2.06M	SH	$68.01M 22.78%	2.06M
Invesco S&P 500 Pure Growth ETFSOLE	Exchange Traded Fund	758.70K	SH	$28.27M 9.47%	758.70K
SPDR Portfolio S&P 600 Sm Cap ETFSOLE	Exchange Traded Fund	447K	SH	$18.56M 6.22%	447K
Berkshire Hathaway Inc Class BSOLE	Common Stock	42.16K	SH	$17.15M 5.75%	42.16K
Wisdomtree Floating Rate Treasury FundSOLE	Exchange Traded Fund	287.81K	SH	$14.48M 4.85%	287.81K
Microsoft CorpSOLE	Common Stock	28.51K	SH	$12.74M 4.27%	28.51K
Apple IncSOLE	Common Stock	54.79K	SH	$11.54M 3.87%	54.79K
JPMorgan Ultra-Short Income ETFSOLE	Exchange Traded Fund	224.52K	SH	$11.33M 3.80%	224.52K
Johnson & JohnsonSOLE	Common Stock	45.44K	SH	$6.64M 2.22%	45.44K
Alphabet Inc Class ASOLE	Common Stock	33.61K	SH	$6.12M 2.05%	33.61K
SPDR S&P 600 Small Cap Growth ETFSOLE	Exchange Traded Fund	66.79K	SH	$5.73M 1.92%	66.79K
Exxon Mobil CorpSOLE	Common Stock	38.53K	SH	$4.44M 1.49%	38.53K
NVIDIA CorpSOLE	Common Stock	35.90K	SH	$4.43M 1.49%	35.90K
Altria Group IncSOLE	Common Stock	90.73K	SH	$4.22M 1.41%	90.73K
SPDR Portfolio S&P 500 ETFSOLE	Exchange Traded Fund	63.61K	SH	$4.07M 1.36%	63.61K
T. Rowe Price Capital Apprec Eq ETFSOLE	Exchange Traded Fund	127.79K	SH	$4.01M 1.34%	127.79K
Eli Lilly and CoSOLE	Common Stock	4.21K	SH	$3.81M 1.28%	4.21K
McDonald's CorpSOLE	Common Stock	14.85K	SH	$3.78M 1.27%	14.85K
Cisco Systems IncSOLE	Common Stock	78.58K	SH	$3.73M 1.25%	78.58K
Walmart IncSOLE	Common Stock	54.20K	SH	$3.67M 1.23%	54.20K
Procter & Gamble CoSOLE	Common Stock	19.25K	SH	$3.17M 1.06%	19.25K
Amazon.com IncSOLE	Common Stock	15.41K	SH	$2.98M 1.00%	15.41K
Verizon Communications IncSOLE	Common Stock	61.35K	SH	$2.53M 0.85%	61.35K
HCA Healthcare IncSOLE	Common Stock	7.56K	SH	$2.43M 0.81%	7.56K
American Express CoSOLE	Common Stock	9.81K	SH	$2.27M 0.76%	9.81K

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