Filed: 1/24/2024ACC: 0001997602-24-000001
📋 What this filing means
FINANCIAL SECURITY ADVISOR, INC. filed this quarterly 13F‑HR report disclosing 103 equity positions with a total reported market value of $254.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
103
Positions
$254.53M
Total AUM (reported)
4.99M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$132.93M52.2%
COMMON STOCK$118.93M46.7%
CLOSED END FUND$1.14M0.4%
AMERICAN DEPOSITORY RECEIPT$922.8K0.4%
REAL ESTATE INVESTMENT TRUST$602.5K0.2%
Portfolio Concentration
Top 3$102.29M40.2%
4–10$64.92M25.5%
11–25$45.09M17.7%
Rest$42.24M16.6%
Top 3 weight
40.2%
Top 10 weight
65.7%
Voting Authority Distribution
Total shares with voting rights: 4.99M
Sole
Full voting authority
4.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole103
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings103
Rows:
Capital Group Growth ETF
SOLEShares2.02M
TypeSH
Market value$57.16M
22.46%
Sole
2.02M
Shared
0.00
None
0.00
Invesco S&P 500 Pure Growth ETF
SOLEShares800.62K
TypeSH
Market value$25.83M
10.15%
Sole
800.62K
Shared
0.00
None
0.00
SPDR Portfolio S&P 600 Sm Cap ETF
SOLEShares457.61K
TypeSH
Market value$19.30M
7.58%
Sole
457.61K
Shared
0.00
None
0.00
Berkshire Hathaway Inc Cl B
SOLEShares41.95K
TypeSH
Market value$14.96M
5.88%
Sole
41.95K
Shared
0.00
None
0.00
Apple Inc.
SOLEShares55.33K
TypeSH
Market value$10.65M
4.19%
Sole
55.33K
Shared
0.00
None
0.00
Microsoft Corp
SOLEShares27.27K
TypeSH
Market value$10.25M
4.03%
Sole
27.27K
Shared
0.00
None
0.00
Wisdomtree Floating Rate Treasury Fund
SOLEShares201.18K
TypeSH
Market value$10.11M
3.97%
Sole
201.18K
Shared
0.00
None
0.00
Johnson & Johnson
SOLEShares47.18K
TypeSH
Market value$7.39M
2.91%
Sole
47.18K
Shared
0.00
None
0.00
JPMorgan Ultra-Short Income ETF
SOLEShares115.76K
TypeSH
Market value$5.84M
2.29%
Sole
115.76K
Shared
0.00
None
0.00
SPDR S&P 600 Small Cap Growth ETF
SOLEShares68.22K
TypeSH
Market value$5.70M
2.24%
Sole
68.22K
Shared
0.00
None
0.00
McDonalds Corp
SOLEShares15.25K
TypeSH
Market value$4.52M
1.78%
Sole
15.25K
Shared
0.00
None
0.00
Alphabet Inc Cl A
SOLEShares30.78K
TypeSH
Market value$4.30M
1.69%
Sole
30.78K
Shared
0.00
None
0.00
Cisco Systems Inc
SOLEShares84.31K
TypeSH
Market value$4.26M
1.67%
Sole
84.31K
Shared
0.00
None
0.00
Exxon Mobil Corp
SOLEShares38.45K
TypeSH
Market value$3.84M
1.51%
Sole
38.45K
Shared
0.00
None
0.00
SPDR Portfolio S&P 500 ETF
SOLEShares63.97K
TypeSH
Market value$3.58M
1.40%
Sole
63.97K
Shared
0.00
None
0.00
Altria Group Inc
SOLEShares81.31K
TypeSH
Market value$3.36M
1.32%
Sole
81.31K
Shared
0.00
None
0.00
Walmart Inc
SOLEShares18.73K
TypeSH
Market value$2.96M
1.16%
Sole
18.73K
Shared
0.00
None
0.00
Procter & Gamble Co
SOLEShares19.54K
TypeSH
Market value$2.86M
1.12%
Sole
19.54K
Shared
0.00
None
0.00
Verizon Communications, Inc.
SOLEShares68.89K
TypeSH
Market value$2.60M
1.02%
Sole
68.89K
Shared
0.00
None
0.00
T. Rowe Price Capital Apprec Eq ETF
SOLEShares88.94K
TypeSH
Market value$2.46M
0.97%
Sole
88.94K
Shared
0.00
None
0.00
Eli Lilly and Co
SOLEShares4.14K
TypeSH
Market value$2.41M
0.95%
Sole
4.14K
Shared
0.00
None
0.00
Amazon.Com Inc
SOLEShares14.81K
TypeSH
Market value$2.25M
0.88%
Sole
14.81K
Shared
0.00
None
0.00
HCA Healthcare Inc
SOLEShares7.10K
TypeSH
Market value$1.92M
0.76%
Sole
7.10K
Shared
0.00
None
0.00
Philip Morris Intl Inc
SOLEShares19.99K
TypeSH
Market value$1.91M
0.75%
Sole
19.99K
Shared
0.00
None
0.00
American Express Co
SOLEShares9.93K
TypeSH
Market value$1.86M
0.73%
Sole
9.93K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Capital Group Growth ETFSOLE | Exchange Traded Fund | 2.02M | SH | $57.16M 22.46% | 2.02M | 0.00 | 0.00 |
Invesco S&P 500 Pure Growth ETFSOLE | Exchange Traded Fund | 800.62K | SH | $25.83M 10.15% | 800.62K | 0.00 | 0.00 |
SPDR Portfolio S&P 600 Sm Cap ETFSOLE | Exchange Traded Fund | 457.61K | SH | $19.30M 7.58% | 457.61K | 0.00 | 0.00 |
Berkshire Hathaway Inc Cl BSOLE | Common Stock | 41.95K | SH | $14.96M 5.88% | 41.95K | 0.00 | 0.00 |
Apple Inc.SOLE | Common Stock | 55.33K | SH | $10.65M 4.19% | 55.33K | 0.00 | 0.00 |
Microsoft CorpSOLE | Common Stock | 27.27K | SH | $10.25M 4.03% | 27.27K | 0.00 | 0.00 |
Wisdomtree Floating Rate Treasury FundSOLE | Exchange Traded Fund | 201.18K | SH | $10.11M 3.97% | 201.18K | 0.00 | 0.00 |
Johnson & JohnsonSOLE | Common Stock | 47.18K | SH | $7.39M 2.91% | 47.18K | 0.00 | 0.00 |
JPMorgan Ultra-Short Income ETFSOLE | Exchange Traded Fund | 115.76K | SH | $5.84M 2.29% | 115.76K | 0.00 | 0.00 |
SPDR S&P 600 Small Cap Growth ETFSOLE | Exchange Traded Fund | 68.22K | SH | $5.70M 2.24% | 68.22K | 0.00 | 0.00 |
McDonalds CorpSOLE | Common Stock | 15.25K | SH | $4.52M 1.78% | 15.25K | 0.00 | 0.00 |
Alphabet Inc Cl ASOLE | Common Stock | 30.78K | SH | $4.30M 1.69% | 30.78K | 0.00 | 0.00 |
Cisco Systems IncSOLE | Common Stock | 84.31K | SH | $4.26M 1.67% | 84.31K | 0.00 | 0.00 |
Exxon Mobil CorpSOLE | Common Stock | 38.45K | SH | $3.84M 1.51% | 38.45K | 0.00 | 0.00 |
SPDR Portfolio S&P 500 ETFSOLE | Exchange Traded Fund | 63.97K | SH | $3.58M 1.40% | 63.97K | 0.00 | 0.00 |
Altria Group IncSOLE | Common Stock | 81.31K | SH | $3.36M 1.32% | 81.31K | 0.00 | 0.00 |
Walmart IncSOLE | Common Stock | 18.73K | SH | $2.96M 1.16% | 18.73K | 0.00 | 0.00 |
Procter & Gamble CoSOLE | Common Stock | 19.54K | SH | $2.86M 1.12% | 19.54K | 0.00 | 0.00 |
Verizon Communications, Inc.SOLE | Common Stock | 68.89K | SH | $2.60M 1.02% | 68.89K | 0.00 | 0.00 |
T. Rowe Price Capital Apprec Eq ETFSOLE | Exchange Traded Fund | 88.94K | SH | $2.46M 0.97% | 88.94K | 0.00 | 0.00 |
Eli Lilly and CoSOLE | Common Stock | 4.14K | SH | $2.41M 0.95% | 4.14K | 0.00 | 0.00 |
Amazon.Com IncSOLE | Common Stock | 14.81K | SH | $2.25M 0.88% | 14.81K | 0.00 | 0.00 |
HCA Healthcare IncSOLE | Common Stock | 7.10K | SH | $1.92M 0.76% | 7.10K | 0.00 | 0.00 |
Philip Morris Intl IncSOLE | Common Stock | 19.99K | SH | $1.91M 0.75% | 19.99K | 0.00 | 0.00 |
American Express CoSOLE | Common Stock | 9.93K | SH | $1.86M 0.73% | 9.93K | 0.00 | 0.00 |
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