FINANCIAL PLANNING & INFORMATION SERVICES, INC.

Filed: 2/14/2024ACC: 0001765380-24-000135

📋 What this filing means

FINANCIAL PLANNING & INFORMATION SERVICES, INC. filed this quarterly 13F‑HR report disclosing 84 equity positions with a total reported market value of $634.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$634.30M

Total AUM (reported)

10.65M

Total Shares

Allocation by class

S&P 600 SMCP VAL$54.29M8.6%

US MIDCAP DIVID$46.91M7.4%

PRTFLO S&P500 GW$43.82M6.9%

VALUE ETF$33.06M5.2%

CORE PLUS BD ETF$32.95M5.2%

TOTAL RTRN ETF$32.34M5.1%

INTL CORE EQT MK$31.06M4.9%

Portfolio Concentration

Top 3$145.02M22.9%

4–10$214.27M33.8%

11–25$193.84M30.6%

Rest$81.17M12.8%

Top 3 weight

22.9%

Top 10 weight

56.6%

Voting Authority Distribution

Total shares with voting rights: 10.65M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.65M

% of voting shares100.0%

Investment Discretion (by position count)

Sole84

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings84

Rows:

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares651.62K

TypeSH

Market value$54.29M

8.56%

Sole

0.00

Shared

0.00

None

651.62K

WISDOMTREE TR

SOLE

US MIDCAP DIVID

Shares1.03M

TypeSH

Market value$46.91M

7.40%

Sole

0.00

Shared

0.00

None

1.03M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares673.54K

TypeSH

Market value$43.82M

6.91%

Sole

0.00

Shared

0.00

None

673.54K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares221.17K

TypeSH

Market value$33.06M

5.21%

Sole

0.00

Shared

0.00

None

221.17K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares699.76K

TypeSH

Market value$32.95M

5.19%

Sole

0.00

Shared

0.00

None

699.76K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares950.23K

TypeSH

Market value$32.34M

5.10%

Sole

0.00

Shared

0.00

None

950.23K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares1.08M

TypeSH

Market value$31.06M

4.90%

Sole

0.00

Shared

0.00

None

1.08M

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares593.55K

TypeSH

Market value$29.81M

4.70%

Sole

0.00

Shared

0.00

None

593.55K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares371.04K

TypeSH

Market value$28.58M

4.51%

Sole

0.00

Shared

0.00

None

371.04K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares85.17K

TypeSH

Market value$26.48M

4.17%

Sole

0.00

Shared

0.00

None

85.17K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares210.77K

TypeSH

Market value$23.53M

3.71%

Sole

0.00

Shared

0.00

None

210.77K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares400.18K

TypeSH

Market value$19.98M

3.15%

Sole

0.00

Shared

0.00

None

400.18K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares824.90K

TypeSH

Market value$19.89M

3.14%

Sole

0.00

Shared

0.00

None

824.90K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares232.77K

TypeSH

Market value$19.47M

3.07%

Sole

0.00

Shared

0.00

None

232.77K

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares257.32K

TypeSH

Market value$13.29M

2.10%

Sole

0.00

Shared

0.00

None

257.32K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares271.20K

TypeSH

Market value$13.10M

2.07%

Sole

0.00

Shared

0.00

None

271.20K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares72.27K

TypeSH

Market value$13.01M

2.05%

Sole

0.00

Shared

0.00

None

72.27K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares149.48K

TypeSH

Market value$12.40M

1.96%

Sole

0.00

Shared

0.00

None

149.48K

PACER FDS TR

SOLE

US CASH COWS 100

Shares202.70K

TypeSH

Market value$10.54M

1.66%

Sole

0.00

Shared

0.00

None

202.70K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares124.32K

TypeSH

Market value$9.46M

1.49%

Sole

0.00

Shared

0.00

None

124.32K

PACER FDS TR

SOLE

PACER US SMALL

Shares172.12K

TypeSH

Market value$8.27M

1.30%

Sole

0.00

Shared

0.00

None

172.12K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares176.94K

TypeSH

Market value$8.25M

1.30%

Sole

0.00

Shared

0.00

None

176.94K

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares32.68K

TypeSH

Market value$7.90M

1.25%

Sole

0.00

Shared

0.00

None

32.68K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares67.46K

TypeSH

Market value$7.84M

1.24%

Sole

0.00

Shared

0.00

None

67.46K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares47.61K

TypeSH

Market value$6.90M

1.09%

Sole

0.00

Shared

0.00

None

47.61K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	S&P 600 SMCP VAL	651.62K	SH	$54.29M 8.56%	651.62K
WISDOMTREE TRSOLE	US MIDCAP DIVID	1.03M	SH	$46.91M 7.40%	1.03M
SPDR SER TRSOLE	PRTFLO S&P500 GW	673.54K	SH	$43.82M 6.91%	673.54K
VANGUARD INDEX FDSSOLE	VALUE ETF	221.17K	SH	$33.06M 5.21%	221.17K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	699.76K	SH	$32.95M 5.19%	699.76K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	950.23K	SH	$32.34M 5.10%	950.23K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	1.08M	SH	$31.06M 4.90%	1.08M
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	593.55K	SH	$29.81M 4.70%	593.55K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	371.04K	SH	$28.58M 4.51%	371.04K
VANGUARD INDEX FDSSOLE	GROWTH ETF	85.17K	SH	$26.48M 4.17%	85.17K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	210.77K	SH	$23.53M 3.71%	210.77K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	400.18K	SH	$19.98M 3.15%	400.18K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	824.90K	SH	$19.89M 3.14%	824.90K
SPDR SER TRSOLE	S&P 600 SMCP GRW	232.77K	SH	$19.47M 3.07%	232.77K
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	257.32K	SH	$13.29M 2.10%	257.32K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	271.20K	SH	$13.10M 2.07%	271.20K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	72.27K	SH	$13.01M 2.05%	72.27K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	149.48K	SH	$12.40M 1.96%	149.48K
PACER FDS TRSOLE	US CASH COWS 100	202.70K	SH	$10.54M 1.66%	202.70K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	124.32K	SH	$9.46M 1.49%	124.32K
PACER FDS TRSOLE	PACER US SMALL	172.12K	SH	$8.27M 1.30%	172.12K
SPDR SER TRSOLE	PRTFLO S&P500 VL	176.94K	SH	$8.25M 1.30%	176.94K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	32.68K	SH	$7.90M 1.25%	32.68K
ISHARES TRSOLE	RUS MDCP VAL ETF	67.46K	SH	$7.84M 1.24%	67.46K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	47.61K	SH	$6.90M 1.09%	47.61K

Page 1 of 4