FINANCIAL PLANNING & INFORMATION SERVICES, INC.

Filed: 11/14/2023ACC: 0001765380-23-000250

📋 What this filing means

FINANCIAL PLANNING & INFORMATION SERVICES, INC. filed this quarterly 13F‑HR report disclosing 84 equity positions with a total reported market value of $537.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$537.29M

Total AUM (reported)

9.72M

Total Shares

Allocation by class

S&P 600 SMCP VAL$45.50M8.5%

US MIDCAP DIVID$45.10M8.4%

PRTFLO S&P500 GW$33.31M6.2%

SHORT TRM BOND$29.81M5.5%

TOTAL RTRN ETF$28.72M5.3%

VALUE ETF$28.24M5.3%

CORE PLUS BD ETF$27.64M5.1%

Portfolio Concentration

Top 3$123.92M23.1%

4–10$185.93M34.6%

11–25$158.32M29.5%

Rest$69.13M12.9%

Top 3 weight

23.1%

Top 10 weight

57.7%

Voting Authority Distribution

Total shares with voting rights: 9.72M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.72M

% of voting shares100.0%

Investment Discretion (by position count)

Sole84

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings84

Rows:

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares628.73K

TypeSH

Market value$45.50M

8.47%

Sole

0.00

Shared

0.00

None

628.73K

WISDOMTREE TR

SOLE

US MIDCAP DIVID

Shares1.10M

TypeSH

Market value$45.10M

8.39%

Sole

0.00

Shared

0.00

None

1.10M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares561.94K

TypeSH

Market value$33.31M

6.20%

Sole

0.00

Shared

0.00

None

561.94K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares396.50K

TypeSH

Market value$29.81M

5.55%

Sole

0.00

Shared

0.00

None

396.50K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares894.88K

TypeSH

Market value$28.72M

5.34%

Sole

0.00

Shared

0.00

None

894.88K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares204.72K

TypeSH

Market value$28.24M

5.26%

Sole

0.00

Shared

0.00

None

204.72K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares618.70K

TypeSH

Market value$27.64M

5.14%

Sole

0.00

Shared

0.00

None

618.70K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares498.77K

TypeSH

Market value$25.03M

4.66%

Sole

0.00

Shared

0.00

None

498.77K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares938.60K

TypeSH

Market value$24.51M

4.56%

Sole

0.00

Shared

0.00

None

938.60K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares80.78K

TypeSH

Market value$22.00M

4.09%

Sole

0.00

Shared

0.00

None

80.78K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares446.92K

TypeSH

Market value$20.67M

3.85%

Sole

0.00

Shared

0.00

None

446.92K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares195.16K

TypeSH

Market value$20.16M

3.75%

Sole

0.00

Shared

0.00

None

195.16K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares729.43K

TypeSH

Market value$16.46M

3.06%

Sole

0.00

Shared

0.00

None

729.43K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares209.04K

TypeSH

Market value$15.32M

2.85%

Sole

0.00

Shared

0.00

None

209.04K

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares283.92K

TypeSH

Market value$13.88M

2.58%

Sole

0.00

Shared

0.00

None

283.92K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares274.03K

TypeSH

Market value$12.95M

2.41%

Sole

0.00

Shared

0.00

None

274.03K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares71.55K

TypeSH

Market value$11.41M

2.12%

Sole

0.00

Shared

0.00

None

71.55K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares71.74K

TypeSH

Market value$7.49M

1.39%

Sole

0.00

Shared

0.00

None

71.74K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares170.14K

TypeSH

Market value$7.02M

1.31%

Sole

0.00

Shared

0.00

None

170.14K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares51.92K

TypeSH

Market value$6.80M

1.27%

Sole

0.00

Shared

0.00

None

51.92K

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares31.70K

TypeSH

Market value$6.79M

1.26%

Sole

0.00

Shared

0.00

None

31.70K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares76.07K

TypeSH

Market value$5.72M

1.06%

Sole

0.00

Shared

0.00

None

76.07K

WEC ENERGY GROUP INC

SOLE

COM

Shares60.61K

TypeSH

Market value$4.88M

0.91%

Sole

0.00

Shared

0.00

None

60.61K

PROCTER AND GAMBLE CO

SOLE

COM

Shares31.23K

TypeSH

Market value$4.55M

0.85%

Sole

0.00

Shared

0.00

None

31.23K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares20.26K

TypeSH

Market value$4.22M

0.79%

Sole

0.00

Shared

0.00

None

20.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	S&P 600 SMCP VAL	628.73K	SH	$45.50M 8.47%	628.73K
WISDOMTREE TRSOLE	US MIDCAP DIVID	1.10M	SH	$45.10M 8.39%	1.10M
SPDR SER TRSOLE	PRTFLO S&P500 GW	561.94K	SH	$33.31M 6.20%	561.94K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	396.50K	SH	$29.81M 5.55%	396.50K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	894.88K	SH	$28.72M 5.34%	894.88K
VANGUARD INDEX FDSSOLE	VALUE ETF	204.72K	SH	$28.24M 5.26%	204.72K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	618.70K	SH	$27.64M 5.14%	618.70K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	498.77K	SH	$25.03M 4.66%	498.77K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	938.60K	SH	$24.51M 4.56%	938.60K
VANGUARD INDEX FDSSOLE	GROWTH ETF	80.78K	SH	$22.00M 4.09%	80.78K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	446.92K	SH	$20.67M 3.85%	446.92K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	195.16K	SH	$20.16M 3.75%	195.16K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	729.43K	SH	$16.46M 3.06%	729.43K
SPDR SER TRSOLE	S&P 600 SMCP GRW	209.04K	SH	$15.32M 2.85%	209.04K
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	283.92K	SH	$13.88M 2.58%	283.92K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	274.03K	SH	$12.95M 2.41%	274.03K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	71.55K	SH	$11.41M 2.12%	71.55K
ISHARES TRSOLE	RUS MDCP VAL ETF	71.74K	SH	$7.49M 1.39%	71.74K
SPDR SER TRSOLE	PRTFLO S&P500 VL	170.14K	SH	$7.02M 1.31%	170.14K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	51.92K	SH	$6.80M 1.27%	51.92K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	31.70K	SH	$6.79M 1.26%	31.70K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	76.07K	SH	$5.72M 1.06%	76.07K
WEC ENERGY GROUP INCSOLE	COM	60.61K	SH	$4.88M 0.91%	60.61K
PROCTER AND GAMBLE COSOLE	COM	31.23K	SH	$4.55M 0.85%	31.23K
VANGUARD INDEX FDSSOLE	MID CAP ETF	20.26K	SH	$4.22M 0.79%	20.26K

Page 1 of 4