FINANCIAL PLANNING & INFORMATION SERVICES, INC.

Filed: 8/11/2023ACC: 0001765380-23-000172

📋 What this filing means

FINANCIAL PLANNING & INFORMATION SERVICES, INC. filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $542.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$542.11M

Total AUM (reported)

9.36M

Total Shares

Allocation by class

S&P 600 SMCP VAL$49.16M9.1%

US MIDCAP DIVID$47.33M8.7%

PRTFLO S&P500 GW$35.74M6.6%

SHORT TRM BOND$32.67M6.0%

VALUE ETF$27.71M5.1%

TOTAL RTRN ETF$25.37M4.7%

INTL CORE EQT MK$24.60M4.5%

Portfolio Concentration

Top 3$132.23M24.4%

4–10$181.30M33.4%

11–25$162.46M30.0%

Rest$66.12M12.2%

Top 3 weight

24.4%

Top 10 weight

57.8%

Voting Authority Distribution

Total shares with voting rights: 9.36M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole85

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings85

Rows:

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares636.86K

TypeSH

Market value$49.16M

9.07%

Sole

0.00

Shared

0.00

None

636.86K

WISDOMTREE TR

SOLE

US MIDCAP DIVID

Shares1.13M

TypeSH

Market value$47.33M

8.73%

Sole

0.00

Shared

0.00

None

1.13M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares585.85K

TypeSH

Market value$35.74M

6.59%

Sole

0.00

Shared

0.00

None

585.85K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares432.38K

TypeSH

Market value$32.67M

6.03%

Sole

0.00

Shared

0.00

None

432.38K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares194.99K

TypeSH

Market value$27.71M

5.11%

Sole

0.00

Shared

0.00

None

194.99K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares758.84K

TypeSH

Market value$25.37M

4.68%

Sole

0.00

Shared

0.00

None

758.84K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares900.51K

TypeSH

Market value$24.60M

4.54%

Sole

0.00

Shared

0.00

None

900.51K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares526.40K

TypeSH

Market value$24.52M

4.52%

Sole

0.00

Shared

0.00

None

526.40K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares83.80K

TypeSH

Market value$23.71M

4.37%

Sole

0.00

Shared

0.00

None

83.80K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares453.12K

TypeSH

Market value$22.72M

4.19%

Sole

0.00

Shared

0.00

None

453.12K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares456.38K

TypeSH

Market value$21.24M

3.92%

Sole

0.00

Shared

0.00

None

456.38K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares191.32K

TypeSH

Market value$20.29M

3.74%

Sole

0.00

Shared

0.00

None

191.32K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares710.60K

TypeSH

Market value$16.67M

3.08%

Sole

0.00

Shared

0.00

None

710.60K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares209.09K

TypeSH

Market value$16.09M

2.97%

Sole

0.00

Shared

0.00

None

209.09K

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares287.90K

TypeSH

Market value$14.59M

2.69%

Sole

0.00

Shared

0.00

None

287.90K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares73.14K

TypeSH

Market value$12.10M

2.23%

Sole

0.00

Shared

0.00

None

73.14K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares247.61K

TypeSH

Market value$11.80M

2.18%

Sole

0.00

Shared

0.00

None

247.61K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares73.94K

TypeSH

Market value$8.12M

1.50%

Sole

0.00

Shared

0.00

None

73.94K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares171.71K

TypeSH

Market value$7.42M

1.37%

Sole

0.00

Shared

0.00

None

171.71K

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares31.72K

TypeSH

Market value$7.29M

1.34%

Sole

0.00

Shared

0.00

None

31.72K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares50.81K

TypeSH

Market value$7.03M

1.30%

Sole

0.00

Shared

0.00

None

50.81K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares78.52K

TypeSH

Market value$5.94M

1.10%

Sole

0.00

Shared

0.00

None

78.52K

WEC ENERGY GROUP INC

SOLE

COM

Shares60.03K

TypeSH

Market value$5.30M

0.98%

Sole

0.00

Shared

0.00

None

60.03K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares20.36K

TypeSH

Market value$4.48M

0.83%

Sole

0.00

Shared

0.00

None

20.36K

PROCTER AND GAMBLE CO

SOLE

COM

Shares27.02K

TypeSH

Market value$4.10M

0.76%

Sole

0.00

Shared

0.00

None

27.02K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	S&P 600 SMCP VAL	636.86K	SH	$49.16M 9.07%	636.86K
WISDOMTREE TRSOLE	US MIDCAP DIVID	1.13M	SH	$47.33M 8.73%	1.13M
SPDR SER TRSOLE	PRTFLO S&P500 GW	585.85K	SH	$35.74M 6.59%	585.85K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	432.38K	SH	$32.67M 6.03%	432.38K
VANGUARD INDEX FDSSOLE	VALUE ETF	194.99K	SH	$27.71M 5.11%	194.99K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	758.84K	SH	$25.37M 4.68%	758.84K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	900.51K	SH	$24.60M 4.54%	900.51K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	526.40K	SH	$24.52M 4.52%	526.40K
VANGUARD INDEX FDSSOLE	GROWTH ETF	83.80K	SH	$23.71M 4.37%	83.80K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	453.12K	SH	$22.72M 4.19%	453.12K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	456.38K	SH	$21.24M 3.92%	456.38K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	191.32K	SH	$20.29M 3.74%	191.32K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	710.60K	SH	$16.67M 3.08%	710.60K
SPDR SER TRSOLE	S&P 600 SMCP GRW	209.09K	SH	$16.09M 2.97%	209.09K
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	287.90K	SH	$14.59M 2.69%	287.90K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	73.14K	SH	$12.10M 2.23%	73.14K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	247.61K	SH	$11.80M 2.18%	247.61K
ISHARES TRSOLE	RUS MDCP VAL ETF	73.94K	SH	$8.12M 1.50%	73.94K
SPDR SER TRSOLE	PRTFLO S&P500 VL	171.71K	SH	$7.42M 1.37%	171.71K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	31.72K	SH	$7.29M 1.34%	31.72K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	50.81K	SH	$7.03M 1.30%	50.81K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	78.52K	SH	$5.94M 1.10%	78.52K
WEC ENERGY GROUP INCSOLE	COM	60.03K	SH	$5.30M 0.98%	60.03K
VANGUARD INDEX FDSSOLE	MID CAP ETF	20.36K	SH	$4.48M 0.83%	20.36K
PROCTER AND GAMBLE COSOLE	COM	27.02K	SH	$4.10M 0.76%	27.02K

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