FINANCIAL PLANNING & INFORMATION SERVICES, INC.

Filed: 5/2/2023ACC: 0001765380-23-000072

📋 What this filing means

FINANCIAL PLANNING & INFORMATION SERVICES, INC. filed this quarterly 13F‑HR report disclosing 86 equity positions with a total reported market value of $515.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$515.81M

Total AUM (reported)

9.17M

Total Shares

Allocation by class

S&P 600 SMCP VAL$44.93M8.7%

US MIDCAP DIVID$43.52M8.4%

PRTFLO S&P500 GW$36.01M7.0%

SHORT TRM BOND$29.85M5.8%

VALUE ETF$26.22M5.1%

TOTAL RTRN ETF$24.44M4.7%

INTL CORE EQT MK$24.37M4.7%

Portfolio Concentration

Top 3$124.46M24.1%

4–10$170.45M33.0%

11–25$156.92M30.4%

Rest$63.99M12.4%

Top 3 weight

24.1%

Top 10 weight

57.2%

Voting Authority Distribution

Total shares with voting rights: 9.17M

Sole

Full voting authority

9.17M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole86

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings86

Rows:

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares589.74K

TypeSH

Market value$44.93M

8.71%

Sole

589.74K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

US MIDCAP DIVID

Shares1.06M

TypeSH

Market value$43.52M

8.44%

Sole

1.06M

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares650.52K

TypeSH

Market value$36.01M

6.98%

Sole

650.52K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares390.19K

TypeSH

Market value$29.85M

5.79%

Sole

390.19K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares189.86K

TypeSH

Market value$26.22M

5.08%

Sole

189.86K

Shared

0.00

None

0.00

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares718.76K

TypeSH

Market value$24.44M

4.74%

Sole

718.76K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares904.16K

TypeSH

Market value$24.37M

4.72%

Sole

904.16K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares93.59K

TypeSH

Market value$23.35M

4.53%

Sole

93.59K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares483.71K

TypeSH

Market value$22.15M

4.29%

Sole

483.71K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares190.36K

TypeSH

Market value$20.08M

3.89%

Sole

190.36K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares405.90K

TypeSH

Market value$19.24M

3.73%

Sole

405.90K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares696.26K

TypeSH

Market value$16.03M

3.11%

Sole

696.26K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares213.48K

TypeSH

Market value$15.74M

3.05%

Sole

213.48K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares289.88K

TypeSH

Market value$14.77M

2.86%

Sole

289.88K

Shared

0.00

None

0.00

HARTFORD FDS EXCHANGE TRADED

SOLE

SHRT DURTN ETF

Shares352.45K

TypeSH

Market value$13.45M

2.61%

Sole

352.45K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares265.20K

TypeSH

Market value$13.34M

2.59%

Sole

265.20K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares72.66K

TypeSH

Market value$11.53M

2.24%

Sole

72.66K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares190.66K

TypeSH

Market value$9.13M

1.77%

Sole

190.66K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares75.75K

TypeSH

Market value$8.04M

1.56%

Sole

75.75K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares174.61K

TypeSH

Market value$7.11M

1.38%

Sole

174.61K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares88.04K

TypeSH

Market value$6.71M

1.30%

Sole

88.04K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares47.28K

TypeSH

Market value$6.34M

1.23%

Sole

47.28K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares26.56K

TypeSH

Market value$5.75M

1.11%

Sole

26.56K

Shared

0.00

None

0.00

WEC ENERGY GROUP INC

SOLE

COM

Shares56.69K

TypeSH

Market value$5.37M

1.04%

Sole

56.69K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares20.65K

TypeSH

Market value$4.36M

0.84%

Sole

20.65K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SER TRSOLE	S&P 600 SMCP VAL	589.74K	SH	$44.93M 8.71%	589.74K
WISDOMTREE TRSOLE	US MIDCAP DIVID	1.06M	SH	$43.52M 8.44%	1.06M
SPDR SER TRSOLE	PRTFLO S&P500 GW	650.52K	SH	$36.01M 6.98%	650.52K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	390.19K	SH	$29.85M 5.79%	390.19K
VANGUARD INDEX FDSSOLE	VALUE ETF	189.86K	SH	$26.22M 5.08%	189.86K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	718.76K	SH	$24.44M 4.74%	718.76K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	904.16K	SH	$24.37M 4.72%	904.16K
VANGUARD INDEX FDSSOLE	GROWTH ETF	93.59K	SH	$23.35M 4.53%	93.59K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	483.71K	SH	$22.15M 4.29%	483.71K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	190.36K	SH	$20.08M 3.89%	190.36K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	405.90K	SH	$19.24M 3.73%	405.90K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	696.26K	SH	$16.03M 3.11%	696.26K
SPDR SER TRSOLE	S&P 600 SMCP GRW	213.48K	SH	$15.74M 3.05%	213.48K
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	289.88K	SH	$14.77M 2.86%	289.88K
HARTFORD FDS EXCHANGE TRADEDSOLE	SHRT DURTN ETF	352.45K	SH	$13.45M 2.61%	352.45K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	265.20K	SH	$13.34M 2.59%	265.20K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	72.66K	SH	$11.53M 2.24%	72.66K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	190.66K	SH	$9.13M 1.77%	190.66K
ISHARES TRSOLE	RUS MDCP VAL ETF	75.75K	SH	$8.04M 1.56%	75.75K
SPDR SER TRSOLE	PRTFLO S&P500 VL	174.61K	SH	$7.11M 1.38%	174.61K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	88.04K	SH	$6.71M 1.30%	88.04K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	47.28K	SH	$6.34M 1.23%	47.28K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	26.56K	SH	$5.75M 1.11%	26.56K
WEC ENERGY GROUP INCSOLE	COM	56.69K	SH	$5.37M 1.04%	56.69K
VANGUARD INDEX FDSSOLE	MID CAP ETF	20.65K	SH	$4.36M 0.84%	20.65K

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