Filed: 10/23/2023ACC: 0001085146-23-003842
📋 What this filing means
FINANCIAL GUIDANCE GROUP, INC. filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $132.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$132.88M
Total AUM (reported)
2.16M
Total Shares
Allocation by class
US DIVIDEND EQ$17.16M12.9%
EQUITY PREMIUM$10.44M7.9%
FT CBOE VEST US$9.02M6.8%
MSCI EAFE STRTGC$8.27M6.2%
UNIT SER 1$8.06M6.1%
TR UNIT$7.39M5.6%
NATIONAL MUN ETF$7.39M5.6%
Portfolio Concentration
Top 3$36.28M27.3%
4–10$47.97M36.1%
11–25$37.09M27.9%
Rest$11.54M8.7%
Top 3 weight
27.3%
Top 10 weight
63.4%
Voting Authority Distribution
Total shares with voting rights: 2.16M
Sole
Full voting authority
2.16M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings52
Rows:
SCHWAB STRATEGIC TR
SOLEShares242.48K
TypeSH
Market value$17.16M
12.91%
Sole
242.48K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares194.89K
TypeSH
Market value$10.44M
7.86%
Sole
194.89K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares262.03K
TypeSH
Market value$8.68M
6.53%
Sole
262.03K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares123.43K
TypeSH
Market value$8.27M
6.23%
Sole
123.43K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares22.48K
TypeSH
Market value$8.06M
6.06%
Sole
22.48K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares17.29K
TypeSH
Market value$7.39M
5.56%
Sole
17.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares72.03K
TypeSH
Market value$7.39M
5.56%
Sole
72.03K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares69.28K
TypeSH
Market value$6.26M
4.71%
Sole
69.28K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares260.31K
TypeSH
Market value$5.69M
4.28%
Sole
260.31K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares67.72K
TypeSH
Market value$4.90M
3.69%
Sole
67.72K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares120.38K
TypeSH
Market value$4.88M
3.67%
Sole
120.38K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares34.07K
TypeSH
Market value$4.46M
3.36%
Sole
34.07K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares81.30K
TypeSH
Market value$4.02M
3.02%
Sole
81.30K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares22.61K
TypeSH
Market value$3.51M
2.64%
Sole
22.61K
Shared
0.00
None
0.00
WORLD GOLD TR
SOLEShares88.11K
TypeSH
Market value$3.23M
2.43%
Sole
88.11K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares48.59K
TypeSH
Market value$3.15M
2.37%
Sole
48.59K
Shared
0.00
None
0.00
APPLE INC
SOLEShares17.20K
TypeSH
Market value$2.94M
2.22%
Sole
17.20K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares56.78K
TypeSH
Market value$2.25M
1.69%
Sole
56.78K
Shared
0.00
None
0.00
ARK ETF TR
SOLEShares30.69K
TypeSH
Market value$1.66M
1.25%
Sole
30.69K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares9.66K
TypeSH
Market value$1.66M
1.25%
Sole
9.66K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.37K
TypeSH
Market value$1.29M
0.97%
Sole
12.37K
Shared
0.00
None
0.00
ARK ETF TR
SOLEShares30.96K
TypeSH
Market value$1.23M
0.92%
Sole
30.96K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.24K
TypeSH
Market value$1.02M
0.77%
Sole
3.24K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares7.05K
TypeSH
Market value$956.1K
0.72%
Sole
7.05K
Shared
0.00
None
0.00
GRANITESHARES GOLD TR
SOLEShares45.21K
TypeSH
Market value$826.5K
0.62%
Sole
45.21K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 242.48K | SH | $17.16M 12.91% | 242.48K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 194.89K | SH | $10.44M 7.86% | 194.89K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT CBOE VEST US | 262.03K | SH | $8.68M 6.53% | 262.03K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | MSCI EAFE STRTGC | 123.43K | SH | $8.27M 6.23% | 123.43K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 22.48K | SH | $8.06M 6.06% | 22.48K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 17.29K | SH | $7.39M 5.56% | 17.29K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 72.03K | SH | $7.39M 5.56% | 72.03K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 69.28K | SH | $6.26M 4.71% | 69.28K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST NAS100 | 260.31K | SH | $5.69M 4.28% | 260.31K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 67.72K | SH | $4.90M 3.69% | 67.72K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQT | 120.38K | SH | $4.88M 3.67% | 120.38K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 34.07K | SH | $4.46M 3.36% | 34.07K | 0.00 | 0.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 81.30K | SH | $4.02M 3.02% | 81.30K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 22.61K | SH | $3.51M 2.64% | 22.61K | 0.00 | 0.00 |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 88.11K | SH | $3.23M 2.43% | 88.11K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 48.59K | SH | $3.15M 2.37% | 48.59K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 17.20K | SH | $2.94M 2.22% | 17.20K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P KENSHO NEW | 56.78K | SH | $2.25M 1.69% | 56.78K | 0.00 | 0.00 |
ARK ETF TRSOLE | NEXT GNRTN INTER | 30.69K | SH | $1.66M 1.25% | 30.69K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 9.66K | SH | $1.66M 1.25% | 9.66K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MDCP VAL ETF | 12.37K | SH | $1.29M 0.97% | 12.37K | 0.00 | 0.00 |
ARK ETF TRSOLE | INNOVATION ETF | 30.96K | SH | $1.23M 0.92% | 30.96K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.24K | SH | $1.02M 0.77% | 3.24K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 7.05K | SH | $956.1K 0.72% | 7.05K | 0.00 | 0.00 |
GRANITESHARES GOLD TRSOLE | SHS BEN INT | 45.21K | SH | $826.5K 0.62% | 45.21K | 0.00 | 0.00 |
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