Filed: 10/25/2022ACC: 0001085146-22-003598
📋 What this filing means
FINANCIAL GUIDANCE GROUP, INC. filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $124.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$124.7K
Total AUM (reported)
2.48M
Total Shares
Allocation by class
US DIVIDEND EQ$16.0K12.8%
BLOOMBERG INVT$9.9K8.0%
FT CBOE VEST US$8.3K6.7%
BLACKSTONE SENR$8.1K6.5%
NATIONAL MUN ETF$8.0K6.4%
UNIT SER 1$5.7K4.6%
TR UNIT$5.6K4.5%
Portfolio Concentration
Top 3$34.0K27.3%
4–10$42.0K33.7%
11–25$40.2K32.2%
Rest$8.5K6.8%
Top 3 weight
27.3%
Top 10 weight
60.9%
Voting Authority Distribution
Total shares with voting rights: 2.48M
Sole
Full voting authority
2.48M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings49
Rows:
SCHWAB STRATEGIC TR
SOLEShares240.29K
TypeSH
Market value$16.0K
12.80%
Sole
240.29K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares327.76K
TypeSH
Market value$9.9K
7.96%
Sole
327.76K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
SOLEShares198.24K
TypeSH
Market value$8.1K
6.50%
Sole
198.24K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares276.35K
TypeSH
Market value$8.0K
6.44%
Sole
276.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares78.20K
TypeSH
Market value$8.0K
6.43%
Sole
78.20K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares21.31K
TypeSH
Market value$5.7K
4.57%
Sole
21.31K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares15.79K
TypeSH
Market value$5.6K
4.52%
Sole
15.79K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares69.35K
TypeSH
Market value$5.0K
4.00%
Sole
69.35K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares40.76K
TypeSH
Market value$5.0K
3.98%
Sole
40.76K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares264.91K
TypeSH
Market value$4.6K
3.73%
Sole
264.91K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares68.49K
TypeSH
Market value$4.6K
3.69%
Sole
68.49K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares76.84K
TypeSH
Market value$4.3K
3.44%
Sole
76.84K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares123.92K
TypeSH
Market value$4.2K
3.38%
Sole
123.92K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares77.50K
TypeSH
Market value$3.8K
3.07%
Sole
77.50K
Shared
0.00
None
0.00
WORLD GOLD TR
SOLEShares105.13K
TypeSH
Market value$3.5K
2.78%
Sole
105.13K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares23.39K
TypeSH
Market value$3.2K
2.53%
Sole
23.39K
Shared
0.00
None
0.00
ARK ETF TR
SOLEShares69.75K
TypeSH
Market value$2.6K
2.11%
Sole
69.75K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares44.52K
TypeSH
Market value$2.6K
2.06%
Sole
44.52K
Shared
0.00
None
0.00
APPLE INC
SOLEShares17.64K
TypeSH
Market value$2.4K
1.96%
Sole
17.64K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares79.53K
TypeSH
Market value$2.3K
1.83%
Sole
79.53K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares56.85K
TypeSH
Market value$2.2K
1.76%
Sole
56.85K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares9.92K
TypeSH
Market value$1.5K
1.23%
Sole
9.92K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.93K
TypeSH
Market value$1.2K
1.00%
Sole
12.93K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares7.09K
TypeSH
Market value$914.00
0.73%
Sole
7.09K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.54K
TypeSH
Market value$823.00
0.66%
Sole
3.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 240.29K | SH | $16.0K 12.80% | 240.29K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG INVT | 327.76K | SH | $9.9K 7.96% | 327.76K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 198.24K | SH | $8.1K 6.50% | 198.24K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT CBOE VEST US | 276.35K | SH | $8.0K 6.44% | 276.35K | 0.00 | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 78.20K | SH | $8.0K 6.43% | 78.20K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 21.31K | SH | $5.7K 4.57% | 21.31K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 15.79K | SH | $5.6K 4.52% | 15.79K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 69.35K | SH | $5.0K 4.00% | 69.35K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 40.76K | SH | $5.0K 3.98% | 40.76K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST NAS100 | 264.91K | SH | $4.6K 3.73% | 264.91K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 68.49K | SH | $4.6K 3.69% | 68.49K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | MSCI EAFE STRTGC | 76.84K | SH | $4.3K 3.44% | 76.84K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQT | 123.92K | SH | $4.2K 3.38% | 123.92K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | GLB NAT RESRCE | 77.50K | SH | $3.8K 3.07% | 77.50K | 0.00 | 0.00 |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 105.13K | SH | $3.5K 2.78% | 105.13K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 23.39K | SH | $3.2K 2.53% | 23.39K | 0.00 | 0.00 |
ARK ETF TRSOLE | INNOVATION ETF | 69.75K | SH | $2.6K 2.11% | 69.75K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 44.52K | SH | $2.6K 2.06% | 44.52K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 17.64K | SH | $2.4K 1.96% | 17.64K | 0.00 | 0.00 |
PACER FDS TRSOLE | BNCHMRK INFRA | 79.53K | SH | $2.3K 1.83% | 79.53K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P KENSHO NEW | 56.85K | SH | $2.2K 1.76% | 56.85K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 9.92K | SH | $1.5K 1.23% | 9.92K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MDCP VAL ETF | 12.93K | SH | $1.2K 1.00% | 12.93K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 VAL ETF | 7.09K | SH | $914.00 0.73% | 7.09K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.54K | SH | $823.00 0.66% | 3.54K | 0.00 | 0.00 |
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