Filed: 5/5/2026ACC: 0002112099-26-000001
📋 What this filing means
FINANCIAL CONCEPTS UNLIMITED, INC. filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $111.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$111.59M
Total AUM (reported)
1.35M
Total Shares
Allocation by class
ETF$95.07M85.2%
COM$16.52M14.8%
Portfolio Concentration
Top 3$42.56M38.1%
4–10$44.61M40.0%
11–25$19.32M17.3%
Rest$5.11M4.6%
Top 3 weight
38.1%
Top 10 weight
78.1%
Voting Authority Distribution
Total shares with voting rights: 1.35M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.35M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole44
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings44
Rows:
SPDR DOW JONES INDL AVERAGE ETF TR UNIT SE
SOLEShares35.76K
TypeSH
Market value$16.56M
14.84%
Sole
0.00
Shared
0.00
None
35.76K
INVESCO QQQ TRUST
SOLEShares27.11K
TypeSH
Market value$15.65M
14.02%
Sole
0.00
Shared
0.00
None
27.11K
SPDR S&P 500 ETF
SOLEShares15.92K
TypeSH
Market value$10.35M
9.28%
Sole
0.00
Shared
0.00
None
15.92K
FEDERATED HME MDT LAR VAL ETF NAV CF
SOLEShares310.86K
TypeSH
Market value$9.79M
8.78%
Sole
0.00
Shared
0.00
None
310.86K
NVIDIA CORP
SOLEShares51.48K
TypeSH
Market value$8.98M
8.05%
Sole
0.00
Shared
0.00
None
51.48K
FEDERATED HME MDT SML COR ETF NAV CF
SOLEShares200.96K
TypeSH
Market value$5.97M
5.35%
Sole
0.00
Shared
0.00
None
200.96K
ISHARES CORE S&P 500 ETF
SOLEShares8.38K
TypeSH
Market value$5.47M
4.91%
Sole
0.00
Shared
0.00
None
8.38K
FEDERATED HERMES ETF TR MDT
SOLEShares201.31K
TypeSH
Market value$5.23M
4.68%
Sole
0.00
Shared
0.00
None
201.31K
SPDR S&P 600 SMALL CAP GROWTH ETF
SOLEShares49.52K
TypeSH
Market value$4.79M
4.29%
Sole
0.00
Shared
0.00
None
49.52K
SPDR S&P 400 MID CAP GROWTH ETF
SOLEShares45.68K
TypeSH
Market value$4.38M
3.93%
Sole
0.00
Shared
0.00
None
45.68K
FEDERATED HERMS U S STRG DIV ETF
SOLEShares120.89K
TypeSH
Market value$3.72M
3.34%
Sole
0.00
Shared
0.00
None
120.89K
ISHARES TR CORE DIV GRWTH
SOLEShares44.42K
TypeSH
Market value$3.12M
2.79%
Sole
0.00
Shared
0.00
None
44.42K
APPLE INC
SOLEShares7.80K
TypeSH
Market value$1.98M
1.77%
Sole
0.00
Shared
0.00
None
7.80K
ISHARES S&P 100 ETF
SOLEShares6.16K
TypeSH
Market value$1.96M
1.75%
Sole
0.00
Shared
0.00
None
6.16K
FEDERATED HERMES ETF T SHORT DURATION C
SOLEShares70.21K
TypeSH
Market value$1.71M
1.53%
Sole
0.00
Shared
0.00
None
70.21K
VANGUARD BD INDEX FDS SHORT TRM BOND
SOLEShares18.59K
TypeSH
Market value$1.46M
1.31%
Sole
0.00
Shared
0.00
None
18.59K
TESLA INC
SOLEShares3.02K
TypeSH
Market value$1.12M
1.01%
Sole
0.00
Shared
0.00
None
3.02K
AMAZON.COM INC
SOLEShares3.83K
TypeSH
Market value$797.9K
0.72%
Sole
0.00
Shared
0.00
None
3.83K
VANGUARD S&P 500 ETF
SOLEShares1.07K
TypeSH
Market value$639.4K
0.57%
Sole
0.00
Shared
0.00
None
1.07K
ISHARES NASDAQ BIOTECHNOLOGY ETF
SOLEShares3.43K
TypeSH
Market value$579.5K
0.52%
Sole
0.00
Shared
0.00
None
3.43K
CHARLES SCHWAB US MC ETF
SOLEShares16.96K
TypeSH
Market value$525.1K
0.47%
Sole
0.00
Shared
0.00
None
16.96K
J P MORGAN CHASE & CO
SOLEShares1.66K
TypeSH
Market value$487.8K
0.44%
Sole
0.00
Shared
0.00
None
1.66K
SCHWAB US SMALL CAP ETF
SOLEShares14.70K
TypeSH
Market value$427.5K
0.38%
Sole
0.00
Shared
0.00
None
14.70K
WALMART INC
SOLEShares3.22K
TypeSH
Market value$400.4K
0.36%
Sole
0.00
Shared
0.00
None
3.22K
MICROSOFT CORP
SOLEShares1.07K
TypeSH
Market value$395.0K
0.35%
Sole
0.00
Shared
0.00
None
1.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR DOW JONES INDL AVERAGE ETF TR UNIT SESOLE | ETF | 35.76K | SH | $16.56M 14.84% | 0.00 | 0.00 | 35.76K |
INVESCO QQQ TRUSTSOLE | ETF | 27.11K | SH | $15.65M 14.02% | 0.00 | 0.00 | 27.11K |
SPDR S&P 500 ETFSOLE | ETF | 15.92K | SH | $10.35M 9.28% | 0.00 | 0.00 | 15.92K |
FEDERATED HME MDT LAR VAL ETF NAV CFSOLE | ETF | 310.86K | SH | $9.79M 8.78% | 0.00 | 0.00 | 310.86K |
NVIDIA CORPSOLE | COM | 51.48K | SH | $8.98M 8.05% | 0.00 | 0.00 | 51.48K |
FEDERATED HME MDT SML COR ETF NAV CFSOLE | ETF | 200.96K | SH | $5.97M 5.35% | 0.00 | 0.00 | 200.96K |
ISHARES CORE S&P 500 ETFSOLE | ETF | 8.38K | SH | $5.47M 4.91% | 0.00 | 0.00 | 8.38K |
FEDERATED HERMES ETF TR MDTSOLE | ETF | 201.31K | SH | $5.23M 4.68% | 0.00 | 0.00 | 201.31K |
SPDR S&P 600 SMALL CAP GROWTH ETFSOLE | ETF | 49.52K | SH | $4.79M 4.29% | 0.00 | 0.00 | 49.52K |
SPDR S&P 400 MID CAP GROWTH ETFSOLE | ETF | 45.68K | SH | $4.38M 3.93% | 0.00 | 0.00 | 45.68K |
FEDERATED HERMS U S STRG DIV ETFSOLE | ETF | 120.89K | SH | $3.72M 3.34% | 0.00 | 0.00 | 120.89K |
ISHARES TR CORE DIV GRWTHSOLE | ETF | 44.42K | SH | $3.12M 2.79% | 0.00 | 0.00 | 44.42K |
APPLE INCSOLE | COM | 7.80K | SH | $1.98M 1.77% | 0.00 | 0.00 | 7.80K |
ISHARES S&P 100 ETFSOLE | ETF | 6.16K | SH | $1.96M 1.75% | 0.00 | 0.00 | 6.16K |
FEDERATED HERMES ETF T SHORT DURATION CSOLE | ETF | 70.21K | SH | $1.71M 1.53% | 0.00 | 0.00 | 70.21K |
VANGUARD BD INDEX FDS SHORT TRM BONDSOLE | ETF | 18.59K | SH | $1.46M 1.31% | 0.00 | 0.00 | 18.59K |
TESLA INCSOLE | COM | 3.02K | SH | $1.12M 1.01% | 0.00 | 0.00 | 3.02K |
AMAZON.COM INCSOLE | COM | 3.83K | SH | $797.9K 0.72% | 0.00 | 0.00 | 3.83K |
VANGUARD S&P 500 ETFSOLE | ETF | 1.07K | SH | $639.4K 0.57% | 0.00 | 0.00 | 1.07K |
ISHARES NASDAQ BIOTECHNOLOGY ETFSOLE | ETF | 3.43K | SH | $579.5K 0.52% | 0.00 | 0.00 | 3.43K |
CHARLES SCHWAB US MC ETFSOLE | ETF | 16.96K | SH | $525.1K 0.47% | 0.00 | 0.00 | 16.96K |
J P MORGAN CHASE & COSOLE | COM | 1.66K | SH | $487.8K 0.44% | 0.00 | 0.00 | 1.66K |
SCHWAB US SMALL CAP ETFSOLE | ETF | 14.70K | SH | $427.5K 0.38% | 0.00 | 0.00 | 14.70K |
WALMART INCSOLE | COM | 3.22K | SH | $400.4K 0.36% | 0.00 | 0.00 | 3.22K |
MICROSOFT CORPSOLE | COM | 1.07K | SH | $395.0K 0.35% | 0.00 | 0.00 | 1.07K |
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