FINANCIAL ARCHITECTS, INC

Filed: 8/10/2023ACC: 0001085146-23-003194

📋 What this filing means

FINANCIAL ARCHITECTS, INC filed this quarterly 13F‑HR report disclosing 316 equity positions with a total reported market value of $662.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

316

Positions

$662.53M

Total AUM (reported)

12.08M

Total Shares

Allocation by class

COM$167.89M25.3%

US BRD MKT ETF$26.60M4.0%

US DIVIDEND EQ$24.47M3.7%

CL A$20.97M3.2%

EQUITY PREMIUM$19.59M3.0%

MSCI USA MIN VOL$16.24M2.5%

HIGH DIV YLD$14.37M2.2%

Portfolio Concentration

Top 3$85.83M13.0%

4–10$116.83M17.6%

11–25$130.72M19.7%

Rest$329.14M49.7%

Top 3 weight

13.0%

Top 10 weight

30.6%

Voting Authority Distribution

Total shares with voting rights: 12.08M

Sole

Full voting authority

12.06M

% of voting shares99.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.22K

% of voting shares0.2%

Investment Discretion (by position count)

Sole316

Shared0

Other0

Dominant voting typeSole · 99.8% of voting shares

Institutional Holdings316

Rows:

APPLE INC

SOLE

COM

Shares179.24K

TypeSH

Market value$34.77M

5.25%

Sole

170.51K

Shared

0.00

None

8.74K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares514.53K

TypeSH

Market value$26.60M

4.02%

Sole

514.53K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares336.89K

TypeSH

Market value$24.47M

3.69%

Sole

336.89K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares63.94K

TypeSH

Market value$21.78M

3.29%

Sole

62.83K

Shared

0.00

None

1.11K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares354.12K

TypeSH

Market value$19.59M

2.96%

Sole

354.12K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares72.37K

TypeSH

Market value$18.94M

2.86%

Sole

72.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares218.43K

TypeSH

Market value$16.24M

2.45%

Sole

217.87K

Shared

0.00

None

563.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares135.49K

TypeSH

Market value$14.37M

2.17%

Sole

134.67K

Shared

0.00

None

818.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares171.94K

TypeSH

Market value$13.01M

1.96%

Sole

171.94K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares74.21K

TypeSH

Market value$12.90M

1.95%

Sole

73.20K

Shared

0.00

None

1.01K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares128.86K

TypeSH

Market value$12.84M

1.94%

Sole

128.86K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares267.13K

TypeSH

Market value$12.33M

1.86%

Sole

267.13K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares233.10K

TypeSH

Market value$11.16M

1.68%

Sole

232.75K

Shared

0.00

None

350.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares66.21K

TypeSH

Market value$9.91M

1.50%

Sole

66.21K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares270.89K

TypeSH

Market value$9.66M

1.46%

Sole

270.89K

Shared

0.00

None

0.00

LEGG MASON ETF INVT

SOLE

FRANKLIN INTL LW

Shares333.33K

TypeSH

Market value$9.06M

1.37%

Sole

331.49K

Shared

0.00

None

1.84K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares186.05K

TypeSH

Market value$8.82M

1.33%

Sole

186.05K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR GWT

Shares51.09K

TypeSH

Market value$7.79M

1.18%

Sole

51.09K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares159.82K

TypeSH

Market value$7.73M

1.17%

Sole

159.82K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COM

Shares45.39K

TypeSH

Market value$7.51M

1.13%

Sole

45.39K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares105.22K

TypeSH

Market value$7.47M

1.13%

Sole

105.22K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares25.25K

TypeSH

Market value$7.14M

1.08%

Sole

25.25K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

SCHWAB FDT US LG

Shares118.19K

TypeSH

Market value$6.80M

1.03%

Sole

118.19K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares36K

TypeSH

Market value$6.42M

0.97%

Sole

36K

Shared

0.00

None

0.00

PEPSICO INC

SOLE

COM

Shares32.74K

TypeSH

Market value$6.06M

0.92%

Sole

32.74K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	179.24K	SH	$34.77M 5.25%	170.51K	8.74K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	514.53K	SH	$26.60M 4.02%	514.53K	0.00
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	336.89K	SH	$24.47M 3.69%	336.89K	0.00
MICROSOFT CORPSOLE	COM	63.94K	SH	$21.78M 3.29%	62.83K	1.11K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	354.12K	SH	$19.59M 2.96%	354.12K	0.00
TESLA INCSOLE	COM	72.37K	SH	$18.94M 2.86%	72.37K	0.00
ISHARES TRSOLE	MSCI USA MIN VOL	218.43K	SH	$16.24M 2.45%	217.87K	563.00
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	135.49K	SH	$14.37M 2.17%	134.67K	818.00
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	171.94K	SH	$13.01M 1.96%	171.94K	0.00
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	74.21K	SH	$12.90M 1.95%	73.20K	1.01K
ISHARES TRSOLE	CORE S&P SCP ETF	128.86K	SH	$12.84M 1.94%	128.86K	0.00
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	267.13K	SH	$12.33M 1.86%	267.13K	0.00
PACER FDS TRSOLE	US CASH COWS 100	233.10K	SH	$11.16M 1.68%	232.75K	350.00
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	66.21K	SH	$9.91M 1.50%	66.21K	0.00
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	270.89K	SH	$9.66M 1.46%	270.89K	0.00
LEGG MASON ETF INVTSOLE	FRANKLIN INTL LW	333.33K	SH	$9.06M 1.37%	331.49K	1.84K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	186.05K	SH	$8.82M 1.33%	186.05K	0.00
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR GWT	51.09K	SH	$7.79M 1.18%	51.09K	0.00
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	159.82K	SH	$7.73M 1.17%	159.82K	0.00
JOHNSON & JOHNSONSOLE	COM	45.39K	SH	$7.51M 1.13%	45.39K	0.00
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	105.22K	SH	$7.47M 1.13%	105.22K	0.00
VANGUARD INDEX FDSSOLE	GROWTH ETF	25.25K	SH	$7.14M 1.08%	25.25K	0.00
SCHWAB STRATEGIC TRSOLE	SCHWAB FDT US LG	118.19K	SH	$6.80M 1.03%	118.19K	0.00
SPDR GOLD TRSOLE	GOLD SHS	36K	SH	$6.42M 0.97%	36K	0.00
PEPSICO INCSOLE	COM	32.74K	SH	$6.06M 0.92%	32.74K	0.00

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