Filed: 2/7/2023ACC: 0001085146-23-000691
📋 What this filing means
FINANCIAL ARCHITECTS, INC filed this quarterly 13F‑HR report disclosing 322 equity positions with a total reported market value of $602.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
322
Positions
$602.49M
Total AUM (reported)
12.37M
Total Shares
Allocation by class
COM$136.33M22.6%
US DIVIDEND EQ$23.67M3.9%
US BRD MKT ETF$23.25M3.9%
EQUITY PREMIUM$17.61M2.9%
STRM INFPROIDX$16.81M2.8%
MSCI USA MIN VOL$16.48M2.7%
HIGH DIV YLD$14.72M2.4%
Portfolio Concentration
Top 3$69.12M11.5%
4–10$101.16M16.8%
11–25$110.93M18.4%
Rest$321.27M53.3%
Top 3 weight
11.5%
Top 10 weight
28.3%
Voting Authority Distribution
Total shares with voting rights: 12.37M
Sole
Full voting authority
11.99M
shares
% of voting shares96.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
380.80K
shares
% of voting shares3.1%
Investment Discretion (by position count)
Sole322
Shared0
Other0
Dominant voting typeSole · 96.9% of voting shares
Institutional Holdings322
Rows:
SCHWAB STRATEGIC TR
SOLEShares313.32K
TypeSH
Market value$23.67M
3.93%
Sole
301.54K
Shared
0.00
None
11.78K
SCHWAB STRATEGIC TR
SOLEShares518.77K
TypeSH
Market value$23.25M
3.86%
Sole
513.73K
Shared
0.00
None
5.04K
APPLE INC
SOLEShares170.94K
TypeSH
Market value$22.21M
3.69%
Sole
166.96K
Shared
0.00
None
3.98K
J P MORGAN EXCHANGE TRADED F
SOLEShares323.19K
TypeSH
Market value$17.61M
2.92%
Sole
316.97K
Shared
0.00
None
6.22K
VANGUARD MALVERN FDS
SOLEShares359.99K
TypeSH
Market value$16.81M
2.79%
Sole
351.46K
Shared
0.00
None
8.52K
ISHARES TR
SOLEShares228.53K
TypeSH
Market value$16.48M
2.73%
Sole
227.45K
Shared
0.00
None
1.08K
VANGUARD WHITEHALL FDS
SOLEShares136.02K
TypeSH
Market value$14.72M
2.44%
Sole
135.28K
Shared
0.00
None
736.00
SCHWAB STRATEGIC TR
SOLEShares267.65K
TypeSH
Market value$12.22M
2.03%
Sole
257.54K
Shared
0.00
None
10.12K
ISHARES TR
SOLEShares127.17K
TypeSH
Market value$12.04M
2.00%
Sole
125.24K
Shared
0.00
None
1.93K
VANGUARD SCOTTSDALE FDS
SOLEShares150.10K
TypeSH
Market value$11.29M
1.87%
Sole
149.64K
Shared
0.00
None
458.00
INVESCO EXCHANGE TRADED FD T
SOLEShares68.52K
TypeSH
Market value$9.68M
1.61%
Sole
68.34K
Shared
0.00
None
178.00
MICROSOFT CORP
SOLEShares39.39K
TypeSH
Market value$9.45M
1.57%
Sole
38.14K
Shared
0.00
None
1.25K
SELECT SECTOR SPDR TR
SOLEShares74.18K
TypeSH
Market value$9.23M
1.53%
Sole
73.77K
Shared
0.00
None
414.00
JOHNSON & JOHNSON
SOLEShares51.28K
TypeSH
Market value$9.06M
1.50%
Sole
46.85K
Shared
0.00
None
4.43K
SCHWAB STRATEGIC TR
SOLEShares275.36K
TypeSH
Market value$8.87M
1.47%
Sole
271.30K
Shared
0.00
None
4.06K
TESLA INC
SOLEShares71.93K
TypeSH
Market value$8.86M
1.47%
Sole
71.10K
Shared
0.00
None
831.00
PACER FDS TR
SOLEShares178.31K
TypeSH
Market value$8.25M
1.37%
Sole
177.26K
Shared
0.00
None
1.06K
INVESCO EXCHANGE TRADED FD T
SOLEShares53.08K
TypeSH
Market value$8.05M
1.34%
Sole
53.08K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares99.31K
TypeSH
Market value$6.52M
1.08%
Sole
97.83K
Shared
0.00
None
1.48K
PEPSICO INC
SOLEShares33.43K
TypeSH
Market value$6.04M
1.00%
Sole
33.22K
Shared
0.00
None
212.00
VANGUARD SPECIALIZED FUNDS
SOLEShares37.23K
TypeSH
Market value$5.65M
0.94%
Sole
35.93K
Shared
0.00
None
1.30K
SCHWAB STRATEGIC TR
SOLEShares102.48K
TypeSH
Market value$5.48M
0.91%
Sole
95.50K
Shared
0.00
None
6.98K
SPDR GOLD TR
SOLEShares32K
TypeSH
Market value$5.43M
0.90%
Sole
31.83K
Shared
0.00
None
170.00
ISHARES TR
SOLEShares90.23K
TypeSH
Market value$5.22M
0.87%
Sole
88.41K
Shared
0.00
None
1.83K
VANGUARD INDEX FDS
SOLEShares24.19K
TypeSH
Market value$5.16M
0.86%
Sole
23.36K
Shared
0.00
None
838.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 313.32K | SH | $23.67M 3.93% | 301.54K | 0.00 | 11.78K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 518.77K | SH | $23.25M 3.86% | 513.73K | 0.00 | 5.04K |
APPLE INCSOLE | COM | 170.94K | SH | $22.21M 3.69% | 166.96K | 0.00 | 3.98K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 323.19K | SH | $17.61M 2.92% | 316.97K | 0.00 | 6.22K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 359.99K | SH | $16.81M 2.79% | 351.46K | 0.00 | 8.52K |
ISHARES TRSOLE | MSCI USA MIN VOL | 228.53K | SH | $16.48M 2.73% | 227.45K | 0.00 | 1.08K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 136.02K | SH | $14.72M 2.44% | 135.28K | 0.00 | 736.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 267.65K | SH | $12.22M 2.03% | 257.54K | 0.00 | 10.12K |
ISHARES TRSOLE | CORE S&P SCP ETF | 127.17K | SH | $12.04M 2.00% | 125.24K | 0.00 | 1.93K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 150.10K | SH | $11.29M 1.87% | 149.64K | 0.00 | 458.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 68.52K | SH | $9.68M 1.61% | 68.34K | 0.00 | 178.00 |
MICROSOFT CORPSOLE | COM | 39.39K | SH | $9.45M 1.57% | 38.14K | 0.00 | 1.25K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 74.18K | SH | $9.23M 1.53% | 73.77K | 0.00 | 414.00 |
JOHNSON & JOHNSONSOLE | COM | 51.28K | SH | $9.06M 1.50% | 46.85K | 0.00 | 4.43K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 275.36K | SH | $8.87M 1.47% | 271.30K | 0.00 | 4.06K |
TESLA INCSOLE | COM | 71.93K | SH | $8.86M 1.47% | 71.10K | 0.00 | 831.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 178.31K | SH | $8.25M 1.37% | 177.26K | 0.00 | 1.06K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 PUR GWT | 53.08K | SH | $8.05M 1.34% | 53.08K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 99.31K | SH | $6.52M 1.08% | 97.83K | 0.00 | 1.48K |
PEPSICO INCSOLE | COM | 33.43K | SH | $6.04M 1.00% | 33.22K | 0.00 | 212.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 37.23K | SH | $5.65M 0.94% | 35.93K | 0.00 | 1.30K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 102.48K | SH | $5.48M 0.91% | 95.50K | 0.00 | 6.98K |
SPDR GOLD TRSOLE | GOLD SHS | 32K | SH | $5.43M 0.90% | 31.83K | 0.00 | 170.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 90.23K | SH | $5.22M 0.87% | 88.41K | 0.00 | 1.83K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 24.19K | SH | $5.16M 0.86% | 23.36K | 0.00 | 838.00 |
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