Filed: 11/14/2022ACC: 0001085146-22-003981
📋 What this filing means
FINANCIAL ARCHITECTS, INC filed this quarterly 13F‑HR report disclosing 309 equity positions with a total reported market value of $572.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
309
Positions
$572.7K
Total AUM (reported)
12.25M
Total Shares
Allocation by class
COM$138.6K24.2%
US BRD MKT ETF$22.1K3.9%
STRM INFPROIDX$20.4K3.6%
US DIVIDEND EQ$20.1K3.5%
MSCI USA MIN VOL$15.5K2.7%
CL A$14.9K2.6%
EQUITY PREMIUM$14.0K2.5%
Portfolio Concentration
Top 3$66.1K11.5%
4–10$105.8K18.5%
11–25$105.7K18.5%
Rest$295.1K51.5%
Top 3 weight
11.5%
Top 10 weight
30.0%
Voting Authority Distribution
Total shares with voting rights: 12.25M
Sole
Full voting authority
11.90M
shares
% of voting shares97.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
351.93K
shares
% of voting shares2.9%
Investment Discretion (by position count)
Sole309
Shared0
Other0
Dominant voting typeSole · 97.1% of voting shares
Institutional Holdings309
Rows:
APPLE INC
SOLEShares170.48K
TypeSH
Market value$23.6K
4.11%
Sole
167.15K
Shared
0.00
None
3.33K
SCHWAB STRATEGIC TR
SOLEShares527.07K
TypeSH
Market value$22.1K
3.86%
Sole
523.16K
Shared
0.00
None
3.91K
VANGUARD MALVERN FDS
SOLEShares424.54K
TypeSH
Market value$20.4K
3.57%
Sole
415.61K
Shared
0.00
None
8.93K
SCHWAB STRATEGIC TR
SOLEShares303.11K
TypeSH
Market value$20.1K
3.52%
Sole
294.82K
Shared
0.00
None
8.30K
TESLA INC
SOLEShares72.25K
TypeSH
Market value$19.2K
3.35%
Sole
71.39K
Shared
0.00
None
863.00
ISHARES TR
SOLEShares234.10K
TypeSH
Market value$15.5K
2.70%
Sole
232.94K
Shared
0.00
None
1.16K
J P MORGAN EXCHANGE TRADED F
SOLEShares274.17K
TypeSH
Market value$14.0K
2.45%
Sole
269.87K
Shared
0.00
None
4.30K
VANGUARD WHITEHALL FDS
SOLEShares134.83K
TypeSH
Market value$12.8K
2.23%
Sole
134.22K
Shared
0.00
None
612.00
VANGUARD SCOTTSDALE FDS
SOLEShares163.36K
TypeSH
Market value$12.1K
2.12%
Sole
163.17K
Shared
0.00
None
194.00
SCHWAB STRATEGIC TR
SOLEShares265.42K
TypeSH
Market value$12.0K
2.10%
Sole
254.61K
Shared
0.00
None
10.80K
ISHARES TR
SOLEShares126.74K
TypeSH
Market value$11.1K
1.93%
Sole
125.34K
Shared
0.00
None
1.41K
MICROSOFT CORP
SOLEShares39.36K
TypeSH
Market value$9.2K
1.60%
Sole
38.36K
Shared
0.00
None
1K
SELECT SECTOR SPDR TR
SOLEShares75.13K
TypeSH
Market value$8.9K
1.56%
Sole
74.50K
Shared
0.00
None
628.00
INVESCO EXCHANGE TRADED FD T
SOLEShares69.31K
TypeSH
Market value$8.8K
1.54%
Sole
69.31K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares51.27K
TypeSH
Market value$8.4K
1.46%
Sole
47.09K
Shared
0.00
None
4.17K
SCHWAB STRATEGIC TR
SOLEShares287.65K
TypeSH
Market value$8.1K
1.41%
Sole
283.60K
Shared
0.00
None
4.06K
INVESCO EXCHANGE TRADED FD T
SOLEShares54.55K
TypeSH
Market value$7.9K
1.38%
Sole
54.55K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares159.68K
TypeSH
Market value$6.5K
1.14%
Sole
159K
Shared
0.00
None
680.00
SCHWAB STRATEGIC TR
SOLEShares95.32K
TypeSH
Market value$5.8K
1.01%
Sole
94.15K
Shared
0.00
None
1.18K
PEPSICO INC
SOLEShares33.55K
TypeSH
Market value$5.5K
0.96%
Sole
33.30K
Shared
0.00
None
252.00
INVESCO DB US DLR INDEX TR
SOLEShares174K
TypeSH
Market value$5.2K
0.92%
Sole
170.25K
Shared
0.00
None
3.75K
SNOWFLAKE INC
SOLEShares30.71K
TypeSH
Market value$5.2K
0.91%
Sole
30.71K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares24.24K
TypeSH
Market value$5.2K
0.91%
Sole
23.57K
Shared
0.00
None
673.00
VANGUARD SPECIALIZED FUNDS
SOLEShares37.69K
TypeSH
Market value$5.1K
0.89%
Sole
37.39K
Shared
0.00
None
294.00
SCHWAB STRATEGIC TR
SOLEShares101.61K
TypeSH
Market value$4.9K
0.85%
Sole
96.48K
Shared
0.00
None
5.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 170.48K | SH | $23.6K 4.11% | 167.15K | 0.00 | 3.33K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 527.07K | SH | $22.1K 3.86% | 523.16K | 0.00 | 3.91K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 424.54K | SH | $20.4K 3.57% | 415.61K | 0.00 | 8.93K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 303.11K | SH | $20.1K 3.52% | 294.82K | 0.00 | 8.30K |
TESLA INCSOLE | COM | 72.25K | SH | $19.2K 3.35% | 71.39K | 0.00 | 863.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 234.10K | SH | $15.5K 2.70% | 232.94K | 0.00 | 1.16K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 274.17K | SH | $14.0K 2.45% | 269.87K | 0.00 | 4.30K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 134.83K | SH | $12.8K 2.23% | 134.22K | 0.00 | 612.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 163.36K | SH | $12.1K 2.12% | 163.17K | 0.00 | 194.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 265.42K | SH | $12.0K 2.10% | 254.61K | 0.00 | 10.80K |
ISHARES TRSOLE | CORE S&P SCP ETF | 126.74K | SH | $11.1K 1.93% | 125.34K | 0.00 | 1.41K |
MICROSOFT CORPSOLE | COM | 39.36K | SH | $9.2K 1.60% | 38.36K | 0.00 | 1K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 75.13K | SH | $8.9K 1.56% | 74.50K | 0.00 | 628.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 69.31K | SH | $8.8K 1.54% | 69.31K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 51.27K | SH | $8.4K 1.46% | 47.09K | 0.00 | 4.17K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 287.65K | SH | $8.1K 1.41% | 283.60K | 0.00 | 4.06K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 PUR GWT | 54.55K | SH | $7.9K 1.38% | 54.55K | 0.00 | 0.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 159.68K | SH | $6.5K 1.14% | 159K | 0.00 | 680.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 95.32K | SH | $5.8K 1.01% | 94.15K | 0.00 | 1.18K |
PEPSICO INCSOLE | COM | 33.55K | SH | $5.5K 0.96% | 33.30K | 0.00 | 252.00 |
INVESCO DB US DLR INDEX TRSOLE | BULLISH FD | 174K | SH | $5.2K 0.92% | 170.25K | 0.00 | 3.75K |
SNOWFLAKE INCSOLE | CL A | 30.71K | SH | $5.2K 0.91% | 30.71K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 24.24K | SH | $5.2K 0.91% | 23.57K | 0.00 | 673.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 37.69K | SH | $5.1K 0.89% | 37.39K | 0.00 | 294.00 |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 101.61K | SH | $4.9K 0.85% | 96.48K | 0.00 | 5.13K |
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