Filed: 10/25/2024ACC: 0001730293-24-000005
📋 What this filing means
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 750 equity positions with a total reported market value of $1.77B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
750
Positions
$1.77B
Total AUM (reported)
22.82M
Total Shares
Allocation by class
COM$496.25M28.0%
TR UNIT$53.88M3.0%
PRTFLO S&P500 GW$29.61M1.7%
TOTAL STK MKT$26.81M1.5%
CL A$26.05M1.5%
CORE MSCI EAFE$25.24M1.4%
CORE S&P MCP ETF$24.29M1.4%
Portfolio Concentration
Top 3$200.41M11.3%
4–10$205.04M11.6%
11–25$232.21M13.1%
Rest$1.13B64.0%
Top 3 weight
11.3%
Top 10 weight
22.9%
Voting Authority Distribution
Total shares with voting rights: 22.82M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
22.82M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole750
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings750
Rows:
APPLE INC
SOLEShares366.73K
TypeSH
Market value$85.45M
4.83%
Sole
0.00
Shared
0.00
None
366.73K
NVIDIA CORPORATION
SOLEShares509.78K
TypeSH
Market value$61.91M
3.50%
Sole
0.00
Shared
0.00
None
509.78K
SPDR S&P 500 ETF TR
SOLEShares92.47K
TypeSH
Market value$53.05M
3.00%
Sole
0.00
Shared
0.00
None
92.47K
MICROSOFT CORP
SOLEShares121.30K
TypeSH
Market value$52.19M
2.95%
Sole
0.00
Shared
0.00
None
121.30K
SPDR SER TR
SOLEShares356.81K
TypeSH
Market value$29.61M
1.67%
Sole
0.00
Shared
0.00
None
356.81K
VANGUARD INDEX FDS
SOLEShares96.35K
TypeSH
Market value$26.81M
1.51%
Sole
0.00
Shared
0.00
None
96.35K
ISHARES TR
SOLEShares323.20K
TypeSH
Market value$25.24M
1.43%
Sole
0.00
Shared
0.00
None
323.20K
AMAZON COM INC
SOLEShares131.92K
TypeSH
Market value$24.58M
1.39%
Sole
0.00
Shared
0.00
None
131.92K
ISHARES TR
SOLEShares388.50K
TypeSH
Market value$24.29M
1.37%
Sole
0.00
Shared
0.00
None
388.50K
ISHARES TR
SOLEShares951.36K
TypeSH
Market value$22.32M
1.26%
Sole
0.00
Shared
0.00
None
951.36K
ISHARES TR
SOLEShares145.13K
TypeSH
Market value$19.14M
1.08%
Sole
0.00
Shared
0.00
None
145.13K
SPDR SER TR
SOLEShares198.94K
TypeSH
Market value$18.22M
1.03%
Sole
0.00
Shared
0.00
None
198.94K
ISHARES TR
SOLEShares170.44K
TypeSH
Market value$17.17M
0.97%
Sole
0.00
Shared
0.00
None
170.44K
VANGUARD INDEX FDS
SOLEShares43.70K
TypeSH
Market value$16.73M
0.95%
Sole
0.00
Shared
0.00
None
43.70K
ISHARES TR
SOLEShares189.63K
TypeSH
Market value$16.72M
0.94%
Sole
0.00
Shared
0.00
None
189.63K
INVESCO QQQ TR
SOLEShares32.92K
TypeSH
Market value$16.07M
0.91%
Sole
0.00
Shared
0.00
None
32.92K
ISHARES TR
SOLEShares95.74K
TypeSH
Market value$15.87M
0.90%
Sole
0.00
Shared
0.00
None
95.74K
SPDR GOLD TR
SOLEShares63.72K
TypeSH
Market value$15.49M
0.88%
Sole
0.00
Shared
0.00
None
63.72K
SELECT SECTOR SPDR TR
SOLEShares96.79K
TypeSH
Market value$14.66M
0.83%
Sole
0.00
Shared
0.00
None
96.79K
ISHARES TR
SOLEShares147.65K
TypeSH
Market value$14.31M
0.81%
Sole
0.00
Shared
0.00
None
147.65K
ISHARES TR
SOLEShares139.97K
TypeSH
Market value$14.13M
0.80%
Sole
0.00
Shared
0.00
None
139.97K
TESLA INC
SOLEShares53K
TypeSH
Market value$13.87M
0.78%
Sole
0.00
Shared
0.00
None
53K
PIMCO ETF TR
SOLEShares166.73K
TypeSH
Market value$13.74M
0.78%
Sole
0.00
Shared
0.00
None
166.73K
INVESCO EXCHANGE TRADED FD T
SOLEShares193.58K
TypeSH
Market value$13.07M
0.74%
Sole
0.00
Shared
0.00
None
193.58K
PACER FDS TR
SOLEShares225.11K
TypeSH
Market value$13.02M
0.74%
Sole
0.00
Shared
0.00
None
225.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 366.73K | SH | $85.45M 4.83% | 0.00 | 0.00 | 366.73K |
NVIDIA CORPORATIONSOLE | COM | 509.78K | SH | $61.91M 3.50% | 0.00 | 0.00 | 509.78K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 92.47K | SH | $53.05M 3.00% | 0.00 | 0.00 | 92.47K |
MICROSOFT CORPSOLE | COM | 121.30K | SH | $52.19M 2.95% | 0.00 | 0.00 | 121.30K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 356.81K | SH | $29.61M 1.67% | 0.00 | 0.00 | 356.81K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 96.35K | SH | $26.81M 1.51% | 0.00 | 0.00 | 96.35K |
ISHARES TRSOLE | CORE MSCI EAFE | 323.20K | SH | $25.24M 1.43% | 0.00 | 0.00 | 323.20K |
AMAZON COM INCSOLE | COM | 131.92K | SH | $24.58M 1.39% | 0.00 | 0.00 | 131.92K |
ISHARES TRSOLE | CORE S&P MCP ETF | 388.50K | SH | $24.29M 1.37% | 0.00 | 0.00 | 388.50K |
ISHARES TRSOLE | US TREAS BD ETF | 951.36K | SH | $22.32M 1.26% | 0.00 | 0.00 | 951.36K |
ISHARES TRSOLE | CORE S&P US GWT | 145.13K | SH | $19.14M 1.08% | 0.00 | 0.00 | 145.13K |
SPDR SER TRSOLE | S&P METALS MNG | 198.94K | SH | $18.22M 1.03% | 0.00 | 0.00 | 198.94K |
ISHARES TRSOLE | CORE US AGGBD ET | 170.44K | SH | $17.17M 0.97% | 0.00 | 0.00 | 170.44K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 43.70K | SH | $16.73M 0.95% | 0.00 | 0.00 | 43.70K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 189.63K | SH | $16.72M 0.94% | 0.00 | 0.00 | 189.63K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 32.92K | SH | $16.07M 0.91% | 0.00 | 0.00 | 32.92K |
ISHARES TRSOLE | MSCI USA QLT FCT | 95.74K | SH | $15.87M 0.90% | 0.00 | 0.00 | 95.74K |
SPDR GOLD TRSOLE | GOLD SHS | 63.72K | SH | $15.49M 0.88% | 0.00 | 0.00 | 63.72K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 96.79K | SH | $14.66M 0.83% | 0.00 | 0.00 | 96.79K |
ISHARES TRSOLE | CORE S&P US VLU | 147.65K | SH | $14.31M 0.81% | 0.00 | 0.00 | 147.65K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 139.97K | SH | $14.13M 0.80% | 0.00 | 0.00 | 139.97K |
TESLA INCSOLE | COM | 53K | SH | $13.87M 0.78% | 0.00 | 0.00 | 53K |
PIMCO ETF TRSOLE | 25YR+ ZERO U S | 166.73K | SH | $13.74M 0.78% | 0.00 | 0.00 | 166.73K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 QUALITY | 193.58K | SH | $13.07M 0.74% | 0.00 | 0.00 | 193.58K |
PACER FDS TRSOLE | US CASH COWS 100 | 225.11K | SH | $13.02M 0.74% | 0.00 | 0.00 | 225.11K |
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