FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Filed: 7/29/2024ACC: 0001730293-24-000003

📋 What this filing means

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 716 equity positions with a total reported market value of $1.61B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

716

Positions

$1.61B

Total AUM (reported)

21.39M

Total Shares

Allocation by class

COM$465.24M28.9%

TR UNIT$55.95M3.5%

PRTFLO S&P500 GW$28.77M1.8%

TOTAL STK MKT$25.21M1.6%

CL A$24.10M1.5%

S&P 500 GRWT ETF$22.20M1.4%

CORE MSCI EAFE$21.11M1.3%

Portfolio Concentration

Top 3$195.19M12.1%

4–10$196.02M12.2%

11–25$215.97M13.4%

Rest$1.01B62.3%

Top 3 weight

12.1%

Top 10 weight

24.3%

Voting Authority Distribution

Total shares with voting rights: 21.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

21.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole716

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings716

Rows:

APPLE INC

SOLE

COM

Shares376.95K

TypeSH

Market value$79.39M

4.92%

Sole

0.00

Shared

0.00

None

376.95K

NVIDIA CORPORATION

SOLE

COM

Shares489.77K

TypeSH

Market value$60.51M

3.75%

Sole

0.00

Shared

0.00

None

489.77K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares101.60K

TypeSH

Market value$55.29M

3.43%

Sole

0.00

Shared

0.00

None

101.60K

MICROSOFT CORP

SOLE

COM

Shares119.17K

TypeSH

Market value$53.26M

3.30%

Sole

0.00

Shared

0.00

None

119.17K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares359.01K

TypeSH

Market value$28.77M

1.78%

Sole

0.00

Shared

0.00

None

359.01K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares94.25K

TypeSH

Market value$25.21M

1.56%

Sole

0.00

Shared

0.00

None

94.25K

AMAZON COM INC

SOLE

COM

Shares128.46K

TypeSH

Market value$24.83M

1.54%

Sole

0.00

Shared

0.00

None

128.46K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares239.85K

TypeSH

Market value$22.20M

1.38%

Sole

0.00

Shared

0.00

None

239.85K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares290.59K

TypeSH

Market value$21.11M

1.31%

Sole

0.00

Shared

0.00

None

290.59K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares352.76K

TypeSH

Market value$20.64M

1.28%

Sole

0.00

Shared

0.00

None

352.76K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares213.05K

TypeSH

Market value$19.55M

1.21%

Sole

0.00

Shared

0.00

None

213.05K

ISHARES TR

SOLE

US TREAS BD ETF

Shares809.36K

TypeSH

Market value$18.27M

1.13%

Sole

0.00

Shared

0.00

None

809.36K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares46.24K

TypeSH

Market value$17.30M

1.07%

Sole

0.00

Shared

0.00

None

46.24K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares35.28K

TypeSH

Market value$16.90M

1.05%

Sole

0.00

Shared

0.00

None

35.28K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares167.65K

TypeSH

Market value$16.27M

1.01%

Sole

0.00

Shared

0.00

None

167.65K

ISHARES TR

SOLE

CORE S&P US GWT

Shares125.61K

TypeSH

Market value$16.01M

0.99%

Sole

0.00

Shared

0.00

None

125.61K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares83.70K

TypeSH

Market value$14.29M

0.89%

Sole

0.00

Shared

0.00

None

83.70K

SPDR GOLD TR

SOLE

GOLD SHS

Shares60.90K

TypeSH

Market value$13.09M

0.81%

Sole

0.00

Shared

0.00

None

60.90K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares70.16K

TypeSH

Market value$12.77M

0.79%

Sole

0.00

Shared

0.00

None

70.16K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 QUALITY

Shares196.91K

TypeSH

Market value$12.51M

0.78%

Sole

0.00

Shared

0.00

None

196.91K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE GROWTH

Shares164.28K

TypeSH

Market value$12.35M

0.77%

Sole

0.00

Shared

0.00

None

164.28K

PACER FDS TR

SOLE

US CASH COWS 100

Shares222.45K

TypeSH

Market value$12.12M

0.75%

Sole

0.00

Shared

0.00

None

222.45K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares71.92K

TypeSH

Market value$11.81M

0.73%

Sole

0.00

Shared

0.00

None

71.92K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares125.86K

TypeSH

Market value$11.47M

0.71%

Sole

0.00

Shared

0.00

None

125.86K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares156.03K

TypeSH

Market value$11.24M

0.70%

Sole

0.00

Shared

0.00

None

156.03K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	376.95K	SH	$79.39M 4.92%	376.95K
NVIDIA CORPORATIONSOLE	COM	489.77K	SH	$60.51M 3.75%	489.77K
SPDR S&P 500 ETF TRSOLE	TR UNIT	101.60K	SH	$55.29M 3.43%	101.60K
MICROSOFT CORPSOLE	COM	119.17K	SH	$53.26M 3.30%	119.17K
SPDR SER TRSOLE	PRTFLO S&P500 GW	359.01K	SH	$28.77M 1.78%	359.01K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	94.25K	SH	$25.21M 1.56%	94.25K
AMAZON COM INCSOLE	COM	128.46K	SH	$24.83M 1.54%	128.46K
ISHARES TRSOLE	S&P 500 GRWT ETF	239.85K	SH	$22.20M 1.38%	239.85K
ISHARES TRSOLE	CORE MSCI EAFE	290.59K	SH	$21.11M 1.31%	290.59K
ISHARES TRSOLE	CORE S&P MCP ETF	352.76K	SH	$20.64M 1.28%	352.76K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	213.05K	SH	$19.55M 1.21%	213.05K
ISHARES TRSOLE	US TREAS BD ETF	809.36K	SH	$18.27M 1.13%	809.36K
VANGUARD INDEX FDSSOLE	GROWTH ETF	46.24K	SH	$17.30M 1.07%	46.24K
INVESCO QQQ TRSOLE	UNIT SER 1	35.28K	SH	$16.90M 1.05%	35.28K
ISHARES TRSOLE	CORE US AGGBD ET	167.65K	SH	$16.27M 1.01%	167.65K
ISHARES TRSOLE	CORE S&P US GWT	125.61K	SH	$16.01M 0.99%	125.61K
ISHARES TRSOLE	MSCI USA QLT FCT	83.70K	SH	$14.29M 0.89%	83.70K
SPDR GOLD TRSOLE	GOLD SHS	60.90K	SH	$13.09M 0.81%	60.90K
ISHARES TRSOLE	S&P 500 VAL ETF	70.16K	SH	$12.77M 0.79%	70.16K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 QUALITY	196.91K	SH	$12.51M 0.78%	196.91K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE GROWTH	164.28K	SH	$12.35M 0.77%	164.28K
PACER FDS TRSOLE	US CASH COWS 100	222.45K	SH	$12.12M 0.75%	222.45K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	71.92K	SH	$11.81M 0.73%	71.92K
SELECT SECTOR SPDR TRSOLE	ENERGY	125.86K	SH	$11.47M 0.71%	125.86K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	156.03K	SH	$11.24M 0.70%	156.03K

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