FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Filed: 5/1/2024ACC: 0001730293-24-000002

📋 What this filing means

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 755 equity positions with a total reported market value of $1.73B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

755

Positions

$1.73B

Total AUM (reported)

24.19M

Total Shares

Allocation by class

COM$462.42M26.8%

TR UNIT$72.02M4.2%

GROWTH ETF$29.69M1.7%

PRTFLO S&P500 GW$25.13M1.5%

TOTAL STK MKT$23.88M1.4%

CL A$22.73M1.3%

CORE MSCI EAFE$21.83M1.3%

Portfolio Concentration

Top 3$194.45M11.3%

4–10$189.65M11.0%

11–25$216.56M12.5%

Rest$1.13B65.2%

Top 3 weight

11.3%

Top 10 weight

22.2%

Voting Authority Distribution

Total shares with voting rights: 24.19M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

24.19M

% of voting shares100.0%

Investment Discretion (by position count)

Sole755

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings755

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares137K

TypeSH

Market value$71.66M

4.15%

Sole

0.00

Shared

0.00

None

136.60K

APPLE INC

SOLE

COM

Shares398.66K

TypeSH

Market value$68.36M

3.96%

Sole

0.00

Shared

0.00

None

398.66K

MICROSOFT CORP

SOLE

COM

Shares129.36K

TypeSH

Market value$54.43M

3.15%

Sole

0.00

Shared

0.00

None

129.36K

NVIDIA CORPORATION

SOLE

COM

Shares49.31K

TypeSH

Market value$44.55M

2.58%

Sole

0.00

Shared

0.00

None

48.31K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares86.25K

TypeSH

Market value$29.69M

1.72%

Sole

0.00

Shared

0.00

None

86.25K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares343.43K

TypeSH

Market value$25.13M

1.45%

Sole

0.00

Shared

0.00

None

343.43K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares92.02K

TypeSH

Market value$23.88M

1.38%

Sole

0.00

Shared

0.00

None

92.02K

AMAZON COM INC

SOLE

COM

Shares130.28K

TypeSH

Market value$23.50M

1.36%

Sole

0.00

Shared

0.00

None

130.18K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares288.85K

TypeSH

Market value$21.83M

1.26%

Sole

0.00

Shared

0.00

None

288.85K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares346.74K

TypeSH

Market value$21.06M

1.22%

Sole

0.00

Shared

0.00

None

346.74K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares224.85K

TypeSH

Market value$16.33M

0.95%

Sole

0.00

Shared

0.00

None

224.85K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares163.35K

TypeSH

Market value$16.03M

0.93%

Sole

0.00

Shared

0.00

None

163.35K

PACER FDS TR

SOLE

US CASH COWS 100

Shares272.38K

TypeSH

Market value$15.70M

0.91%

Sole

0.00

Shared

0.00

None

272.38K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares183.64K

TypeSH

Market value$15.62M

0.90%

Sole

0.00

Shared

0.00

None

183.64K

VANGUARD SCOTTSDALE FDS

SOLE

TOTAL CORP BND

Shares200.62K

TypeSH

Market value$15.37M

0.89%

Sole

0.00

Shared

0.00

None

200.62K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares34.59K

TypeSH

Market value$15.36M

0.89%

Sole

0.00

Shared

0.00

None

34.59K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares600.61K

TypeSH

Market value$14.77M

0.86%

Sole

0.00

Shared

0.00

None

600.61K

ISHARES TR

SOLE

CORE S&P US GWT

Shares122.18K

TypeSH

Market value$14.50M

0.84%

Sole

0.00

Shared

0.00

None

122.18K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares78.39K

TypeSH

Market value$14.39M

0.83%

Sole

0.00

Shared

0.00

None

78.39K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares254.20K

TypeSH

Market value$14.28M

0.83%

Sole

0.00

Shared

0.00

None

254.20K

ISHARES TR

SOLE

CORE S&P US VLU

Shares184.14K

TypeSH

Market value$13.62M

0.79%

Sole

0.00

Shared

0.00

None

184.14K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares78.57K

TypeSH

Market value$13.31M

0.77%

Sole

0.00

Shared

0.00

None

78.57K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares260.64K

TypeSH

Market value$12.62M

0.73%

Sole

0.00

Shared

0.00

None

260.64K

SPDR GOLD TR

SOLE

GOLD SHS

Shares60.92K

TypeSH

Market value$12.53M

0.73%

Sole

0.00

Shared

0.00

None

60.62K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares400.44K

TypeSH

Market value$12.14M

0.70%

Sole

0.00

Shared

0.00

None

400.44K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	137K	SH	$71.66M 4.15%	136.60K
APPLE INCSOLE	COM	398.66K	SH	$68.36M 3.96%	398.66K
MICROSOFT CORPSOLE	COM	129.36K	SH	$54.43M 3.15%	129.36K
NVIDIA CORPORATIONSOLE	COM	49.31K	SH	$44.55M 2.58%	48.31K
VANGUARD INDEX FDSSOLE	GROWTH ETF	86.25K	SH	$29.69M 1.72%	86.25K
SPDR SER TRSOLE	PRTFLO S&P500 GW	343.43K	SH	$25.13M 1.45%	343.43K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	92.02K	SH	$23.88M 1.38%	92.02K
AMAZON COM INCSOLE	COM	130.28K	SH	$23.50M 1.36%	130.18K
ISHARES TRSOLE	CORE MSCI EAFE	288.85K	SH	$21.83M 1.26%	288.85K
ISHARES TRSOLE	CORE S&P MCP ETF	346.74K	SH	$21.06M 1.22%	346.74K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	224.85K	SH	$16.33M 0.95%	224.85K
ISHARES TRSOLE	CORE US AGGBD ET	163.35K	SH	$16.03M 0.93%	163.35K
PACER FDS TRSOLE	US CASH COWS 100	272.38K	SH	$15.70M 0.91%	272.38K
ISHARES TRSOLE	S&P 500 GRWT ETF	183.64K	SH	$15.62M 0.90%	183.64K
VANGUARD SCOTTSDALE FDSSOLE	TOTAL CORP BND	200.62K	SH	$15.37M 0.89%	200.62K
INVESCO QQQ TRSOLE	UNIT SER 1	34.59K	SH	$15.36M 0.89%	34.59K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	600.61K	SH	$14.77M 0.86%	600.61K
ISHARES TRSOLE	CORE S&P US GWT	122.18K	SH	$14.50M 0.84%	122.18K
ISHARES TRSOLE	S&P 500 VAL ETF	78.39K	SH	$14.39M 0.83%	78.39K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	254.20K	SH	$14.28M 0.83%	254.20K
ISHARES TRSOLE	CORE S&P US VLU	184.14K	SH	$13.62M 0.79%	184.14K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	78.57K	SH	$13.31M 0.77%	78.57K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	260.64K	SH	$12.62M 0.73%	260.64K
SPDR GOLD TRSOLE	GOLD SHS	60.92K	SH	$12.53M 0.73%	60.62K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	400.44K	SH	$12.14M 0.70%	400.44K

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