FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Filed: 2/8/2024ACC: 0001730293-24-000001

📋 What this filing means

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 723 equity positions with a total reported market value of $1.53B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

723

Positions

$1.53B

Total AUM (reported)

22.39M

Total Shares

Allocation by class

COM$414.24M27.1%

TR UNIT$45.51M3.0%

GROWTH ETF$27.18M1.8%

TOTAL STK MKT$22.78M1.5%

PRTFLO S&P500 GW$21.06M1.4%

CL A$20.00M1.3%

TOTAL BND MRKT$19.96M1.3%

Portfolio Concentration

Top 3$169.48M11.1%

4–10$155.98M10.2%

11–25$201.71M13.2%

Rest$1.00B65.5%

Top 3 weight

11.1%

Top 10 weight

21.3%

Voting Authority Distribution

Total shares with voting rights: 22.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

22.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole723

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings723

Rows:

APPLE INC

SOLE

COM

Shares382.40K

TypeSH

Market value$73.62M

4.81%

Sole

0.00

Shared

0.00

None

382.40K

MICROSOFT CORP

SOLE

COM

Shares134.83K

TypeSH

Market value$50.70M

3.32%

Sole

0.00

Shared

0.00

None

134.83K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares94.97K

TypeSH

Market value$45.15M

2.95%

Sole

0.00

Shared

0.00

None

94.97K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares87.44K

TypeSH

Market value$27.18M

1.78%

Sole

0.00

Shared

0.00

None

87.44K

NVIDIA CORPORATION

SOLE

COM

Shares51.35K

TypeSH

Market value$25.43M

1.66%

Sole

0.00

Shared

0.00

None

51.35K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares96.19K

TypeSH

Market value$22.78M

1.49%

Sole

0.00

Shared

0.00

None

96.19K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares324.79K

TypeSH

Market value$21.06M

1.38%

Sole

0.00

Shared

0.00

None

324.79K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares271.42K

TypeSH

Market value$19.96M

1.31%

Sole

0.00

Shared

0.00

None

271.42K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares277.59K

TypeSH

Market value$19.88M

1.30%

Sole

0.00

Shared

0.00

None

277.59K

AMAZON COM INC

SOLE

COM

Shares129.49K

TypeSH

Market value$19.68M

1.29%

Sole

0.00

Shared

0.00

None

129.49K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares68.42K

TypeSH

Market value$18.94M

1.24%

Sole

0.00

Shared

0.00

None

68.42K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares339.41K

TypeSH

Market value$15.09M

0.99%

Sole

0.00

Shared

0.00

None

339.41K

PACER FDS TR

SOLE

US CASH COWS 100

Shares290.18K

TypeSH

Market value$14.97M

0.98%

Sole

0.00

Shared

0.00

None

290.18K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares183.78K

TypeSH

Market value$13.89M

0.91%

Sole

0.00

Shared

0.00

None

183.78K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares267.82K

TypeSH

Market value$13.84M

0.90%

Sole

0.00

Shared

0.00

None

267.82K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares207.89K

TypeSH

Market value$13.57M

0.89%

Sole

0.00

Shared

0.00

None

207.89K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares77.12K

TypeSH

Market value$13.41M

0.88%

Sole

0.00

Shared

0.00

None

77.12K

VANGUARD SCOTTSDALE FDS

SOLE

TOTAL CORP BND

Shares168.59K

TypeSH

Market value$13.06M

0.85%

Sole

0.00

Shared

0.00

None

168.59K

ISHARES TR

SOLE

CORE S&P US GWT

Shares119.42K

TypeSH

Market value$12.46M

0.81%

Sole

0.00

Shared

0.00

None

119.42K

TESLA INC

SOLE

COM

Shares49.99K

TypeSH

Market value$12.42M

0.81%

Sole

0.00

Shared

0.00

None

49.99K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares30K

TypeSH

Market value$12.29M

0.80%

Sole

0.00

Shared

0.00

None

30K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares423.43K

TypeSH

Market value$12.13M

0.79%

Sole

0.00

Shared

0.00

None

423.43K

ISHARES TR

SOLE

CORE TOTAL USD

Shares79.20K

TypeSH

Market value$12.03M

0.79%

Sole

0.00

Shared

0.00

None

79.20K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares120.24K

TypeSH

Market value$11.93M

0.78%

Sole

0.00

Shared

0.00

None

120.24K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares73.94K

TypeSH

Market value$11.67M

0.76%

Sole

0.00

Shared

0.00

None

73.94K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	382.40K	SH	$73.62M 4.81%	382.40K
MICROSOFT CORPSOLE	COM	134.83K	SH	$50.70M 3.32%	134.83K
SPDR S&P 500 ETF TRSOLE	TR UNIT	94.97K	SH	$45.15M 2.95%	94.97K
VANGUARD INDEX FDSSOLE	GROWTH ETF	87.44K	SH	$27.18M 1.78%	87.44K
NVIDIA CORPORATIONSOLE	COM	51.35K	SH	$25.43M 1.66%	51.35K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	96.19K	SH	$22.78M 1.49%	96.19K
SPDR SER TRSOLE	PRTFLO S&P500 GW	324.79K	SH	$21.06M 1.38%	324.79K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	271.42K	SH	$19.96M 1.31%	271.42K
ISHARES TRSOLE	CORE MSCI EAFE	277.59K	SH	$19.88M 1.30%	277.59K
AMAZON COM INCSOLE	COM	129.49K	SH	$19.68M 1.29%	129.49K
ISHARES TRSOLE	CORE S&P MCP ETF	68.42K	SH	$18.94M 1.24%	68.42K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	339.41K	SH	$15.09M 0.99%	339.41K
PACER FDS TRSOLE	US CASH COWS 100	290.18K	SH	$14.97M 0.98%	290.18K
ISHARES TRSOLE	S&P 500 GRWT ETF	183.78K	SH	$13.89M 0.91%	183.78K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	267.82K	SH	$13.84M 0.90%	267.82K
SPDR SER TRSOLE	PORTFOLIO S&P500	207.89K	SH	$13.57M 0.89%	207.89K
ISHARES TRSOLE	S&P 500 VAL ETF	77.12K	SH	$13.41M 0.88%	77.12K
VANGUARD SCOTTSDALE FDSSOLE	TOTAL CORP BND	168.59K	SH	$13.06M 0.85%	168.59K
ISHARES TRSOLE	CORE S&P US GWT	119.42K	SH	$12.46M 0.81%	119.42K
TESLA INCSOLE	COM	49.99K	SH	$12.42M 0.81%	49.99K
INVESCO QQQ TRSOLE	UNIT SER 1	30K	SH	$12.29M 0.80%	30K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	423.43K	SH	$12.13M 0.79%	423.43K
ISHARES TRSOLE	CORE TOTAL USD	79.20K	SH	$12.03M 0.79%	79.20K
ISHARES TRSOLE	CORE US AGGBD ET	120.24K	SH	$11.93M 0.78%	120.24K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	73.94K	SH	$11.67M 0.76%	73.94K

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