Filed: 10/27/2023ACC: 0001730293-23-000005
📋 What this filing means
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 696 equity positions with a total reported market value of $1.39B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
696
Positions
$1.39B
Total AUM (reported)
24.09M
Total Shares
Allocation by class
COM$374.56M27.0%
TR UNIT$33.48M2.4%
SHS$29.21M2.1%
TOTAL STK MKT$20.38M1.5%
CAP STRENGTH ETF$17.75M1.3%
UNIT SER 1$17.53M1.3%
GROWTH ETF$17.35M1.2%
Portfolio Concentration
Top 3$141.20M10.2%
4–10$129.58M9.3%
11–25$189.79M13.7%
Rest$928.50M66.8%
Top 3 weight
10.2%
Top 10 weight
19.5%
Voting Authority Distribution
Total shares with voting rights: 24.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole696
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings696
Rows:
APPLE INC
SOLEShares390.66K
TypeSH
Market value$66.88M
4.82%
Sole
0.00
Shared
0.00
None
390.66K
MICROSOFT CORP
SOLEShares132.87K
TypeSH
Market value$41.95M
3.02%
Sole
0.00
Shared
0.00
None
132.87K
SPDR S&P 500 ETF TR
SOLEShares75.61K
TypeSH
Market value$32.36M
2.33%
Sole
0.00
Shared
0.00
None
75.61K
NVIDIA CORPORATION
SOLEShares51.34K
TypeSH
Market value$22.33M
1.61%
Sole
0.00
Shared
0.00
None
51.34K
VANGUARD INDEX FDS
SOLEShares98.26K
TypeSH
Market value$20.38M
1.47%
Sole
0.00
Shared
0.00
None
98.26K
FIRST TR EXCHANGE-TRADED FD
SOLEShares241.03K
TypeSH
Market value$17.75M
1.28%
Sole
0.00
Shared
0.00
None
241.03K
INVESCO QQQ TR
SOLEShares48.88K
TypeSH
Market value$17.53M
1.26%
Sole
0.00
Shared
0.00
None
48.88K
VANGUARD INDEX FDS
SOLEShares63.70K
TypeSH
Market value$17.35M
1.25%
Sole
0.00
Shared
0.00
None
63.70K
AMAZON COM INC
SOLEShares135.53K
TypeSH
Market value$17.24M
1.24%
Sole
0.00
Shared
0.00
None
135.53K
FIRST TR VALUE LINE DIVID IN
SOLEShares454.99K
TypeSH
Market value$17.01M
1.22%
Sole
0.00
Shared
0.00
None
454.99K
ISHARES TR
SOLEShares263.18K
TypeSH
Market value$17.00M
1.22%
Sole
0.00
Shared
0.00
None
263.18K
ISHARES TR
SOLEShares76.56K
TypeSH
Market value$16.99M
1.22%
Sole
0.00
Shared
0.00
None
76.56K
VANGUARD BD INDEX FDS
SOLEShares235.50K
TypeSH
Market value$16.43M
1.18%
Sole
0.00
Shared
0.00
None
235.50K
ISHARES TR
SOLEShares124.48K
TypeSH
Market value$13.38M
0.96%
Sole
0.00
Shared
0.00
None
124.48K
ISHARES TR
SOLEShares216.14K
TypeSH
Market value$12.99M
0.94%
Sole
0.00
Shared
0.00
None
216.14K
FIRST TR EXCHNG TRADED FD VI
SOLEShares309.94K
TypeSH
Market value$12.99M
0.94%
Sole
0.00
Shared
0.00
None
309.94K
DIMENSIONAL ETF TRUST
SOLEShares489.12K
TypeSH
Market value$12.77M
0.92%
Sole
0.00
Shared
0.00
None
489.12K
TESLA INC
SOLEShares49.66K
TypeSH
Market value$12.42M
0.89%
Sole
0.00
Shared
0.00
None
49.66K
ISHARES TR
SOLEShares118.34K
TypeSH
Market value$11.18M
0.80%
Sole
0.00
Shared
0.00
None
118.34K
SPDR SER TR
SOLEShares186.84K
TypeSH
Market value$11.14M
0.80%
Sole
0.00
Shared
0.00
None
186.84K
ISHARES TR
SOLEShares71.01K
TypeSH
Market value$10.93M
0.79%
Sole
0.00
Shared
0.00
None
71.01K
PACER FDS TR
SOLEShares218.84K
TypeSH
Market value$10.82M
0.78%
Sole
0.00
Shared
0.00
None
218.84K
SPDR GOLD TR
SOLEShares59.83K
TypeSH
Market value$10.28M
0.74%
Sole
0.00
Shared
0.00
None
59.83K
SELECT SECTOR SPDR TR
SOLEShares110.31K
TypeSH
Market value$10.24M
0.74%
Sole
0.00
Shared
0.00
None
110.31K
FIRST TR EXCHNG TRADED FD VI
SOLEShares428.43K
TypeSH
Market value$10.24M
0.74%
Sole
0.00
Shared
0.00
None
428.43K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 390.66K | SH | $66.88M 4.82% | 0.00 | 0.00 | 390.66K |
MICROSOFT CORPSOLE | COM | 132.87K | SH | $41.95M 3.02% | 0.00 | 0.00 | 132.87K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 75.61K | SH | $32.36M 2.33% | 0.00 | 0.00 | 75.61K |
NVIDIA CORPORATIONSOLE | COM | 51.34K | SH | $22.33M 1.61% | 0.00 | 0.00 | 51.34K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 98.26K | SH | $20.38M 1.47% | 0.00 | 0.00 | 98.26K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 241.03K | SH | $17.75M 1.28% | 0.00 | 0.00 | 241.03K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 48.88K | SH | $17.53M 1.26% | 0.00 | 0.00 | 48.88K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 63.70K | SH | $17.35M 1.25% | 0.00 | 0.00 | 63.70K |
AMAZON COM INCSOLE | COM | 135.53K | SH | $17.24M 1.24% | 0.00 | 0.00 | 135.53K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 454.99K | SH | $17.01M 1.22% | 0.00 | 0.00 | 454.99K |
ISHARES TRSOLE | CORE MSCI EAFE | 263.18K | SH | $17.00M 1.22% | 0.00 | 0.00 | 263.18K |
ISHARES TRSOLE | CORE S&P MCP ETF | 76.56K | SH | $16.99M 1.22% | 0.00 | 0.00 | 76.56K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 235.50K | SH | $16.43M 1.18% | 0.00 | 0.00 | 235.50K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 124.48K | SH | $13.38M 0.96% | 0.00 | 0.00 | 124.48K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 216.14K | SH | $12.99M 0.94% | 0.00 | 0.00 | 216.14K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 309.94K | SH | $12.99M 0.94% | 0.00 | 0.00 | 309.94K |
DIMENSIONAL ETF TRUSTSOLE | INTL CORE EQT MK | 489.12K | SH | $12.77M 0.92% | 0.00 | 0.00 | 489.12K |
TESLA INCSOLE | COM | 49.66K | SH | $12.42M 0.89% | 0.00 | 0.00 | 49.66K |
ISHARES TRSOLE | CORE S&P US GWT | 118.34K | SH | $11.18M 0.80% | 0.00 | 0.00 | 118.34K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 186.84K | SH | $11.14M 0.80% | 0.00 | 0.00 | 186.84K |
ISHARES TRSOLE | S&P 500 VAL ETF | 71.01K | SH | $10.93M 0.79% | 0.00 | 0.00 | 71.01K |
PACER FDS TRSOLE | US CASH COWS 100 | 218.84K | SH | $10.82M 0.78% | 0.00 | 0.00 | 218.84K |
SPDR GOLD TRSOLE | GOLD SHS | 59.83K | SH | $10.28M 0.74% | 0.00 | 0.00 | 59.83K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 110.31K | SH | $10.24M 0.74% | 0.00 | 0.00 | 110.31K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW UNCONSTRAI | 428.43K | SH | $10.24M 0.74% | 0.00 | 0.00 | 428.43K |
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