Filed: 11/14/2022ACC: 0001730293-22-000004
📋 What this filing means
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 748 equity positions with a total reported market value of $1.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
748
Positions
$1.21M
Total AUM (reported)
23.94M
Total Shares
Allocation by class
COM$296.0K24.4%
TR UNIT$35.9K3.0%
SHS$23.4K1.9%
VALUE ETF$16.4K1.4%
GROWTH ETF$15.5K1.3%
CAP STRENGTH ETF$15.3K1.3%
TOTAL STK MKT$13.8K1.1%
Portfolio Concentration
Top 3$105.2K8.7%
4–10$107.5K8.9%
11–25$149.7K12.4%
Rest$849.5K70.1%
Top 3 weight
8.7%
Top 10 weight
17.5%
Voting Authority Distribution
Total shares with voting rights: 23.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole748
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings748
Rows:
APPLE INC
SOLEShares317.51K
TypeSH
Market value$43.8K
3.61%
Sole
0.00
Shared
0.00
None
317.51K
SPDR S&P 500 ETF TR
SOLEShares96.99K
TypeSH
Market value$35.3K
2.92%
Sole
0.00
Shared
0.00
None
96.99K
MICROSOFT CORP
SOLEShares113.29K
TypeSH
Market value$26.0K
2.15%
Sole
0.00
Shared
0.00
None
113.29K
FIRST TR VALUE LINE DIVID IN
SOLEShares541.44K
TypeSH
Market value$19.4K
1.60%
Sole
0.00
Shared
0.00
None
541.44K
VANGUARD INDEX FDS
SOLEShares132.62K
TypeSH
Market value$16.4K
1.35%
Sole
0.00
Shared
0.00
None
132.62K
VANGUARD INDEX FDS
SOLEShares72.29K
TypeSH
Market value$15.5K
1.28%
Sole
0.00
Shared
0.00
None
72.29K
FIRST TR EXCHANGE-TRADED FD
SOLEShares229.65K
TypeSH
Market value$15.3K
1.26%
Sole
0.00
Shared
0.00
None
229.65K
VANGUARD INDEX FDS
SOLEShares77.73K
TypeSH
Market value$13.8K
1.14%
Sole
0.00
Shared
0.00
None
77.73K
SPDR GOLD TR
SOLEShares88.89K
TypeSH
Market value$13.8K
1.13%
Sole
0.00
Shared
0.00
None
88.89K
INVESCO EXCHANGE TRADED FD T
SOLEShares105.56K
TypeSH
Market value$13.4K
1.11%
Sole
0.00
Shared
0.00
None
105.56K
AMAZON COM INC
SOLEShares113.01K
TypeSH
Market value$12.6K
1.04%
Sole
0.00
Shared
0.00
None
113.01K
INVESCO QQQ TR
SOLEShares45.40K
TypeSH
Market value$12.2K
1.00%
Sole
0.00
Shared
0.00
None
45.40K
PAYCHEX INC
SOLEShares79.76K
TypeSH
Market value$11.0K
0.91%
Sole
0.00
Shared
0.00
None
79.76K
SPDR SER TR
SOLEShares435.02K
TypeSH
Market value$10.9K
0.90%
Sole
0.00
Shared
0.00
None
435.02K
ISHARES TR
SOLEShares81.11K
TypeSH
Market value$10.4K
0.86%
Sole
0.00
Shared
0.00
None
81.11K
VANGUARD BD INDEX FDS
SOLEShares143.08K
TypeSH
Market value$10.2K
0.84%
Sole
0.00
Shared
0.00
None
143.08K
TESLA INC
SOLEShares52.92K
TypeSH
Market value$10.0K
0.82%
Sole
0.00
Shared
0.00
None
52.92K
ISHARES TR
SOLEShares45.59K
TypeSH
Market value$10.0K
0.82%
Sole
0.00
Shared
0.00
None
45.59K
ISHARES TR
SOLEShares164.86K
TypeSH
Market value$9.5K
0.79%
Sole
0.00
Shared
0.00
None
164.86K
ISHARES TR
SOLEShares176.42K
TypeSH
Market value$9.3K
0.77%
Sole
0.00
Shared
0.00
None
176.42K
SELECT SECTOR SPDR TR
SOLEShares124.73K
TypeSH
Market value$9.0K
0.74%
Sole
0.00
Shared
0.00
None
124.73K
INVESCO EXCH TRADED FD TR II
SOLEShares152.04K
TypeSH
Market value$8.8K
0.72%
Sole
0.00
Shared
0.00
None
152.04K
FIRST TR EXCHANGE-TRADED FD
SOLEShares223.78K
TypeSH
Market value$8.7K
0.72%
Sole
0.00
Shared
0.00
None
223.78K
PIMCO ETF TR
SOLEShares87.32K
TypeSH
Market value$8.6K
0.71%
Sole
0.00
Shared
0.00
None
87.32K
FIRST TR EXCHNG TRADED FD VI
SOLEShares211.32K
TypeSH
Market value$8.6K
0.71%
Sole
0.00
Shared
0.00
None
211.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 317.51K | SH | $43.8K 3.61% | 0.00 | 0.00 | 317.51K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 96.99K | SH | $35.3K 2.92% | 0.00 | 0.00 | 96.99K |
MICROSOFT CORPSOLE | COM | 113.29K | SH | $26.0K 2.15% | 0.00 | 0.00 | 113.29K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 541.44K | SH | $19.4K 1.60% | 0.00 | 0.00 | 541.44K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 132.62K | SH | $16.4K 1.35% | 0.00 | 0.00 | 132.62K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 72.29K | SH | $15.5K 1.28% | 0.00 | 0.00 | 72.29K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 229.65K | SH | $15.3K 1.26% | 0.00 | 0.00 | 229.65K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 77.73K | SH | $13.8K 1.14% | 0.00 | 0.00 | 77.73K |
SPDR GOLD TRSOLE | GOLD SHS | 88.89K | SH | $13.8K 1.13% | 0.00 | 0.00 | 88.89K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 105.56K | SH | $13.4K 1.11% | 0.00 | 0.00 | 105.56K |
AMAZON COM INCSOLE | COM | 113.01K | SH | $12.6K 1.04% | 0.00 | 0.00 | 113.01K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 45.40K | SH | $12.2K 1.00% | 0.00 | 0.00 | 45.40K |
PAYCHEX INCSOLE | COM | 79.76K | SH | $11.0K 0.91% | 0.00 | 0.00 | 79.76K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 435.02K | SH | $10.9K 0.90% | 0.00 | 0.00 | 435.02K |
ISHARES TRSOLE | S&P 500 VAL ETF | 81.11K | SH | $10.4K 0.86% | 0.00 | 0.00 | 81.11K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 143.08K | SH | $10.2K 0.84% | 0.00 | 0.00 | 143.08K |
TESLA INCSOLE | COM | 52.92K | SH | $10.0K 0.82% | 0.00 | 0.00 | 52.92K |
ISHARES TRSOLE | CORE S&P MCP ETF | 45.59K | SH | $10.0K 0.82% | 0.00 | 0.00 | 45.59K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 164.86K | SH | $9.5K 0.79% | 0.00 | 0.00 | 164.86K |
ISHARES TRSOLE | CORE MSCI EAFE | 176.42K | SH | $9.3K 0.77% | 0.00 | 0.00 | 176.42K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 124.73K | SH | $9.0K 0.74% | 0.00 | 0.00 | 124.73K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 152.04K | SH | $8.8K 0.72% | 0.00 | 0.00 | 152.04K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 223.78K | SH | $8.7K 0.72% | 0.00 | 0.00 | 223.78K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 87.32K | SH | $8.6K 0.71% | 0.00 | 0.00 | 87.32K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 211.32K | SH | $8.6K 0.71% | 0.00 | 0.00 | 211.32K |
Page 1 of 30
…