FIDUCIARY PLANNING LLC

Filed: 10/26/2023ACC: 0001792851-23-000004

📋 What this filing means

FIDUCIARY PLANNING LLC filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $211.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$211.84M

Total AUM (reported)

6.34M

Total Shares

Allocation by class

APTUS COLLRD INV$25.32M12.0%

APTUS ENHANCED$20.63M9.7%

APTUS DEFINED$20.43M9.6%

COM$18.93M8.9%

APTUS INT ENH YL$12.65M6.0%

APTUS LARGE CAP$10.73M5.1%

APTUS DRAWDOWN$9.77M4.6%

Portfolio Concentration

Top 3$66.37M31.3%

4–10$64.57M30.5%

11–25$56.06M26.5%

Rest$24.84M11.7%

Top 3 weight

31.3%

Top 10 weight

61.8%

Voting Authority Distribution

Total shares with voting rights: 6.34M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.34M

% of voting shares100.0%

Investment Discretion (by position count)

Sole61

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings61

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares831.94K

TypeSH

Market value$25.32M

11.95%

Sole

0.00

Shared

0.00

None

831.94K

ETF SER SOLUTIONS

SOLE

APTUS ENHANCED

Shares851.65K

TypeSH

Market value$20.63M

9.74%

Sole

0.00

Shared

0.00

None

851.65K

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares876.49K

TypeSH

Market value$20.43M

9.64%

Sole

0.00

Shared

0.00

None

876.49K

ETF SER SOLUTIONS

SOLE

APTUS INT ENH YL

Shares661.09K

TypeSH

Market value$12.65M

5.97%

Sole

0.00

Shared

0.00

None

661.09K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares435.12K

TypeSH

Market value$10.73M

5.07%

Sole

0.00

Shared

0.00

None

435.12K

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares278.67K

TypeSH

Market value$9.77M

4.61%

Sole

0.00

Shared

0.00

None

278.67K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares145.30K

TypeSH

Market value$9.23M

4.35%

Sole

0.00

Shared

0.00

None

145.30K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares193.81K

TypeSH

Market value$8.47M

4.00%

Sole

0.00

Shared

0.00

None

193.81K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 100 EQL WIGH

Shares87.39K

TypeSH

Market value$6.87M

3.24%

Sole

0.00

Shared

0.00

None

87.39K

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares226.18K

TypeSH

Market value$6.86M

3.24%

Sole

0.00

Shared

0.00

None

226.18K

INVESCO ACTIVELY MANAGED ETF

SOLE

VAR RATE INVT

Shares268.85K

TypeSH

Market value$6.71M

3.17%

Sole

0.00

Shared

0.00

None

268.85K

ALPS ETF TR

SOLE

RIVRFRNT STR INC

Shares302.40K

TypeSH

Market value$6.70M

3.16%

Sole

0.00

Shared

0.00

None

302.40K

HARTFORD FDS EXCHANGE TRADED

SOLE

SHRT DURTN ETF

Shares175.90K

TypeSH

Market value$6.70M

3.16%

Sole

0.00

Shared

0.00

None

175.90K

FIRST TR EXCHNG TRADED FD VI

SOLE

US EQT BUFFER

Shares170.49K

TypeSH

Market value$6.65M

3.14%

Sole

0.00

Shared

0.00

None

170.49K

BNY MELLON ETF TRUST

SOLE

CORE BOND ETF

Shares124.73K

TypeSH

Market value$5.03M

2.37%

Sole

0.00

Shared

0.00

None

124.73K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares96.89K

TypeSH

Market value$4.87M

2.30%

Sole

0.00

Shared

0.00

None

96.89K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares70.14K

TypeSH

Market value$2.75M

1.30%

Sole

0.00

Shared

0.00

None

70.14K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares17.86K

TypeSH

Market value$2.53M

1.19%

Sole

0.00

Shared

0.00

None

17.86K

CAPITOL SER TR

SOLE

CLOCKWISE CORE

Shares114.68K

TypeSH

Market value$2.53M

1.19%

Sole

0.00

Shared

0.00

None

114.68K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares33.05K

TypeSH

Market value$2.51M

1.18%

Sole

0.00

Shared

0.00

None

33.05K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares13.24K

TypeSH

Market value$2.17M

1.02%

Sole

0.00

Shared

0.00

None

13.24K

DBX ETF TR

SOLE

XTRACK MSCI EURP

Shares57.54K

TypeSH

Market value$2.04M

0.96%

Sole

0.00

Shared

0.00

None

57.54K

MICROSOFT CORP

SOLE

COM

Shares5.32K

TypeSH

Market value$1.68M

0.79%

Sole

0.00

Shared

0.00

None

5.32K

APPLE INC

SOLE

COM

Shares9.60K

TypeSH

Market value$1.64M

0.78%

Sole

0.00

Shared

0.00

None

9.60K

ALPS ETF TR

SOLE

OSHARES US SMLCP

Shares44.84K

TypeSH

Market value$1.57M

0.74%

Sole

0.00

Shared

0.00

None

44.84K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	831.94K	SH	$25.32M 11.95%	831.94K
ETF SER SOLUTIONSSOLE	APTUS ENHANCED	851.65K	SH	$20.63M 9.74%	851.65K
ETF SER SOLUTIONSSOLE	APTUS DEFINED	876.49K	SH	$20.43M 9.64%	876.49K
ETF SER SOLUTIONSSOLE	APTUS INT ENH YL	661.09K	SH	$12.65M 5.97%	661.09K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	435.12K	SH	$10.73M 5.07%	435.12K
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	278.67K	SH	$9.77M 4.61%	278.67K
WISDOMTREE TRSOLE	US QTLY DIV GRT	145.30K	SH	$9.23M 4.35%	145.30K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	193.81K	SH	$8.47M 4.00%	193.81K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 100 EQL WIGH	87.39K	SH	$6.87M 3.24%	87.39K
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	226.18K	SH	$6.86M 3.24%	226.18K
INVESCO ACTIVELY MANAGED ETFSOLE	VAR RATE INVT	268.85K	SH	$6.71M 3.17%	268.85K
ALPS ETF TRSOLE	RIVRFRNT STR INC	302.40K	SH	$6.70M 3.16%	302.40K
HARTFORD FDS EXCHANGE TRADEDSOLE	SHRT DURTN ETF	175.90K	SH	$6.70M 3.16%	175.90K
FIRST TR EXCHNG TRADED FD VISOLE	US EQT BUFFER	170.49K	SH	$6.65M 3.14%	170.49K
BNY MELLON ETF TRUSTSOLE	CORE BOND ETF	124.73K	SH	$5.03M 2.37%	124.73K
SPDR SER TRSOLE	PORTFOLIO S&P500	96.89K	SH	$4.87M 2.30%	96.89K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	70.14K	SH	$2.75M 1.30%	70.14K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	17.86K	SH	$2.53M 1.19%	17.86K
CAPITOL SER TRSOLE	CLOCKWISE CORE	114.68K	SH	$2.53M 1.19%	114.68K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	33.05K	SH	$2.51M 1.18%	33.05K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	13.24K	SH	$2.17M 1.02%	13.24K
DBX ETF TRSOLE	XTRACK MSCI EURP	57.54K	SH	$2.04M 0.96%	57.54K
MICROSOFT CORPSOLE	COM	5.32K	SH	$1.68M 0.79%	5.32K
APPLE INCSOLE	COM	9.60K	SH	$1.64M 0.78%	9.60K
ALPS ETF TRSOLE	OSHARES US SMLCP	44.84K	SH	$1.57M 0.74%	44.84K

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