FI3 FINANCIAL ADVISORS, LLC

Filed: 2/6/2024ACC: 0001765380-24-000023

📋 What this filing means

FI3 FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 75 equity positions with a total reported market value of $209.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$209.88M

Total AUM (reported)

2.16M

Total Shares

Allocation by class

COM$51.09M24.3%

CORE S&P500 ETF$34.65M16.5%

CORE S&P SCP ETF$31.45M15.0%

VAN FTSE DEV MKT$30.36M14.5%

TR UNIT$15.16M7.2%

SMALL CP ETF$7.75M3.7%

US TIPS ETF$5.45M2.6%

Portfolio Concentration

Top 3$96.46M46.0%

4–10$63.40M30.2%

11–25$30.76M14.7%

Rest$19.25M9.2%

Top 3 weight

46.0%

Top 10 weight

76.2%

Voting Authority Distribution

Total shares with voting rights: 2.16M

Sole

Full voting authority

7.69K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.15M

% of voting shares99.6%

Investment Discretion (by position count)

Sole75

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings75

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares72.55K

TypeSH

Market value$34.65M

16.51%

Sole

63.00

Shared

0.00

None

72.49K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares290.54K

TypeSH

Market value$31.45M

14.99%

Sole

125.00

Shared

0.00

None

290.41K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares633.78K

TypeSH

Market value$30.36M

14.46%

Sole

432.00

Shared

0.00

None

633.35K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares31.89K

TypeSH

Market value$15.16M

7.22%

Sole

0.00

Shared

0.00

None

31.89K

HILLENBRAND INC

SOLE

COM

Shares289.64K

TypeSH

Market value$13.86M

6.60%

Sole

0.00

Shared

0.00

None

289.64K

ELI LILLY & CO

SOLE

COM

Shares14.83K

TypeSH

Market value$8.64M

4.12%

Sole

93.00

Shared

0.00

None

14.73K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares36.33K

TypeSH

Market value$7.75M

3.69%

Sole

0.00

Shared

0.00

None

36.33K

APPLE INC

SOLE

COM

Shares37.60K

TypeSH

Market value$7.24M

3.45%

Sole

1.03K

Shared

0.00

None

36.57K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares104.34K

TypeSH

Market value$5.45M

2.60%

Sole

0.00

Shared

0.00

None

104.34K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares70.38K

TypeSH

Market value$5.30M

2.53%

Sole

0.00

Shared

0.00

None

70.38K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares18.25K

TypeSH

Market value$4.33M

2.06%

Sole

0.00

Shared

0.00

None

18.25K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares9.46K

TypeSH

Market value$4.13M

1.97%

Sole

0.00

Shared

0.00

None

9.46K

MICROSOFT CORP

SOLE

COM

Shares8.24K

TypeSH

Market value$3.10M

1.48%

Sole

384.00

Shared

0.00

None

7.86K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares43.30K

TypeSH

Market value$3.05M

1.45%

Sole

0.00

Shared

0.00

None

43.30K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares64.05K

TypeSH

Market value$3.04M

1.45%

Sole

0.00

Shared

0.00

None

64.05K

AMAZON COM INC

SOLE

COM

Shares12.97K

TypeSH

Market value$1.97M

0.94%

Sole

780.00

Shared

0.00

None

12.19K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares17.76K

TypeSH

Market value$1.57M

0.75%

Sole

0.00

Shared

0.00

None

17.76K

ISHARES TR

SOLE

CRE U S REIT ETF

Shares27.69K

TypeSH

Market value$1.50M

0.72%

Sole

0.00

Shared

0.00

None

27.69K

STERIS PLC

SOLE

SHS USD

Shares6.77K

TypeSH

Market value$1.49M

0.71%

Sole

0.00

Shared

0.00

None

6.77K

ALPHABET INC

SOLE

CAP STK CL A

Shares9.74K

TypeSH

Market value$1.36M

0.65%

Sole

674.00

Shared

0.00

None

9.06K

NVIDIA CORPORATION

SOLE

COM

Shares2.33K

TypeSH

Market value$1.15M

0.55%

Sole

102.00

Shared

0.00

None

2.22K

MARKEL GROUP INC

SOLE

COM

Shares757.00

TypeSH

Market value$1.07M

0.51%

Sole

0.00

Shared

0.00

None

757.00

JPMORGAN CHASE & CO

SOLE

COM

Shares5.95K

TypeSH

Market value$1.01M

0.48%

Sole

442.00

Shared

0.00

None

5.51K

TESLA INC

SOLE

COM

Shares4.02K

TypeSH

Market value$998.4K

0.48%

Sole

153.00

Shared

0.00

None

3.87K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares2.77K

TypeSH

Market value$987.9K

0.47%

Sole

67.00

Shared

0.00

None

2.70K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	72.55K	SH	$34.65M 16.51%	63.00	72.49K
ISHARES TRSOLE	CORE S&P SCP ETF	290.54K	SH	$31.45M 14.99%	125.00	290.41K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	633.78K	SH	$30.36M 14.46%	432.00	633.35K
SPDR S&P 500 ETF TRSOLE	TR UNIT	31.89K	SH	$15.16M 7.22%	0.00	31.89K
HILLENBRAND INCSOLE	COM	289.64K	SH	$13.86M 6.60%	0.00	289.64K
ELI LILLY & COSOLE	COM	14.83K	SH	$8.64M 4.12%	93.00	14.73K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	36.33K	SH	$7.75M 3.69%	0.00	36.33K
APPLE INCSOLE	COM	37.60K	SH	$7.24M 3.45%	1.03K	36.57K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	104.34K	SH	$5.45M 2.60%	0.00	104.34K
ISHARES TRSOLE	MSCI EAFE ETF	70.38K	SH	$5.30M 2.53%	0.00	70.38K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	18.25K	SH	$4.33M 2.06%	0.00	18.25K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	9.46K	SH	$4.13M 1.97%	0.00	9.46K
MICROSOFT CORPSOLE	COM	8.24K	SH	$3.10M 1.48%	384.00	7.86K
ISHARES TRSOLE	CORE MSCI EAFE	43.30K	SH	$3.05M 1.45%	0.00	43.30K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	64.05K	SH	$3.04M 1.45%	0.00	64.05K
AMAZON COM INCSOLE	COM	12.97K	SH	$1.97M 0.94%	780.00	12.19K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	17.76K	SH	$1.57M 0.75%	0.00	17.76K
ISHARES TRSOLE	CRE U S REIT ETF	27.69K	SH	$1.50M 0.72%	0.00	27.69K
STERIS PLCSOLE	SHS USD	6.77K	SH	$1.49M 0.71%	0.00	6.77K
ALPHABET INCSOLE	CAP STK CL A	9.74K	SH	$1.36M 0.65%	674.00	9.06K
NVIDIA CORPORATIONSOLE	COM	2.33K	SH	$1.15M 0.55%	102.00	2.22K
MARKEL GROUP INCSOLE	COM	757.00	SH	$1.07M 0.51%	0.00	757.00
JPMORGAN CHASE & COSOLE	COM	5.95K	SH	$1.01M 0.48%	442.00	5.51K
TESLA INCSOLE	COM	4.02K	SH	$998.4K 0.48%	153.00	3.87K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	2.77K	SH	$987.9K 0.47%	67.00	2.70K

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