FI3 FINANCIAL ADVISORS, LLC

Filed: 11/9/2023ACC: 0001765380-23-000224

📋 What this filing means

FI3 FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $185.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$185.93M

Total AUM (reported)

2.07M

Total Shares

Allocation by class

COM$47.64M25.6%

CORE S&P500 ETF$29.82M16.0%

CORE S&P SCP ETF$26.67M14.3%

VAN FTSE DEV MKT$26.08M14.0%

TR UNIT$13.98M7.5%

US TIPS ETF$7.69M4.1%

SMALL CP ETF$7.17M3.9%

Portfolio Concentration

Top 3$82.57M44.4%

4–10$60.79M32.7%

11–25$24.98M13.4%

Rest$17.59M9.5%

Top 3 weight

44.4%

Top 10 weight

77.1%

Voting Authority Distribution

Total shares with voting rights: 2.07M

Sole

Full voting authority

8.70K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.07M

% of voting shares99.6%

Investment Discretion (by position count)

Sole72

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings72

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares69.44K

TypeSH

Market value$29.82M

16.04%

Sole

63.00

Shared

0.00

None

69.38K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares282.72K

TypeSH

Market value$26.67M

14.34%

Sole

125.00

Shared

0.00

None

282.59K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares596.62K

TypeSH

Market value$26.08M

14.03%

Sole

432.00

Shared

0.00

None

596.19K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares32.69K

TypeSH

Market value$13.98M

7.52%

Sole

0.00

Shared

0.00

None

32.69K

HILLENBRAND INC

SOLE

COM

Shares289.62K

TypeSH

Market value$12.25M

6.59%

Sole

0.00

Shared

0.00

None

289.62K

ELI LILLY & CO

SOLE

COM

Shares14.80K

TypeSH

Market value$7.95M

4.27%

Sole

93.00

Shared

0.00

None

14.70K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares152.25K

TypeSH

Market value$7.69M

4.13%

Sole

0.00

Shared

0.00

None

152.25K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares37.95K

TypeSH

Market value$7.17M

3.86%

Sole

0.00

Shared

0.00

None

37.95K

APPLE INC

SOLE

COM

Shares39.95K

TypeSH

Market value$6.84M

3.68%

Sole

1.09K

Shared

0.00

None

38.85K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares71.26K

TypeSH

Market value$4.91M

2.64%

Sole

0.00

Shared

0.00

None

71.26K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares9.48K

TypeSH

Market value$3.72M

2.00%

Sole

0.00

Shared

0.00

None

9.48K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares13.67K

TypeSH

Market value$2.90M

1.56%

Sole

0.00

Shared

0.00

None

13.67K

MICROSOFT CORP

SOLE

COM

Shares8.51K

TypeSH

Market value$2.69M

1.44%

Sole

411.00

Shared

0.00

None

8.09K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares31.90K

TypeSH

Market value$2.05M

1.10%

Sole

0.00

Shared

0.00

None

31.90K

AMAZON COM INC

SOLE

COM

Shares13.25K

TypeSH

Market value$1.68M

0.91%

Sole

780.00

Shared

0.00

None

12.47K

ALPHABET INC

SOLE

CAP STK CL A

Shares11.44K

TypeSH

Market value$1.50M

0.80%

Sole

800.00

Shared

0.00

None

10.64K

STERIS PLC

SOLE

SHS USD

Shares6.78K

TypeSH

Market value$1.49M

0.80%

Sole

0.00

Shared

0.00

None

6.78K

ISHARES TR

SOLE

CRE U S REIT ETF

Shares30.64K

TypeSH

Market value$1.45M

0.78%

Sole

0.00

Shared

0.00

None

30.64K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares16.97K

TypeSH

Market value$1.28M

0.69%

Sole

0.00

Shared

0.00

None

16.97K

MARKEL GROUP INC

SOLE

COM

Shares868.00

TypeSH

Market value$1.28M

0.69%

Sole

0.00

Shared

0.00

None

868.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares2.98K

TypeSH

Market value$1.04M

0.56%

Sole

67.00

Shared

0.00

None

2.92K

TESLA INC

SOLE

COM

Shares4.13K

TypeSH

Market value$1.03M

0.56%

Sole

148.00

Shared

0.00

None

3.98K

NVIDIA CORPORATION

SOLE

COM

Shares2.32K

TypeSH

Market value$1.01M

0.54%

Sole

105.00

Shared

0.00

None

2.21K

JPMORGAN CHASE & CO

SOLE

COM

Shares6.56K

TypeSH

Market value$951.2K

0.51%

Sole

460.00

Shared

0.00

None

6.10K

EXXON MOBIL CORP

SOLE

COM

Shares7.68K

TypeSH

Market value$902.9K

0.49%

Sole

309.00

Shared

0.00

None

7.37K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	69.44K	SH	$29.82M 16.04%	63.00	69.38K
ISHARES TRSOLE	CORE S&P SCP ETF	282.72K	SH	$26.67M 14.34%	125.00	282.59K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	596.62K	SH	$26.08M 14.03%	432.00	596.19K
SPDR S&P 500 ETF TRSOLE	TR UNIT	32.69K	SH	$13.98M 7.52%	0.00	32.69K
HILLENBRAND INCSOLE	COM	289.62K	SH	$12.25M 6.59%	0.00	289.62K
ELI LILLY & COSOLE	COM	14.80K	SH	$7.95M 4.27%	93.00	14.70K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	152.25K	SH	$7.69M 4.13%	0.00	152.25K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	37.95K	SH	$7.17M 3.86%	0.00	37.95K
APPLE INCSOLE	COM	39.95K	SH	$6.84M 3.68%	1.09K	38.85K
ISHARES TRSOLE	MSCI EAFE ETF	71.26K	SH	$4.91M 2.64%	0.00	71.26K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	9.48K	SH	$3.72M 2.00%	0.00	9.48K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	13.67K	SH	$2.90M 1.56%	0.00	13.67K
MICROSOFT CORPSOLE	COM	8.51K	SH	$2.69M 1.44%	411.00	8.09K
ISHARES TRSOLE	CORE MSCI EAFE	31.90K	SH	$2.05M 1.10%	0.00	31.90K
AMAZON COM INCSOLE	COM	13.25K	SH	$1.68M 0.91%	780.00	12.47K
ALPHABET INCSOLE	CAP STK CL A	11.44K	SH	$1.50M 0.80%	800.00	10.64K
STERIS PLCSOLE	SHS USD	6.78K	SH	$1.49M 0.80%	0.00	6.78K
ISHARES TRSOLE	CRE U S REIT ETF	30.64K	SH	$1.45M 0.78%	0.00	30.64K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	16.97K	SH	$1.28M 0.69%	0.00	16.97K
MARKEL GROUP INCSOLE	COM	868.00	SH	$1.28M 0.69%	0.00	868.00
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	2.98K	SH	$1.04M 0.56%	67.00	2.92K
TESLA INCSOLE	COM	4.13K	SH	$1.03M 0.56%	148.00	3.98K
NVIDIA CORPORATIONSOLE	COM	2.32K	SH	$1.01M 0.54%	105.00	2.21K
JPMORGAN CHASE & COSOLE	COM	6.56K	SH	$951.2K 0.51%	460.00	6.10K
EXXON MOBIL CORPSOLE	COM	7.68K	SH	$902.9K 0.49%	309.00	7.37K

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