FERRARA NANCY (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

FERRARA NANCY

Filed: 2/22/2024ACC: 0001127602-24-006271

InsiderFERRARA NANCYCIK 1685164

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Jun 2018

-3.78K

Net shares

Net seller

$265.2K

Total sold

Open market trades

0B · 0S

Total transactions

9.61K acquired · 13.39K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+4.34K

Price / share

—

Trade value

—

% of position

25.5%

2/20/2024

17.02K→21.36K

Common Stock

Direct

M · Option Exercise

+5.27K

Price / share

—

Trade value

—

% of position

24.7%

2/20/2024

21.36K→26.63K

Common Stock

Direct

F · Tax Withholding

−3.78K

Price / share

$70.14

Trade value

$265.20K

% of position

14.2%

2/20/2024

26.63K→22.85K

Total

Net shares

+5.83K

Net value

-$265.20K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2024	M · Option Exercise	+4.34K	—	—	25.5%	17.02K	21.36K
Common Stock Direct	2/20/2024	M · Option Exercise	+5.27K	—	—	24.7%	21.36K	26.63K
Common Stock Direct	2/20/2024	F · Tax Withholding	−3.78K	$70.14	$265.20K	14.2%	26.63K	22.85K
Total			+5.83K		-$265.20K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.34K shares

−4.34K

Strike price

Held after

7.76K

Exercisable

—

2/20/2024

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

5.27K shares

−5.27K

Strike price

Held after

24.07K

Exercisable

—

2/20/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock4.34K shares	2/20/2024	M · Option Exercise	−4.34K		—	7.76K
Performance Stock Unit Direct	Common Stock5.27K shares	2/20/2024	M · Option Exercise	−5.27K		—	24.07K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

6.66K

Shares owned

6.66K

Exercise price

Expiration

—

Exercise window

—

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

71.17K

Shares owned

71.17K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

77.83K

Owned

77.83K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	6.66K	6.66K
Performance-Based Stock Options Direct	Common Stock	—	—	71.17K	71.17K
Total				77.83K	77.83K