FERRARA NANCY

PrivateCIK: 1685164

Location

NEW YORK, NY

FERRARA NANCY (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FERRARA NANCY

Filed: 7/6/2023ACC: 0001127602-23-020403

InsiderFERRARA NANCYCIK 1685164

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Jun 2018

-873.39

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

6

Total transactions

1.71K acquired · 2.59K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

Shares

+1.68K

Price / share

—

Trade value

—

% of position

10.9%

7/3/2023

15.34K→17.02K

Total

Net shares

+1.68K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/3/2023	M · Option Exercise	+1.68K	—	—	10.9%	15.34K	17.02K
Total			+1.68K		$0.00

Derivative Transactions5

Deferred Savings Plan Issuer Stock Units

Direct

J · J

Converts to

Common Stock

906.89 shares

Shares

−906.89

Strike price

Held after

6.47K

Exercisable

—

6/6/2023

Deferred Savings Plan Issuer Stock Units

Direct

A · Award

Converts to

Common Stock

6.22 shares

Shares

+6.22

Strike price

Held after

6.48K

Exercisable

—

6/15/2023

Deferred Savings Plan Issuer Stock Units

Direct

A · Award

Converts to

Common Stock

21.00 shares

Shares

+21.00

Strike price

Held after

6.50K

Exercisable

—

6/28/2023

Deferred Savings Plan Issuer Stock Units

Direct

A · Award

Converts to

Common Stock

6.28 shares

Shares

+6.28

Strike price

Held after

6.50K

Exercisable

—

6/30/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.68K shares

Shares

−1.68K

Strike price

Held after

12.10K

Exercisable

—

7/3/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Deferred Savings Plan Issuer Stock Units Direct	Common Stock906.89 shares	6/6/2023	J · J	−906.89		—	6.47K
Deferred Savings Plan Issuer Stock Units Direct	Common Stock6.22 shares	6/15/2023	A · Award	+6.22		—	6.48K
Deferred Savings Plan Issuer Stock Units Direct	Common Stock21.00 shares	6/28/2023	A · Award	+21.00		—	6.50K
Deferred Savings Plan Issuer Stock Units Direct	Common Stock6.28 shares	6/30/2023	A · Award	+6.28		—	6.50K
Restricted Stock Units Direct	Common Stock1.68K shares	7/3/2023	M · Option Exercise	−1.68K		—	12.10K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Performance Stock Unit

Direct

Underlying security

Common Stock

Underlying shares

29.34K

Shares owned

29.34K

Exercise price

Expiration

—

Exercise window

—

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

71.17K

Shares owned

71.17K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

100.51K

Owned

100.51K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance Stock Unit Direct	Common Stock		—	—	29.34K	29.34K
Performance-Based Stock Options Direct	Common Stock		—	—	71.17K	71.17K
Total					100.51K	100.51K

FERRARA NANCY — Insider Transaction (Form 4) Filed Jul 6, 2023 | Finecho