Filed: 11/8/2023ACC: 0001570296-23-000008
📋 What this filing means
FERNWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 190 equity positions with a total reported market value of $278.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
190
Positions
$278.21M
Total AUM (reported)
5.03M
Total Shares
Allocation by class
STOCK$200.49M72.1%
ETF$68.65M24.7%
CEF$5.19M1.9%
REIT$2.38M0.9%
ADR$960.8K0.3%
CONVERTIBLE PREFERRED$539.7K0.2%
Portfolio Concentration
Top 3$38.34M13.8%
4–10$46.92M16.9%
11–25$61.16M22.0%
Rest$131.79M47.4%
Top 3 weight
13.8%
Top 10 weight
30.6%
Voting Authority Distribution
Total shares with voting rights: 5.03M
Sole
Full voting authority
5.03M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole190
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings190
Rows:
TEXAS PACIFIC LAND CORPORATION COM
SOLEShares8.13K
TypeSH
Market value$14.82M
5.33%
Sole
8.13K
Shared
0.00
None
0.00
APPLE INC
SOLEShares81.86K
TypeSH
Market value$13.90M
5.00%
Sole
81.86K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares22.41K
TypeSH
Market value$9.62M
3.46%
Sole
22.41K
Shared
0.00
None
0.00
MONGODB INC CL A
SOLEShares21.87K
TypeSH
Market value$7.54M
2.71%
Sole
21.87K
Shared
0.00
None
0.00
VANGUARD MEGA CAP GROWTH ETF
SOLEShares33.08K
TypeSH
Market value$7.50M
2.70%
Sole
33.08K
Shared
0.00
None
0.00
PLIANT THERAPEUTICS INC
SOLEShares379.70K
TypeSH
Market value$6.58M
2.37%
Sole
379.70K
Shared
0.00
None
0.00
ALPHABET INC CLASS A
SOLEShares51.55K
TypeSH
Market value$6.57M
2.36%
Sole
51.55K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares21.07K
TypeSH
Market value$6.32M
2.27%
Sole
21.07K
Shared
0.00
None
0.00
BRIDGEBIO PHARMA INC COM
SOLEShares235.62K
TypeSH
Market value$6.21M
2.23%
Sole
235.62K
Shared
0.00
None
0.00
ELI LILLY & CO COM
SOLEShares11.52K
TypeSH
Market value$6.19M
2.22%
Sole
11.52K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares46.93K
TypeSH
Market value$5.88M
2.12%
Sole
46.93K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares18.18K
TypeSH
Market value$5.52M
1.98%
Sole
18.18K
Shared
0.00
None
0.00
MSCI INC COM
SOLEShares9.73K
TypeSH
Market value$5.00M
1.80%
Sole
9.73K
Shared
0.00
None
0.00
ISHARES DOW JONES US CONSUMER GOODS
SOLEShares26.43K
TypeSH
Market value$4.93M
1.77%
Sole
26.43K
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares249.25K
TypeSH
Market value$4.85M
1.74%
Sole
249.25K
Shared
0.00
None
0.00
ISHARES CORE DIVIDEND GROWTH ETF
SOLEShares96.74K
TypeSH
Market value$4.79M
1.72%
Sole
96.74K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares10.63K
TypeSH
Market value$4.59M
1.65%
Sole
10.63K
Shared
0.00
None
0.00
VISA INC
SOLEShares16.83K
TypeSH
Market value$3.85M
1.39%
Sole
16.83K
Shared
0.00
None
0.00
CVS HEALTH CORP COM
SOLEShares54.47K
TypeSH
Market value$3.80M
1.37%
Sole
54.47K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares28.09K
TypeSH
Market value$3.49M
1.25%
Sole
28.09K
Shared
0.00
None
0.00
MARVELL TECHNOLOGY INC COM
SOLEShares54.49K
TypeSH
Market value$2.95M
1.06%
Sole
54.49K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares31.76K
TypeSH
Market value$2.94M
1.06%
Sole
31.76K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares14.20K
TypeSH
Market value$2.89M
1.04%
Sole
14.20K
Shared
0.00
None
0.00
ISHARES RUSSELL 1000 ETF
SOLEShares12.19K
TypeSH
Market value$2.86M
1.03%
Sole
12.19K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares18.10K
TypeSH
Market value$2.82M
1.01%
Sole
18.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TEXAS PACIFIC LAND CORPORATION COMSOLE | Stock | 8.13K | SH | $14.82M 5.33% | 8.13K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 81.86K | SH | $13.90M 5.00% | 81.86K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 22.41K | SH | $9.62M 3.46% | 22.41K | 0.00 | 0.00 |
MONGODB INC CL ASOLE | Stock | 21.87K | SH | $7.54M 2.71% | 21.87K | 0.00 | 0.00 |
VANGUARD MEGA CAP GROWTH ETFSOLE | ETF | 33.08K | SH | $7.50M 2.70% | 33.08K | 0.00 | 0.00 |
PLIANT THERAPEUTICS INCSOLE | Stock | 379.70K | SH | $6.58M 2.37% | 379.70K | 0.00 | 0.00 |
ALPHABET INC CLASS ASOLE | Stock | 51.55K | SH | $6.57M 2.36% | 51.55K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 21.07K | SH | $6.32M 2.27% | 21.07K | 0.00 | 0.00 |
BRIDGEBIO PHARMA INC COMSOLE | Stock | 235.62K | SH | $6.21M 2.23% | 235.62K | 0.00 | 0.00 |
ELI LILLY & CO COMSOLE | Stock | 11.52K | SH | $6.19M 2.22% | 11.52K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 46.93K | SH | $5.88M 2.12% | 46.93K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 18.18K | SH | $5.52M 1.98% | 18.18K | 0.00 | 0.00 |
MSCI INC COMSOLE | Stock | 9.73K | SH | $5.00M 1.80% | 9.73K | 0.00 | 0.00 |
ISHARES DOW JONES US CONSUMER GOODSSOLE | ETF | 26.43K | SH | $4.93M 1.77% | 26.43K | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 249.25K | SH | $4.85M 1.74% | 249.25K | 0.00 | 0.00 |
ISHARES CORE DIVIDEND GROWTH ETFSOLE | ETF | 96.74K | SH | $4.79M 1.72% | 96.74K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 10.63K | SH | $4.59M 1.65% | 10.63K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 16.83K | SH | $3.85M 1.39% | 16.83K | 0.00 | 0.00 |
CVS HEALTH CORP COMSOLE | Stock | 54.47K | SH | $3.80M 1.37% | 54.47K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 28.09K | SH | $3.49M 1.25% | 28.09K | 0.00 | 0.00 |
MARVELL TECHNOLOGY INC COMSOLE | Stock | 54.49K | SH | $2.95M 1.06% | 54.49K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | Stock | 31.76K | SH | $2.94M 1.06% | 31.76K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 14.20K | SH | $2.89M 1.04% | 14.20K | 0.00 | 0.00 |
ISHARES RUSSELL 1000 ETFSOLE | ETF | 12.19K | SH | $2.86M 1.03% | 12.19K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 18.10K | SH | $2.82M 1.01% | 18.09K | 0.00 | 0.00 |
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