Filed: 8/9/2023ACC: 0001570296-23-000006
📋 What this filing means
FERNWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 191 equity positions with a total reported market value of $282.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
191
Positions
$282.02M
Total AUM (reported)
4.98M
Total Shares
Allocation by class
STOCK$201.84M71.6%
ETF$71.28M25.3%
CEF$5.06M1.8%
REIT$2.53M0.9%
ADR$751.9K0.3%
CONVERTIBLE PREFERRED$557.6K0.2%
Portfolio Concentration
Top 3$36.34M12.9%
4–10$47.95M17.0%
11–25$60.92M21.6%
Rest$136.81M48.5%
Top 3 weight
12.9%
Top 10 weight
29.9%
Voting Authority Distribution
Total shares with voting rights: 4.98M
Sole
Full voting authority
4.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole191
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings191
Rows:
APPLE INC
SOLEShares84.08K
TypeSH
Market value$15.77M
5.59%
Sole
84.08K
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATION COM
SOLEShares8.05K
TypeSH
Market value$10.60M
3.76%
Sole
8.05K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares22.37K
TypeSH
Market value$9.97M
3.54%
Sole
22.37K
Shared
0.00
None
0.00
MONGODB INC CL A
SOLEShares23.64K
TypeSH
Market value$9.67M
3.43%
Sole
23.64K
Shared
0.00
None
0.00
VANGUARD MEGA CAP GROWTH ETF
SOLEShares32.54K
TypeSH
Market value$7.66M
2.71%
Sole
32.54K
Shared
0.00
None
0.00
PLIANT THERAPEUTICS INC
SOLEShares380.73K
TypeSH
Market value$6.90M
2.45%
Sole
380.73K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares21.52K
TypeSH
Market value$6.17M
2.19%
Sole
21.52K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares47.55K
TypeSH
Market value$6.11M
2.17%
Sole
47.55K
Shared
0.00
None
0.00
ELI LILLY & CO COM
SOLEShares12.26K
TypeSH
Market value$5.75M
2.04%
Sole
12.26K
Shared
0.00
None
0.00
ALPHABET INC CLASS A
SOLEShares48.39K
TypeSH
Market value$5.69M
2.02%
Sole
48.39K
Shared
0.00
None
0.00
MICROSOFT
SOLEShares17.70K
TypeSH
Market value$5.60M
1.99%
Sole
17.70K
Shared
0.00
None
0.00
ISHARES DOW JONES US CONSUMER GOODS
SOLEShares26.31K
TypeSH
Market value$5.27M
1.87%
Sole
26.31K
Shared
0.00
None
0.00
ISHARES CORE DIVIDEND GROWTH ETF
SOLEShares96.81K
TypeSH
Market value$4.99M
1.77%
Sole
96.81K
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares250.20K
TypeSH
Market value$4.70M
1.67%
Sole
250.20K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares10.97K
TypeSH
Market value$4.60M
1.63%
Sole
10.97K
Shared
0.00
None
0.00
MSCI INC COM
SOLEShares9.66K
TypeSH
Market value$4.55M
1.61%
Sole
9.66K
Shared
0.00
None
0.00
BRIDGEBIO PHARMA INC COM
SOLEShares239.90K
TypeSH
Market value$4.13M
1.46%
Sole
239.90K
Shared
0.00
None
0.00
VISA INC
SOLEShares16.93K
TypeSH
Market value$3.98M
1.41%
Sole
16.93K
Shared
0.00
None
0.00
CVS HEALTH CORP COM
SOLEShares53.86K
TypeSH
Market value$3.72M
1.32%
Sole
53.86K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares22.59K
TypeSH
Market value$3.71M
1.31%
Sole
22.59K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares28.19K
TypeSH
Market value$3.28M
1.16%
Sole
28.19K
Shared
0.00
None
0.00
MARVELL TECHNOLOGY INC COM
SOLEShares54.49K
TypeSH
Market value$3.26M
1.16%
Sole
54.49K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares31.65K
TypeSH
Market value$3.09M
1.10%
Sole
31.65K
Shared
0.00
None
0.00
ISHARES RUSSELL 1000 ETF
SOLEShares12.47K
TypeSH
Market value$3.04M
1.08%
Sole
12.47K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares14.74K
TypeSH
Market value$3.02M
1.07%
Sole
14.74K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | Stock | 84.08K | SH | $15.77M 5.59% | 84.08K | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATION COMSOLE | Stock | 8.05K | SH | $10.60M 3.76% | 8.05K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 22.37K | SH | $9.97M 3.54% | 22.37K | 0.00 | 0.00 |
MONGODB INC CL ASOLE | Stock | 23.64K | SH | $9.67M 3.43% | 23.64K | 0.00 | 0.00 |
VANGUARD MEGA CAP GROWTH ETFSOLE | ETF | 32.54K | SH | $7.66M 2.71% | 32.54K | 0.00 | 0.00 |
PLIANT THERAPEUTICS INCSOLE | Stock | 380.73K | SH | $6.90M 2.45% | 380.73K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 21.52K | SH | $6.17M 2.19% | 21.52K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 47.55K | SH | $6.11M 2.17% | 47.55K | 0.00 | 0.00 |
ELI LILLY & CO COMSOLE | Stock | 12.26K | SH | $5.75M 2.04% | 12.26K | 0.00 | 0.00 |
ALPHABET INC CLASS ASOLE | Stock | 48.39K | SH | $5.69M 2.02% | 48.39K | 0.00 | 0.00 |
MICROSOFTSOLE | Stock | 17.70K | SH | $5.60M 1.99% | 17.70K | 0.00 | 0.00 |
ISHARES DOW JONES US CONSUMER GOODSSOLE | ETF | 26.31K | SH | $5.27M 1.87% | 26.31K | 0.00 | 0.00 |
ISHARES CORE DIVIDEND GROWTH ETFSOLE | ETF | 96.81K | SH | $4.99M 1.77% | 96.81K | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 250.20K | SH | $4.70M 1.67% | 250.20K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 10.97K | SH | $4.60M 1.63% | 10.97K | 0.00 | 0.00 |
MSCI INC COMSOLE | Stock | 9.66K | SH | $4.55M 1.61% | 9.66K | 0.00 | 0.00 |
BRIDGEBIO PHARMA INC COMSOLE | Stock | 239.90K | SH | $4.13M 1.46% | 239.90K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 16.93K | SH | $3.98M 1.41% | 16.93K | 0.00 | 0.00 |
CVS HEALTH CORP COMSOLE | Stock | 53.86K | SH | $3.72M 1.32% | 53.86K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 22.59K | SH | $3.71M 1.31% | 22.59K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 28.19K | SH | $3.28M 1.16% | 28.19K | 0.00 | 0.00 |
MARVELL TECHNOLOGY INC COMSOLE | Stock | 54.49K | SH | $3.26M 1.16% | 54.49K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | Stock | 31.65K | SH | $3.09M 1.10% | 31.65K | 0.00 | 0.00 |
ISHARES RUSSELL 1000 ETFSOLE | ETF | 12.47K | SH | $3.04M 1.08% | 12.47K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 14.74K | SH | $3.02M 1.07% | 14.74K | 0.00 | 0.00 |
Page 1 of 8
…