Filed: 2/7/2023ACC: 0001570296-23-000002
📋 What this filing means
FERNWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 182 equity positions with a total reported market value of $241.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
182
Positions
$241.78M
Total AUM (reported)
4.66M
Total Shares
Allocation by class
STOCK$168.37M69.6%
ETF$64.00M26.5%
CEF$5.00M2.1%
REIT$2.98M1.2%
ADR$862.7K0.4%
CONVERTIBLE PREFERRED$573.5K0.2%
Portfolio Concentration
Top 3$34.83M14.4%
4–10$36.53M15.1%
11–25$47.78M19.8%
Rest$122.63M50.7%
Top 3 weight
14.4%
Top 10 weight
29.5%
Voting Authority Distribution
Total shares with voting rights: 4.66M
Sole
Full voting authority
4.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole182
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings182
Rows:
TEXAS PACIFIC LAND CORPORATION COM
SOLEShares7.72K
TypeSH
Market value$18.10M
7.48%
Sole
7.72K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares21.84K
TypeSH
Market value$8.39M
3.47%
Sole
21.84K
Shared
0.00
None
0.00
APPLE INC
SOLEShares64.24K
TypeSH
Market value$8.35M
3.45%
Sole
64.24K
Shared
0.00
None
0.00
PLIANT THERAPEUTICS INC
SOLEShares304.57K
TypeSH
Market value$5.89M
2.44%
Sole
304.57K
Shared
0.00
None
0.00
VANGUARD MEGA CAP GROWTH ETF
SOLEShares32.78K
TypeSH
Market value$5.64M
2.33%
Sole
32.78K
Shared
0.00
None
0.00
ISHARES DOW JONES US CONSUMER GOODS
SOLEShares27.73K
TypeSH
Market value$5.62M
2.33%
Sole
27.73K
Shared
0.00
None
0.00
LILLY ELI & CO COM
SOLEShares14.23K
TypeSH
Market value$5.21M
2.15%
Sole
14.23K
Shared
0.00
None
0.00
CVS HEALTH CORP COM
SOLEShares54.38K
TypeSH
Market value$5.07M
2.10%
Sole
54.38K
Shared
0.00
None
0.00
MONGODB INC CL A
SOLEShares23.46K
TypeSH
Market value$4.62M
1.91%
Sole
23.46K
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares242.99K
TypeSH
Market value$4.49M
1.86%
Sole
242.99K
Shared
0.00
None
0.00
ISHARES CORE DIVIDEND GROWTH ETF
SOLEShares89.33K
TypeSH
Market value$4.47M
1.85%
Sole
89.32K
Shared
0.00
None
0.00
MSCI INC COM
SOLEShares8.72K
TypeSH
Market value$4.06M
1.68%
Sole
8.72K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares44.58K
TypeSH
Market value$3.74M
1.55%
Sole
44.58K
Shared
0.00
None
0.00
ALPHABET INC CLASS A
SOLEShares41.98K
TypeSH
Market value$3.70M
1.53%
Sole
41.98K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares20.23K
TypeSH
Market value$3.57M
1.48%
Sole
20.22K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares31.80K
TypeSH
Market value$3.22M
1.33%
Sole
31.80K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares14.97K
TypeSH
Market value$3.10M
1.28%
Sole
14.97K
Shared
0.00
None
0.00
ALTRIA GROUP INC COM
SOLEShares67.19K
TypeSH
Market value$3.07M
1.27%
Sole
67.19K
Shared
0.00
None
0.00
VISA INC
SOLEShares13.88K
TypeSH
Market value$2.88M
1.19%
Sole
13.88K
Shared
0.00
None
0.00
IRIDIUM COMMUNICATIONS INC COM
SOLEShares55.87K
TypeSH
Market value$2.87M
1.19%
Sole
55.87K
Shared
0.00
None
0.00
RELAY THERAPEUTICS INC COM
SOLEShares185.06K
TypeSH
Market value$2.76M
1.14%
Sole
185.06K
Shared
0.00
None
0.00
ISHARES CORE S&P MID-CAP ETF
SOLEShares10.90K
TypeSH
Market value$2.64M
1.09%
Sole
10.90K
Shared
0.00
None
0.00
ISHARES RUSSELL 1000 ETF
SOLEShares12.47K
TypeSH
Market value$2.63M
1.09%
Sole
12.47K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares21.81K
TypeSH
Market value$2.62M
1.09%
Sole
21.81K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
SOLEShares14.01K
TypeSH
Market value$2.44M
1.01%
Sole
14.01K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TEXAS PACIFIC LAND CORPORATION COMSOLE | Stock | 7.72K | SH | $18.10M 7.48% | 7.72K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 21.84K | SH | $8.39M 3.47% | 21.84K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 64.24K | SH | $8.35M 3.45% | 64.24K | 0.00 | 0.00 |
PLIANT THERAPEUTICS INCSOLE | Stock | 304.57K | SH | $5.89M 2.44% | 304.57K | 0.00 | 0.00 |
VANGUARD MEGA CAP GROWTH ETFSOLE | ETF | 32.78K | SH | $5.64M 2.33% | 32.78K | 0.00 | 0.00 |
ISHARES DOW JONES US CONSUMER GOODSSOLE | ETF | 27.73K | SH | $5.62M 2.33% | 27.73K | 0.00 | 0.00 |
LILLY ELI & CO COMSOLE | Stock | 14.23K | SH | $5.21M 2.15% | 14.23K | 0.00 | 0.00 |
CVS HEALTH CORP COMSOLE | Stock | 54.38K | SH | $5.07M 2.10% | 54.38K | 0.00 | 0.00 |
MONGODB INC CL ASOLE | Stock | 23.46K | SH | $4.62M 1.91% | 23.46K | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 242.99K | SH | $4.49M 1.86% | 242.99K | 0.00 | 0.00 |
ISHARES CORE DIVIDEND GROWTH ETFSOLE | ETF | 89.33K | SH | $4.47M 1.85% | 89.32K | 0.00 | 0.00 |
MSCI INC COMSOLE | Stock | 8.72K | SH | $4.06M 1.68% | 8.72K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 44.58K | SH | $3.74M 1.55% | 44.58K | 0.00 | 0.00 |
ALPHABET INC CLASS ASOLE | Stock | 41.98K | SH | $3.70M 1.53% | 41.98K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 20.23K | SH | $3.57M 1.48% | 20.22K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | Stock | 31.80K | SH | $3.22M 1.33% | 31.80K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 14.97K | SH | $3.10M 1.28% | 14.97K | 0.00 | 0.00 |
ALTRIA GROUP INC COMSOLE | Stock | 67.19K | SH | $3.07M 1.27% | 67.19K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 13.88K | SH | $2.88M 1.19% | 13.88K | 0.00 | 0.00 |
IRIDIUM COMMUNICATIONS INC COMSOLE | Stock | 55.87K | SH | $2.87M 1.19% | 55.87K | 0.00 | 0.00 |
RELAY THERAPEUTICS INC COMSOLE | Stock | 185.06K | SH | $2.76M 1.14% | 185.06K | 0.00 | 0.00 |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 10.90K | SH | $2.64M 1.09% | 10.90K | 0.00 | 0.00 |
ISHARES RUSSELL 1000 ETFSOLE | ETF | 12.47K | SH | $2.63M 1.09% | 12.47K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 21.81K | SH | $2.62M 1.09% | 21.81K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 14.01K | SH | $2.44M 1.01% | 14.01K | 0.00 | 0.00 |
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