Filed: 11/9/2022ACC: 0001570296-22-000009
📋 What this filing means
FERNWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 185 equity positions with a total reported market value of $237.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
185
Positions
$237.1K
Total AUM (reported)
4.25M
Total Shares
Allocation by class
STOCK$167.5K70.7%
ETF$60.5K25.5%
CEF$4.6K1.9%
REIT$3.0K1.3%
ADR$812.000.3%
CONVERTIBLE PREFERRED$592.000.2%
Portfolio Concentration
Top 3$34.6K14.6%
4–10$37.9K16.0%
11–25$48.1K20.3%
Rest$116.4K49.1%
Top 3 weight
14.6%
Top 10 weight
30.6%
Voting Authority Distribution
Total shares with voting rights: 4.25M
Sole
Full voting authority
4.25M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole185
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings185
Rows:
TEXAS PACIFIC LAND CORPORATION COM
SOLEShares7.76K
TypeSH
Market value$13.8K
5.81%
Sole
7.75K
Shared
0.00
None
0.00
GLOBAL BLOOD THERAPEUTICS INC COM
SOLEShares174.72K
TypeSH
Market value$11.9K
5.02%
Sole
174.72K
Shared
0.00
None
0.00
APPLE INC
SOLEShares64.57K
TypeSH
Market value$8.9K
3.76%
Sole
64.57K
Shared
0.00
None
0.00
ISHARES S&P 500 INDEX
SOLEShares21.69K
TypeSH
Market value$7.8K
3.28%
Sole
21.69K
Shared
0.00
None
0.00
VANGUARD MEGA CAP GROWTH ETF
SOLEShares33.21K
TypeSH
Market value$5.8K
2.44%
Sole
33.21K
Shared
0.00
None
0.00
CVS HEALTH CORP COM
SOLEShares54.37K
TypeSH
Market value$5.2K
2.19%
Sole
54.37K
Shared
0.00
None
0.00
ISHARES DOW JONES US CONSUMER GOODS
SOLEShares27.70K
TypeSH
Market value$5.0K
2.10%
Sole
27.70K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares43.70K
TypeSH
Market value$4.9K
2.08%
Sole
43.70K
Shared
0.00
None
0.00
PLIANT THERAPEUTICS INC
SOLEShares222.76K
TypeSH
Market value$4.7K
1.96%
Sole
222.76K
Shared
0.00
None
0.00
LILLY ELI & CO COM
SOLEShares14.22K
TypeSH
Market value$4.6K
1.94%
Sole
14.22K
Shared
0.00
None
0.00
MONGODB INC CL A
SOLEShares22.76K
TypeSH
Market value$4.5K
1.91%
Sole
22.76K
Shared
0.00
None
0.00
RELAY THERAPEUTICS INC COM
SOLEShares185.06K
TypeSH
Market value$4.1K
1.75%
Sole
185.06K
Shared
0.00
None
0.00
ARES CAPITAL CORP COM
SOLEShares238.90K
TypeSH
Market value$4.0K
1.70%
Sole
238.90K
Shared
0.00
None
0.00
ALPHABET INC CLASS A
SOLEShares42.07K
TypeSH
Market value$4.0K
1.70%
Sole
42.07K
Shared
0.00
None
0.00
ISHARES CORE DIVIDEND GROWTH ETF
SOLEShares79.39K
TypeSH
Market value$3.5K
1.49%
Sole
79.39K
Shared
0.00
None
0.00
MSCI INC COM
SOLEShares7.86K
TypeSH
Market value$3.3K
1.40%
Sole
7.86K
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares20.27K
TypeSH
Market value$3.3K
1.40%
Sole
20.27K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares21.88K
TypeSH
Market value$3.0K
1.25%
Sole
21.88K
Shared
0.00
None
0.00
UNION PAC CORP COM
SOLEShares14.54K
TypeSH
Market value$2.8K
1.19%
Sole
14.54K
Shared
0.00
None
0.00
ALTRIA GROUP INC COM
SOLEShares66.59K
TypeSH
Market value$2.7K
1.13%
Sole
66.59K
Shared
0.00
None
0.00
IRIDIUM COMMUNICATIONS INC COM
SOLEShares60.12K
TypeSH
Market value$2.7K
1.13%
Sole
60.12K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares31.60K
TypeSH
Market value$2.6K
1.11%
Sole
31.60K
Shared
0.00
None
0.00
ISHARES CORE S&P MID-CAP ETF
SOLEShares11.52K
TypeSH
Market value$2.5K
1.06%
Sole
11.52K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
SOLEShares15.06K
TypeSH
Market value$2.5K
1.05%
Sole
15.06K
Shared
0.00
None
0.00
VISA INC
SOLEShares13.94K
TypeSH
Market value$2.5K
1.04%
Sole
13.94K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TEXAS PACIFIC LAND CORPORATION COMSOLE | Stock | 7.76K | SH | $13.8K 5.81% | 7.75K | 0.00 | 0.00 |
GLOBAL BLOOD THERAPEUTICS INC COMSOLE | Stock | 174.72K | SH | $11.9K 5.02% | 174.72K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 64.57K | SH | $8.9K 3.76% | 64.57K | 0.00 | 0.00 |
ISHARES S&P 500 INDEXSOLE | ETF | 21.69K | SH | $7.8K 3.28% | 21.69K | 0.00 | 0.00 |
VANGUARD MEGA CAP GROWTH ETFSOLE | ETF | 33.21K | SH | $5.8K 2.44% | 33.21K | 0.00 | 0.00 |
CVS HEALTH CORP COMSOLE | Stock | 54.37K | SH | $5.2K 2.19% | 54.37K | 0.00 | 0.00 |
ISHARES DOW JONES US CONSUMER GOODSSOLE | ETF | 27.70K | SH | $5.0K 2.10% | 27.70K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Stock | 43.70K | SH | $4.9K 2.08% | 43.70K | 0.00 | 0.00 |
PLIANT THERAPEUTICS INCSOLE | Stock | 222.76K | SH | $4.7K 1.96% | 222.76K | 0.00 | 0.00 |
LILLY ELI & CO COMSOLE | Stock | 14.22K | SH | $4.6K 1.94% | 14.22K | 0.00 | 0.00 |
MONGODB INC CL ASOLE | Stock | 22.76K | SH | $4.5K 1.91% | 22.76K | 0.00 | 0.00 |
RELAY THERAPEUTICS INC COMSOLE | Stock | 185.06K | SH | $4.1K 1.75% | 185.06K | 0.00 | 0.00 |
ARES CAPITAL CORP COMSOLE | CEF | 238.90K | SH | $4.0K 1.70% | 238.90K | 0.00 | 0.00 |
ALPHABET INC CLASS ASOLE | Stock | 42.07K | SH | $4.0K 1.70% | 42.07K | 0.00 | 0.00 |
ISHARES CORE DIVIDEND GROWTH ETFSOLE | ETF | 79.39K | SH | $3.5K 1.49% | 79.39K | 0.00 | 0.00 |
MSCI INC COMSOLE | Stock | 7.86K | SH | $3.3K 1.40% | 7.86K | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 20.27K | SH | $3.3K 1.40% | 20.27K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 21.88K | SH | $3.0K 1.25% | 21.88K | 0.00 | 0.00 |
UNION PAC CORP COMSOLE | Stock | 14.54K | SH | $2.8K 1.19% | 14.54K | 0.00 | 0.00 |
ALTRIA GROUP INC COMSOLE | Stock | 66.59K | SH | $2.7K 1.13% | 66.59K | 0.00 | 0.00 |
IRIDIUM COMMUNICATIONS INC COMSOLE | Stock | 60.12K | SH | $2.7K 1.13% | 60.12K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | Stock | 31.60K | SH | $2.6K 1.11% | 31.60K | 0.00 | 0.00 |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 11.52K | SH | $2.5K 1.06% | 11.52K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 15.06K | SH | $2.5K 1.05% | 15.06K | 0.00 | 0.00 |
VISA INCSOLE | Stock | 13.94K | SH | $2.5K 1.04% | 13.94K | 0.00 | 0.00 |
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