FERNANDO ANTHONY C. J. (Chief Operating Officer) exercised options at ASENSUS SURGICAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FERNANDO ANTHONY C. J.

Filed: 2/7/2023ACC: 0001209191-23-007653

InsiderFERNANDO ANTHONY C. J.CIK 1664960

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IssuerASENSUS SURGICAL, INC.CIK 876378

Officer· Chief Operating Officer

Since Jul 2018

+958.27K

Net shares

Net buyer

$406.3K

Total sold

Open market trades

0B · 0S

Total transactions

2.71M acquired · 1.75M disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+1.21M

Price / share

—

Trade value

—

% of position

146.6%

2/4/2023

823.12K→2.03M

Common Stock

Direct

F · Tax Withholding

−541.73K

Price / share

$0.75

Trade value

$406.29K

% of position

26.7%

2/4/2023

2.03M→1.49M

Total

Net shares

+665.28K

Net value

-$406.29K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/4/2023	M · Option Exercise	+1.21M	—	—	146.6%	823.12K	2.03M
Common Stock Direct	2/4/2023	F · Tax Withholding	−541.73K	$0.75	$406.29K	26.7%	2.03M	1.49M
Total			+665.28K		-$406.29K

Derivative Transactions10

Stock Options

Direct

A · Award

Converts to

Common Stock

375K shares

+375K

Strike price

0.75

Held after

375K

Exercisable

—

2/3/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

750K shares

+750K

Strike price

0.00

Held after

750K

Exercisable

—

2/3/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

375K shares

+375K

Strike price

0.00

Held after

375K

Exercisable

—

2/3/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

80K shares

−80K

Strike price

0.00

Held after

0.00

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

53.33K shares

−53.33K

Strike price

0.00

Held after

0.00

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

234.09K shares

−234.09K

Strike price

0.00

Held after

234.09K

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

234.09K shares

−234.09K

Strike price

0.00

Held after

234.09K

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

280.90K shares

−280.90K

Strike price

0.00

Held after

0.00

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

162.30K shares

−162.30K

Strike price

0.00

Held after

324.60K

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

162.30K shares

−162.30K

Strike price

0.00

Held after

324.60K

Exercisable

—

2/4/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock375K shares	2/3/2023	A · Award	+375K	0.75	—	375K
Restricted Stock Units Direct	Common Stock750K shares	2/3/2023	A · Award	+750K	0.00	—	750K
Restricted Stock Units Direct	Common Stock375K shares	2/3/2023	A · Award	+375K	0.00	—	375K
Restricted Stock Units Direct	Common Stock80K shares	2/4/2023	M · Option Exercise	−80K	0.00	—	0.00
Restricted Stock Units Direct	Common Stock53.33K shares	2/4/2023	M · Option Exercise	−53.33K	0.00	—	0.00
Restricted Stock Units Direct	Common Stock234.09K shares	2/4/2023	M · Option Exercise	−234.09K	0.00	—	234.09K
Restricted Stock Units Direct	Common Stock234.09K shares	2/4/2023	M · Option Exercise	−234.09K	0.00	—	234.09K
Restricted Stock Units Direct	Common Stock280.90K shares	2/4/2023	M · Option Exercise	−280.90K	0.00	—	0.00
Restricted Stock Units Direct	Common Stock162.30K shares	2/4/2023	M · Option Exercise	−162.30K	0.00	—	324.60K
Restricted Stock Units Direct	Common Stock162.30K shares	2/4/2023	M · Option Exercise	−162.30K	0.00	—	324.60K