FERGUSON SHARON L (Senior Vice President) exercised options at MUTUALFIRST FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 7/3/2018ACC: 0000927089-18-000266
Officer· Senior Vice President
Since Jul 2018
0.00
Net shares
Net seller
$41.6K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5.50K acquired · 5.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3K
Price / share
$5.98
Trade value
$17.94K
% of position
68.2%
7/2/2018
4.40K→7.40K
Common Stock
Direct
Shares
+2.50K
Price / share
$9.45
Trade value
$23.63K
% of position
33.8%
7/2/2018
7.40K→9.90K
Total
Net shares
+5.50K
Net value
$41.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/2/2018 | M · Option Exercise | +3K | $5.98 | $17.94K | 68.2% | 4.40K | 7.40K |
| Common Stock Direct | 7/2/2018 | M · Option Exercise | +2.50K | $9.45 | $23.63K | 33.8% | 7.40K | 9.90K |
| Total | +5.50K | $41.56K | ||||||
Derivative Transactions2
Stock Option (Right to Purchase)
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
5.98
Held after
0.00
Exercisable
—
7/2/2018
Stock Option (Right to Purchase
Direct
Converts to
Common Stock
3K shares
Shares
−2.50K
Strike price
9.45
Held after
500.00
Exercisable
—
7/2/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) Direct | Common Stock3K shares | 7/2/2018 | M · Option Exercise | −3K | 5.98 | — | 0.00 |
| Stock Option (Right to Purchase Direct | Common Stock3K shares | 7/2/2018 | M · Option Exercise | −2.50K | 9.45 | — | 500.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned4.71K
Total
4.71K indirect4.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.71K | Indirect |
| Total | 4.71K | 4.71K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Purchase)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
6.93
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) Direct | Common Stock | 6.93 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||