FERGUSON SHAPIRO LLC

Filed: 7/9/2026ACC: 0001062993-26-003579

📋 What this filing means

FERGUSON SHAPIRO LLC filed this quarterly 13F‑HR report disclosing 87 equity positions with a total reported market value of $341.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$341.83M

Total AUM (reported)

8.18M

Total Shares

Allocation by class

RET STCKD GL STK$44.63M13.1%

COM$24.49M7.2%

WCM INTL EQUITY$23.50M6.9%

ST STR P500ETF$20.35M6.0%

STRUCTURED CR IN$20.09M5.9%

RIVR FRNT DYN$20.06M5.9%

SHS CREAT UNIT$17.80M5.2%

Portfolio Concentration

Top 3$88.49M25.9%

4–10$108.83M31.8%

11–25$93.43M27.3%

Rest$51.08M14.9%

Top 3 weight

25.9%

Top 10 weight

57.7%

Voting Authority Distribution

Total shares with voting rights: 8.18M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

8.18M

% of voting shares100.0%

Investment Discretion (by position count)

Sole87

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings87

Rows:

TIDAL TRUST II

SOLE

RET STCKD GL STK

Shares1.45M

TypeSH

Market value$44.63M

13.06%

Sole

0.00

Shared

0.00

None

1.45M

FIRST TR EXCHANGE-TRADED FD

SOLE

WCM INTL EQUITY

Shares1.20M

TypeSH

Market value$23.50M

6.87%

Sole

0.00

Shared

0.00

None

1.20M

SPDR SERIES TRUST

SOLE

ST STR P500ETF

Shares231.59K

TypeSH

Market value$20.35M

5.95%

Sole

0.00

Shared

0.00

None

231.59K

FIRST TR EXCHANGE-TRADED FD

SOLE

STRUCTURED CR IN

Shares972.15K

TypeSH

Market value$20.09M

5.88%

Sole

0.00

Shared

0.00

None

972.15K

FIRST TR EXCH TRADED FD III

SOLE

RIVR FRNT DYN

Shares213.60K

TypeSH

Market value$20.06M

5.87%

Sole

0.00

Shared

0.00

None

213.60K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREAT UNIT

Shares377.05K

TypeSH

Market value$17.80M

5.21%

Sole

0.00

Shared

0.00

None

377.05K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares213.19K

TypeSH

Market value$15.19M

4.44%

Sole

0.00

Shared

0.00

None

213.19K

BLACKROCK ETF TRUST II

SOLE

ISHARES AAA CLO

Shares271.64K

TypeSH

Market value$14.10M

4.13%

Sole

0.00

Shared

0.00

None

271.64K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SHORT TERM TREA

Shares530.66K

TypeSH

Market value$10.84M

3.17%

Sole

0.00

Shared

0.00

None

530.66K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares103.39K

TypeSH

Market value$10.75M

3.14%

Sole

0.00

Shared

0.00

None

103.39K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares13.85K

TypeSH

Market value$10.20M

2.98%

Sole

0.00

Shared

0.00

None

13.85K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MANAGED FUTURES

Shares372.92K

TypeSH

Market value$9.67M

2.83%

Sole

0.00

Shared

0.00

None

372.92K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares75.27K

TypeSH

Market value$8.81M

2.58%

Sole

0.00

Shared

0.00

None

75.27K

VANECK ETF TRUST

SOLE

REAL ASSETS ETF

Shares205.54K

TypeSH

Market value$8.15M

2.39%

Sole

0.00

Shared

0.00

None

205.54K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASDQ CLN EDGE

Shares35.15K

TypeSH

Market value$6.74M

1.97%

Sole

0.00

Shared

0.00

None

35.15K

VANECK ETF TRUST

SOLE

IG FLOA RATE ETF

Shares258.71K

TypeSH

Market value$6.63M

1.94%

Sole

0.00

Shared

0.00

None

258.71K

APPLE INC

SOLE

COM

Shares22.42K

TypeSH

Market value$6.49M

1.90%

Sole

0.00

Shared

0.00

None

22.42K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares87.51K

TypeSH

Market value$6.38M

1.87%

Sole

0.00

Shared

0.00

None

87.51K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares184.93K

TypeSH

Market value$6.25M

1.83%

Sole

0.00

Shared

0.00

None

184.93K

VANECK ETF TRUST

SOLE

CLO ETF

Shares96.01K

TypeSH

Market value$5.08M

1.49%

Sole

0.00

Shared

0.00

None

96.01K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares6.91K

TypeSH

Market value$4.53M

1.32%

Sole

0.00

Shared

0.00

None

6.91K

HOME DEPOT INC

SOLE

COM

Shares12.24K

TypeSH

Market value$4.32M

1.26%

Sole

0.00

Shared

0.00

None

12.24K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares69.26K

TypeSH

Market value$3.45M

1.01%

Sole

0.00

Shared

0.00

None

69.26K

ELI LILLY & CO

SOLE

COM

Shares2.84K

TypeSH

Market value$3.41M

1.00%

Sole

0.00

Shared

0.00

None

2.84K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares113.98K

TypeSH

Market value$3.33M

0.97%

Sole

0.00

Shared

0.00

None

113.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
TIDAL TRUST IISOLE	RET STCKD GL STK	1.45M	SH	$44.63M 13.06%	1.45M
FIRST TR EXCHANGE-TRADED FDSOLE	WCM INTL EQUITY	1.20M	SH	$23.50M 6.87%	1.20M
SPDR SERIES TRUSTSOLE	ST STR P500ETF	231.59K	SH	$20.35M 5.95%	231.59K
FIRST TR EXCHANGE-TRADED FDSOLE	STRUCTURED CR IN	972.15K	SH	$20.09M 5.88%	972.15K
FIRST TR EXCH TRADED FD IIISOLE	RIVR FRNT DYN	213.60K	SH	$20.06M 5.87%	213.60K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREAT UNIT	377.05K	SH	$17.80M 5.21%	377.05K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	213.19K	SH	$15.19M 4.44%	213.19K
BLACKROCK ETF TRUST IISOLE	ISHARES AAA CLO	271.64K	SH	$14.10M 4.13%	271.64K
SIMPLIFY EXCHANGE TRADED FUNSOLE	SHORT TERM TREA	530.66K	SH	$10.84M 3.17%	530.66K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	103.39K	SH	$10.75M 3.14%	103.39K
INVESCO QQQ TRSOLE	UNIT SER 1	13.85K	SH	$10.20M 2.98%	13.85K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MANAGED FUTURES	372.92K	SH	$9.67M 2.83%	372.92K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	75.27K	SH	$8.81M 2.58%	75.27K
VANECK ETF TRUSTSOLE	REAL ASSETS ETF	205.54K	SH	$8.15M 2.39%	205.54K
FIRST TR EXCHANGE-TRADED FDSOLE	NASDQ CLN EDGE	35.15K	SH	$6.74M 1.97%	35.15K
VANECK ETF TRUSTSOLE	IG FLOA RATE ETF	258.71K	SH	$6.63M 1.94%	258.71K
APPLE INCSOLE	COM	22.42K	SH	$6.49M 1.90%	22.42K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	87.51K	SH	$6.38M 1.87%	87.51K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	184.93K	SH	$6.25M 1.83%	184.93K
VANECK ETF TRUSTSOLE	CLO ETF	96.01K	SH	$5.08M 1.49%	96.01K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	6.91K	SH	$4.53M 1.32%	6.91K
HOME DEPOT INCSOLE	COM	12.24K	SH	$4.32M 1.26%	12.24K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	69.26K	SH	$3.45M 1.01%	69.26K
ELI LILLY & COSOLE	COM	2.84K	SH	$3.41M 1.00%	2.84K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	113.98K	SH	$3.33M 0.97%	113.98K

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