FERGUSON SHAPIRO LLC

Filed: 4/23/2026ACC: 0001062993-26-002119

📋 What this filing means

FERGUSON SHAPIRO LLC filed this quarterly 13F‑HR report disclosing 84 equity positions with a total reported market value of $328.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$328.28M

Total AUM (reported)

10.05M

Total Shares

Allocation by class

SHORT TERM TREA$49.09M15.0%

RET STCKD GL STK$47.45M14.5%

COM$23.09M7.0%

FT VEST NAS$20.49M6.2%

WCM INTL EQUITY$20.35M6.2%

STATE STREET SPD$19.58M6.0%

RIVR FRNT DYN$17.89M5.5%

Portfolio Concentration

Top 3$117.03M35.6%

4–10$119.08M36.3%

11–25$67.69M20.6%

Rest$24.48M7.5%

Top 3 weight

35.6%

Top 10 weight

71.9%

Voting Authority Distribution

Total shares with voting rights: 10.05M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.05M

% of voting shares100.0%

Investment Discretion (by position count)

Sole84

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings84

Rows:

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SHORT TERM TREA

Shares2.33M

TypeSH

Market value$49.09M

14.95%

Sole

0.00

Shared

0.00

None

2.33M

TIDAL TRUST II

SOLE

RET STCKD GL STK

Shares1.74M

TypeSH

Market value$47.45M

14.45%

Sole

0.00

Shared

0.00

None

1.74M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares655.78K

TypeSH

Market value$20.49M

6.24%

Sole

0.00

Shared

0.00

None

655.78K

FIRST TR EXCHANGE-TRADED FD

SOLE

WCM INTL EQUITY

Shares1.21M

TypeSH

Market value$20.35M

6.20%

Sole

0.00

Shared

0.00

None

1.21M

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares255.86K

TypeSH

Market value$19.58M

5.97%

Sole

0.00

Shared

0.00

None

255.86K

FIRST TR EXCH TRADED FD III

SOLE

RIVR FRNT DYN

Shares217.82K

TypeSH

Market value$17.89M

5.45%

Sole

0.00

Shared

0.00

None

217.82K

FIRST TR EXCHNG TRADED FD VI

SOLE

EXPANDED TECHNOL

Shares530.62K

TypeSH

Market value$17.42M

5.31%

Sole

0.00

Shared

0.00

None

530.62K

FIRST TR EXCHANGE-TRADED FD

SOLE

STRUCTURED CR IN

Shares837.87K

TypeSH

Market value$17.29M

5.27%

Sole

0.00

Shared

0.00

None

837.87K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares357.69K

TypeSH

Market value$14.38M

4.38%

Sole

0.00

Shared

0.00

None

357.69K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MANAGED FUTURES

Shares402.71K

TypeSH

Market value$12.17M

3.71%

Sole

0.00

Shared

0.00

None

402.71K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares84.11K

TypeSH

Market value$9.78M

2.98%

Sole

0.00

Shared

0.00

None

84.11K

BLACKROCK ETF TRUST II

SOLE

ISHARES AAA CLO

Shares184.06K

TypeSH

Market value$9.54M

2.91%

Sole

0.00

Shared

0.00

None

184.06K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares94.61K

TypeSH

Market value$9.15M

2.79%

Sole

0.00

Shared

0.00

None

94.61K

APPLE INC

SOLE

COM

Shares24.93K

TypeSH

Market value$6.33M

1.93%

Sole

0.00

Shared

0.00

None

24.93K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASDQ CLN EDGE

Shares37.08K

TypeSH

Market value$6.06M

1.85%

Sole

0.00

Shared

0.00

None

37.08K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares90.59K

TypeSH

Market value$4.51M

1.37%

Sole

0.00

Shared

0.00

None

90.59K

HOME DEPOT INC

SOLE

COM

Shares12.22K

TypeSH

Market value$4.02M

1.22%

Sole

0.00

Shared

0.00

None

12.22K

FIRST TR EXCHANGE-TRADED FD

SOLE

CORE INVESTMENT

Shares168.92K

TypeSH

Market value$3.54M

1.08%

Sole

0.00

Shared

0.00

None

168.92K

VANECK ETF TRUST

SOLE

CLO ETF

Shares60.75K

TypeSH

Market value$3.20M

0.98%

Sole

0.00

Shared

0.00

None

60.75K

ELI LILLY & CO

SOLE

COM

Shares2.84K

TypeSH

Market value$2.61M

0.80%

Sole

0.00

Shared

0.00

None

2.84K

VANECK FDS

SOLE

EMERGING MARKETS

Shares43.40K

TypeSH

Market value$2.17M

0.66%

Sole

0.00

Shared

0.00

None

43.40K

CAMBRIA ETF TR

SOLE

TAIL RISK

Shares154.60K

TypeSH

Market value$1.81M

0.55%

Sole

0.00

Shared

0.00

None

154.60K

ETF OPPORTUNITIES TRUST

SOLE

HEDGEYE CAPITAL

Shares62.50K

TypeSH

Market value$1.80M

0.55%

Sole

0.00

Shared

0.00

None

62.50K

LINDE PLC

SOLE

SHS

Shares3.22K

TypeSH

Market value$1.60M

0.49%

Sole

0.00

Shared

0.00

None

3.22K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares11.27K

TypeSH

Market value$1.56M

0.48%

Sole

0.00

Shared

0.00

None

11.27K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SIMPLIFY EXCHANGE TRADED FUNSOLE	SHORT TERM TREA	2.33M	SH	$49.09M 14.95%	2.33M
TIDAL TRUST IISOLE	RET STCKD GL STK	1.74M	SH	$47.45M 14.45%	1.74M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	655.78K	SH	$20.49M 6.24%	655.78K
FIRST TR EXCHANGE-TRADED FDSOLE	WCM INTL EQUITY	1.21M	SH	$20.35M 6.20%	1.21M
SPDR SERIES TRUSTSOLE	STATE STREET SPD	255.86K	SH	$19.58M 5.97%	255.86K
FIRST TR EXCH TRADED FD IIISOLE	RIVR FRNT DYN	217.82K	SH	$17.89M 5.45%	217.82K
FIRST TR EXCHNG TRADED FD VISOLE	EXPANDED TECHNOL	530.62K	SH	$17.42M 5.31%	530.62K
FIRST TR EXCHANGE-TRADED FDSOLE	STRUCTURED CR IN	837.87K	SH	$17.29M 5.27%	837.87K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	357.69K	SH	$14.38M 4.38%	357.69K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MANAGED FUTURES	402.71K	SH	$12.17M 3.71%	402.71K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	84.11K	SH	$9.78M 2.98%	84.11K
BLACKROCK ETF TRUST IISOLE	ISHARES AAA CLO	184.06K	SH	$9.54M 2.91%	184.06K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	94.61K	SH	$9.15M 2.79%	94.61K
APPLE INCSOLE	COM	24.93K	SH	$6.33M 1.93%	24.93K
FIRST TR EXCHANGE-TRADED FDSOLE	NASDQ CLN EDGE	37.08K	SH	$6.06M 1.85%	37.08K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	90.59K	SH	$4.51M 1.37%	90.59K
HOME DEPOT INCSOLE	COM	12.22K	SH	$4.02M 1.22%	12.22K
FIRST TR EXCHANGE-TRADED FDSOLE	CORE INVESTMENT	168.92K	SH	$3.54M 1.08%	168.92K
VANECK ETF TRUSTSOLE	CLO ETF	60.75K	SH	$3.20M 0.98%	60.75K
ELI LILLY & COSOLE	COM	2.84K	SH	$2.61M 0.80%	2.84K
VANECK FDSSOLE	EMERGING MARKETS	43.40K	SH	$2.17M 0.66%	43.40K
CAMBRIA ETF TRSOLE	TAIL RISK	154.60K	SH	$1.81M 0.55%	154.60K
ETF OPPORTUNITIES TRUSTSOLE	HEDGEYE CAPITAL	62.50K	SH	$1.80M 0.55%	62.50K
LINDE PLCSOLE	SHS	3.22K	SH	$1.60M 0.49%	3.22K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	11.27K	SH	$1.56M 0.48%	11.27K

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