FERGUSON SHAPIRO LLC

Filed: 1/26/2026ACC: 0001062993-26-000428

📋 What this filing means

FERGUSON SHAPIRO LLC filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $324.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$324.97M

Total AUM (reported)

9.21M

Total Shares

Allocation by class

SHORT TERM TREA$48.97M15.1%

RET STCKD GL STK$44.99M13.8%

FT VEST NAS$31.52M9.7%

COM$23.27M7.2%

US LRG CP CORE$18.49M5.7%

EXPANDED TECHNOL$17.10M5.3%

STRUCTURED CR IN$16.20M5.0%

Portfolio Concentration

Top 3$125.48M38.6%

4–10$101.87M31.3%

11–25$68.21M21.0%

Rest$29.40M9.0%

Top 3 weight

38.6%

Top 10 weight

70.0%

Voting Authority Distribution

Total shares with voting rights: 9.21M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.21M

% of voting shares100.0%

Investment Discretion (by position count)

Sole81

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings81

Rows:

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SHORT TERM TREA

Shares2.24M

TypeSH

Market value$48.97M

15.07%

Sole

0.00

Shared

0.00

None

2.24M

TIDAL TRUST II

SOLE

RET STCKD GL STK

Shares1.60M

TypeSH

Market value$44.99M

13.85%

Sole

0.00

Shared

0.00

None

1.60M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares989.94K

TypeSH

Market value$31.52M

9.70%

Sole

0.00

Shared

0.00

None

989.94K

BNY MELLON ETF TRUST

SOLE

US LRG CP CORE

Shares141.39K

TypeSH

Market value$18.49M

5.69%

Sole

0.00

Shared

0.00

None

141.39K

FIRST TR EXCHNG TRADED FD VI

SOLE

EXPANDED TECHNOL

Shares473.66K

TypeSH

Market value$17.10M

5.26%

Sole

0.00

Shared

0.00

None

473.66K

FIRST TR EXCHANGE-TRADED FD

SOLE

STRUCTURED CR IN

Shares778.72K

TypeSH

Market value$16.20M

4.98%

Sole

0.00

Shared

0.00

None

778.72K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares327.73K

TypeSH

Market value$14.57M

4.48%

Sole

0.00

Shared

0.00

None

327.73K

FIRST TR EXCHANGE-TRADED FD

SOLE

WCM INTL EQUITY

Shares752.17K

TypeSH

Market value$12.79M

3.94%

Sole

0.00

Shared

0.00

None

752.17K

BLACKROCK ETF TRUST II

SOLE

ISHARES AAA CLO

Shares235.87K

TypeSH

Market value$12.20M

3.76%

Sole

0.00

Shared

0.00

None

235.87K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MANAGED FUTURES

Shares385.37K

TypeSH

Market value$10.51M

3.23%

Sole

0.00

Shared

0.00

None

385.37K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares88.44K

TypeSH

Market value$10.18M

3.13%

Sole

0.00

Shared

0.00

None

88.44K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares88.83K

TypeSH

Market value$9.20M

2.83%

Sole

0.00

Shared

0.00

None

88.83K

FIRST TR EXCH TRADED FD III

SOLE

RIVR FRNT DYN

Shares96.11K

TypeSH

Market value$7.61M

2.34%

Sole

0.00

Shared

0.00

None

96.11K

APPLE INC

SOLE

COM

Shares20.34K

TypeSH

Market value$5.53M

1.70%

Sole

0.00

Shared

0.00

None

20.34K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDQ CLN EDGE

Shares33.97K

TypeSH

Market value$5.20M

1.60%

Sole

0.00

Shared

0.00

None

33.97K

HOME DEPOT INC

SOLE

COM

Shares12.52K

TypeSH

Market value$4.31M

1.33%

Sole

0.00

Shared

0.00

None

12.52K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares85.40K

TypeSH

Market value$4.27M

1.31%

Sole

0.00

Shared

0.00

None

85.40K

VANECK ETF TRUST

SOLE

CLO ETF

Shares75.34K

TypeSH

Market value$3.98M

1.22%

Sole

0.00

Shared

0.00

None

75.34K

FIRST TR EXCHANGE-TRADED FD

SOLE

CORE INVESTMENT

Shares158.82K

TypeSH

Market value$3.37M

1.04%

Sole

0.00

Shared

0.00

None

158.82K

VANECK ETF TRUST

SOLE

INDIA GROWTH LDR

Shares68.54K

TypeSH

Market value$3.16M

0.97%

Sole

0.00

Shared

0.00

None

68.54K

WISDOMTREE TR

SOLE

INDIA ERNGS FD

Shares66.96K

TypeSH

Market value$3.10M

0.95%

Sole

0.00

Shared

0.00

None

66.96K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares23.93K

TypeSH

Market value$2.85M

0.88%

Sole

0.00

Shared

0.00

None

23.93K

VANECK FDS

SOLE

EMERGING MARKETS

Shares36.84K

TypeSH

Market value$1.87M

0.57%

Sole

0.00

Shared

0.00

None

36.84K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares2.99K

TypeSH

Market value$1.84M

0.57%

Sole

0.00

Shared

0.00

None

2.99K

LINDE PLC

SOLE

SHS

Shares4.09K

TypeSH

Market value$1.74M

0.54%

Sole

0.00

Shared

0.00

None

4.09K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SIMPLIFY EXCHANGE TRADED FUNSOLE	SHORT TERM TREA	2.24M	SH	$48.97M 15.07%	2.24M
TIDAL TRUST IISOLE	RET STCKD GL STK	1.60M	SH	$44.99M 13.85%	1.60M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	989.94K	SH	$31.52M 9.70%	989.94K
BNY MELLON ETF TRUSTSOLE	US LRG CP CORE	141.39K	SH	$18.49M 5.69%	141.39K
FIRST TR EXCHNG TRADED FD VISOLE	EXPANDED TECHNOL	473.66K	SH	$17.10M 5.26%	473.66K
FIRST TR EXCHANGE-TRADED FDSOLE	STRUCTURED CR IN	778.72K	SH	$16.20M 4.98%	778.72K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	327.73K	SH	$14.57M 4.48%	327.73K
FIRST TR EXCHANGE-TRADED FDSOLE	WCM INTL EQUITY	752.17K	SH	$12.79M 3.94%	752.17K
BLACKROCK ETF TRUST IISOLE	ISHARES AAA CLO	235.87K	SH	$12.20M 3.76%	235.87K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MANAGED FUTURES	385.37K	SH	$10.51M 3.23%	385.37K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	88.44K	SH	$10.18M 3.13%	88.44K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	88.83K	SH	$9.20M 2.83%	88.83K
FIRST TR EXCH TRADED FD IIISOLE	RIVR FRNT DYN	96.11K	SH	$7.61M 2.34%	96.11K
APPLE INCSOLE	COM	20.34K	SH	$5.53M 1.70%	20.34K
FIRST TR EXCHANGE TRADED FDSOLE	NASDQ CLN EDGE	33.97K	SH	$5.20M 1.60%	33.97K
HOME DEPOT INCSOLE	COM	12.52K	SH	$4.31M 1.33%	12.52K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	85.40K	SH	$4.27M 1.31%	85.40K
VANECK ETF TRUSTSOLE	CLO ETF	75.34K	SH	$3.98M 1.22%	75.34K
FIRST TR EXCHANGE-TRADED FDSOLE	CORE INVESTMENT	158.82K	SH	$3.37M 1.04%	158.82K
VANECK ETF TRUSTSOLE	INDIA GROWTH LDR	68.54K	SH	$3.16M 0.97%	68.54K
WISDOMTREE TRSOLE	INDIA ERNGS FD	66.96K	SH	$3.10M 0.95%	66.96K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	23.93K	SH	$2.85M 0.88%	23.93K
VANECK FDSSOLE	EMERGING MARKETS	36.84K	SH	$1.87M 0.57%	36.84K
INVESCO QQQ TRSOLE	UNIT SER 1	2.99K	SH	$1.84M 0.57%	2.99K
LINDE PLCSOLE	SHS	4.09K	SH	$1.74M 0.54%	4.09K

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