FERGUSON JUSTIN K. (Chief Legal Officer) exercised options at DZS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/10/2024ACC: 0001101680-24-000131
Officer· Chief Legal Officer
Since Oct 2020
+283.68K
Net shares
Net buyer
$9.5K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
350K acquired · 66.33K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+50K
Price / share
—
Trade value
—
% of position
76.5%
9/6/2024
65.36K→115.36K
Common Stock
Direct
Shares
−16.32K
Price / share
$0.58
Trade value
$9.47K
% of position
14.2%
9/6/2024
115.36K→99.03K
Total
Net shares
+33.67K
Net value
-$9.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/6/2024 | M · Option Exercise | +50K | — | — | 76.5% | 65.36K | 115.36K |
| Common Stock Direct | 9/6/2024 | F · Tax Withholding | −16.32K | $0.58 | $9.47K | 14.2% | 115.36K | 99.03K |
| Total | +33.67K | -$9.47K | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
150K shares
Shares
+150K
Strike price
Held after
150K
Exercisable
—
9/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
150K shares
Shares
+150K
Strike price
Held after
150K
Exercisable
—
9/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
Held after
100K
Exercisable
—
9/6/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock150K shares | 9/6/2024 | A · Award | +150K | — | 150K | |
| Restricted Stock Units Direct | Common Stock150K shares | 9/6/2024 | A · Award | +150K | — | 150K | |
| Restricted Stock Units Direct | Common Stock50K shares | 9/6/2024 | M · Option Exercise | −50K | — | 100K |