FERGUSON JUSTIN K.

PrivateCIK: 1655819
Location

PLANO, TX

FERGUSON JUSTIN K. (Chief Legal Officer) exercised options at DZS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderFERGUSON JUSTIN K.CIK 1655819
IssuerDZS INC.CIK 1101680
Officer· Chief Legal Officer
Since Oct 2020
-7.09K
Net shares
Net seller
$8.2K
Total sold
0
Open market trades
0B · 0S
9
Total transactions
21.70K acquired · 28.78K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+2.50K

Price / share

Trade value

% of position

4.9%
7/1/2024
50.74K53.24K

Common Stock

Direct
F · Tax Withholding

Shares

817.00

Price / share

$1.16

Trade value

$947.72

% of position

1.5%
7/1/2024
53.24K52.43K

Common Stock

Direct
M · Option Exercise

Shares

+2.50K

Price / share

Trade value

% of position

4.8%
7/1/2024
52.43K54.93K

Common Stock

Direct
F · Tax Withholding

Shares

817.00

Price / share

$1.16

Trade value

$947.72

% of position

1.5%
7/1/2024
54.93K54.11K

Common Stock

Direct
M · Option Exercise

Shares

+16.70K

Price / share

Trade value

% of position

30.9%
7/1/2024
54.11K70.81K

Common Stock

Direct
F · Tax Withholding

Shares

5.45K

Price / share

$1.16

Trade value

$6.32K

% of position

7.7%
7/1/2024
70.81K65.36K
Total

Net shares

+14.61K

Net value

-$8.22K

Derivative Transactions3

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

2.50K shares

Shares

2.50K

Strike price

Held after

2.50K

Exercisable

7/1/2024

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

2.50K shares

Shares

2.50K

Strike price

Held after

0.00

Exercisable

7/1/2024

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

16.70K shares

Shares

16.70K

Strike price

Held after

16.70K

Exercisable

7/1/2024
FERGUSON JUSTIN K. — Insider Transaction (Form 4) Filed Jul 3, 2024 | Finecho