FERGUS ALLISON M (General Counsel and Secretary) received a stock award from GENESEE & WYOMING INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

FERGUS ALLISON M

Filed: 12/30/2019ACC: 0001209191-19-062147

InsiderFERGUS ALLISON MCIK 1379256

→

IssuerGENESEE & WYOMING INCCIK 1012620

Officer· General Counsel and Secretary

Since Aug 2018

-153.13K

Net shares

Net seller

$9.17M

Total sold

Open market trades

0B · 0S

Total transactions

10.69K acquired · 163.82K disposed

Non-Derivative Transactions3

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−71.20K

Price / share

$112.00

Trade value

$7.97M

% of position

New position

12/30/2019

71.20K→0.00

Class A Common Stock, $0.01 par value

Direct

A · Award

+10.69K

Price / share

—

Trade value

—

% of position

New position

12/30/2019

0.00→10.69K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−10.69K

Price / share

$112.00

Trade value

$1.20M

% of position

New position

12/30/2019

10.69K→0.00

Total

Net shares

−71.20K

Net value

-$9.17M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	12/30/2019	D · Disposition	−71.20K	$112.00	$7.97M	New position	71.20K	0.00
Class A Common Stock, $0.01 par value Direct	12/30/2019	A · Award	+10.69K	—	—	New position	0.00	10.69K
Class A Common Stock, $0.01 par value Direct	12/30/2019	D · Disposition	−10.69K	$112.00	$1.20M	New position	10.69K	0.00
Total			−71.20K		-$9.17M

Derivative Transactions7

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

4.41K shares

−4.41K

Strike price

103.10

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

5.35K shares

−5.35K

Strike price

82.34

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

5.31K shares

−5.31K

Strike price

68.38

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

5.67K shares

−5.67K

Strike price

69.27

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

22.05K shares

−22.05K

Strike price

57.12

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

20.29K shares

−20.29K

Strike price

74.14

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

18.84K shares

−18.84K

Strike price

69.53

Held after

0.00

Exercisable

—

12/30/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value4.41K shares	12/30/2019	D · Disposition	−4.41K	103.10	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value5.35K shares	12/30/2019	D · Disposition	−5.35K	82.34	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value5.31K shares	12/30/2019	D · Disposition	−5.31K	68.38	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value5.67K shares	12/30/2019	D · Disposition	−5.67K	69.27	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value22.05K shares	12/30/2019	D · Disposition	−22.05K	57.12	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value20.29K shares	12/30/2019	D · Disposition	−20.29K	74.14	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value18.84K shares	12/30/2019	D · Disposition	−18.84K	69.53	—