FENZI NEAL (Executive VP of Engineering) sold 2.5% of their position (14.99K shares) of RESONANT INC on the open market

Open‑market sale worth $27.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

FENZI NEAL

Filed: 12/3/2021ACC: 0001607240-21-000009

InsiderFENZI NEALCIK 1607240

→

IssuerRESONANT INCCIK 1579910

Officer· Executive VP of Engineering

Since Aug 2018

-14.99K

Net shares

Net seller

$27.6K

Total sold

Open market trades

0B · 2S

Total transactions

41.03K acquired · 56.02K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+8.65K

Price / share

—

Trade value

—

% of position

1.5%

12/1/2021

558.74K→567.39K

Common Stock

Direct

M · Option Exercise

+6.06K

Price / share

—

Trade value

—

% of position

1.1%

12/1/2021

567.39K→573.45K

Common Stock

Direct

M · Option Exercise

+9.43K

Price / share

—

Trade value

—

% of position

1.6%

12/1/2021

573.45K→582.88K

Common Stock

Direct

M · Option Exercise

+10.64K

Price / share

—

Trade value

—

% of position

1.8%

12/1/2021

582.88K→593.51K

Common Stock

Direct

M · Option Exercise

+6.25K

Price / share

—

Trade value

—

% of position

1.1%

12/1/2021

593.51K→599.76K

Common Stock

Direct

S · Sale

−9.03K

Price / share

$1.90

Trade value

$17.13K

% of position

1.5%

12/2/2021

599.76K→590.74K

Common Stock

Direct

S · Sale

−5.97K

Price / share

$1.75

Trade value

$10.44K

% of position

1.0%

12/3/2021

590.74K→584.77K

Total

Net shares

+26.03K

Net value

-$27.57K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2021	M · Option Exercise	+8.65K	—	—	1.5%	558.74K	567.39K
Common Stock Direct	12/1/2021	M · Option Exercise	+6.06K	—	—	1.1%	567.39K	573.45K
Common Stock Direct	12/1/2021	M · Option Exercise	+9.43K	—	—	1.6%	573.45K	582.88K
Common Stock Direct	12/1/2021	M · Option Exercise	+10.64K	—	—	1.8%	582.88K	593.51K
Common Stock Direct	12/1/2021	M · Option Exercise	+6.25K	—	—	1.1%	593.51K	599.76K
Common Stock Direct	12/2/2021	S · Sale	−9.03K	$1.90	$17.13K	1.5%	599.76K	590.74K
Common Stock Direct	12/3/2021	S · Sale	−5.97K	$1.75	$10.44K	1.0%	590.74K	584.77K
Total			+26.03K		-$27.57K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.65K shares

−8.65K

Strike price

Held after

0.00

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.06K shares

−6.06K

Strike price

Held after

6.06K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

9.43K shares

−9.43K

Strike price

Held after

18.86K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

10.64K shares

−10.64K

Strike price

Held after

31.91K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.25K shares

−6.25K

Strike price

Held after

12.50K

Exercisable

—

12/1/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock8.65K shares	12/1/2021	M · Option Exercise	−8.65K	—	0.00
Restricted Stock Units Direct	Common Stock6.06K shares	12/1/2021	M · Option Exercise	−6.06K	—	6.06K
Restricted Stock Units Direct	Common Stock9.43K shares	12/1/2021	M · Option Exercise	−9.43K	—	18.86K
Restricted Stock Units Direct	Common Stock10.64K shares	12/1/2021	M · Option Exercise	−10.64K	—	31.91K
Restricted Stock Units Direct	Common Stock6.25K shares	12/1/2021	M · Option Exercise	−6.25K	—	12.50K