FENZI NEAL (Executive VP of Engineering) sold 2.3% of their position (12.95K shares) of RESONANT INC on the open market

Open‑market sale worth $28.1K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

FENZI NEAL

Filed: 12/3/2020ACC: 0001607240-20-000010

InsiderFENZI NEALCIK 1607240

→

IssuerRESONANT INCCIK 1579910

Officer· Executive VP of Engineering

Since Aug 2018

-12.95K

Net shares

Net seller

$28.1K

Total sold

Open market trades

0B · 1S

Total transactions

35.39K acquired · 48.34K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+11.25K

Price / share

—

Trade value

—

% of position

2.2%

12/1/2020

516.56K→527.81K

Common Stock

Direct

M · Option Exercise

+8.65K

Price / share

—

Trade value

—

% of position

1.6%

12/1/2020

527.81K→536.46K

Common Stock

Direct

M · Option Exercise

+6.06K

Price / share

—

Trade value

—

% of position

1.1%

12/1/2020

536.46K→542.52K

Common Stock

Direct

M · Option Exercise

+9.43K

Price / share

—

Trade value

—

% of position

1.7%

12/1/2020

542.52K→551.95K

Common Stock

Direct

S · Sale

−12.95K

Price / share

$2.17

Trade value

$28.09K

% of position

2.3%

12/2/2020

551.95K→539.01K

Total

Net shares

+22.45K

Net value

-$28.09K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2020	M · Option Exercise	+11.25K	—	—	2.2%	516.56K	527.81K
Common Stock Direct	12/1/2020	M · Option Exercise	+8.65K	—	—	1.6%	527.81K	536.46K
Common Stock Direct	12/1/2020	M · Option Exercise	+6.06K	—	—	1.1%	536.46K	542.52K
Common Stock Direct	12/1/2020	M · Option Exercise	+9.43K	—	—	1.7%	542.52K	551.95K
Common Stock Direct	12/2/2020	S · Sale	−12.95K	$2.17	$28.09K	2.3%	551.95K	539.01K
Total			+22.45K		-$28.09K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

11.25K shares

−11.25K

Strike price

Held after

0.00

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.65K shares

−8.65K

Strike price

Held after

8.65K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.06K shares

−6.06K

Strike price

Held after

12.11K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

9.43K shares

−9.43K

Strike price

Held after

28.29K

Exercisable

—

12/1/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock11.25K shares	12/1/2020	M · Option Exercise	−11.25K	—	0.00
Restricted Stock Units Direct	Common Stock8.65K shares	12/1/2020	M · Option Exercise	−8.65K	—	8.65K
Restricted Stock Units Direct	Common Stock6.06K shares	12/1/2020	M · Option Exercise	−6.06K	—	12.11K
Restricted Stock Units Direct	Common Stock9.43K shares	12/1/2020	M · Option Exercise	−9.43K	—	28.29K