FELICIANI JOSEPH exercised options at FOCUS FINANCIAL PARTNERS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FELICIANI JOSEPH

Filed: 9/1/2023ACC: 0001104659-23-097894

InsiderFELICIANI JOSEPHCIK 1344979

→

IssuerFOCUS FINANCIAL PARTNERS INC.CIK 1651052

Director

Since Apr 2019

-79.06K

Net shares

Net seller

$1.49M

Total sold

Open market trades

0B · 0S

Total transactions

51.92K acquired · 130.98K disposed

Non-Derivative Transactions2

Class A Common Stock, $0.01 par value

Direct

M · Option Exercise

+28.15K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→28.15K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−28.15K

Price / share

$53.00

Trade value

$1.49M

% of position

New position

8/31/2023

28.15K→0.00

Total

Net shares

+0.00

Net value

-$1.49M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	8/31/2023	M · Option Exercise	+28.15K	—	—	New position	0.00	28.15K
Class A Common Stock, $0.01 par value Direct	8/31/2023	D · Disposition	−28.15K	$53.00	$1.49M	New position	28.15K	0.00
Total			+0.00		-$1.49M

Derivative Transactions7

Incentive Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners LLC

9.26K shares

−30K

Strike price

36.64

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners LLC

11.32K shares

−23.91K

Strike price

27.90

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners LLC

1.46K shares

−9.34K

Strike price

44.71

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners LLC

1.73K shares

−5.95K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

23.77K shares

+23.77K

Strike price

Held after

28.15K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

28.15K shares

−28.15K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners LLC

Direct

D · Disposition

Converts to

Class A Common Stock

−5.49K

Strike price

58.50

Held after

0.00

Exercisable

—

8/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Incentive Units in Focus Financial Partners LLC Direct	Common Units in Focus Financial Partners LLC9.26K shares	8/31/2023	M · Option Exercise	−30K	36.64	—	0.00
Incentive Units in Focus Financial Partners LLC Direct	Common Units in Focus Financial Partners LLC11.32K shares	8/31/2023	M · Option Exercise	−23.91K	27.90	—	0.00
Incentive Units in Focus Financial Partners LLC Direct	Common Units in Focus Financial Partners LLC1.46K shares	8/31/2023	M · Option Exercise	−9.34K	44.71	—	0.00
Incentive Units in Focus Financial Partners LLC Direct	Common Units in Focus Financial Partners LLC1.73K shares	8/31/2023	M · Option Exercise	−5.95K	37.59	—	0.00
Common Units in Focus Financial Partners LLC Direct	Class A Common Stock, $0.01 par value23.77K shares	8/31/2023	M · Option Exercise	+23.77K		—	28.15K
Common Units in Focus Financial Partners LLC Direct	Class A Common Stock, $0.01 par value28.15K shares	8/31/2023	M · Option Exercise	−28.15K		—	0.00
Incentive Units in Focus Financial Partners LLC Direct	Class A Common Stock	8/31/2023	D · Disposition	−5.49K	58.50	—	0.00