FEES JESSICA (See Remarks) exercised options at SURFACE ONCOLOGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

FEES JESSICA

Filed: 11/27/2020ACC: 0001209191-20-060665

InsiderFEES JESSICACIK 1760391

→

IssuerSURFACE ONCOLOGY, INC.CIK 1718108

Officer· See Remarks

Since Dec 2018

0.00

Net shares

Net seller

$7.0K

Total acquired

Open market trades

0B · 0S

Total transactions

1.38K acquired · 1.38K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+227.00

Price / share

$4.14

Trade value

$938.87

% of position

0.2%

11/25/2020

100.80K→101.03K

Common Stock

Direct

M · Option Exercise

+173.00

Price / share

$4.27

Trade value

$738.71

% of position

0.2%

11/25/2020

101.03K→101.20K

Common Stock

Direct

M · Option Exercise

+982.00

Price / share

$5.41

Trade value

$5.31K

% of position

1.0%

11/25/2020

101.20K→102.18K

Common Stock

Direct

M · Option Exercise

+1.00

Price / share

$4.27

Trade value

$4.27

% of position

0.0%

11/25/2020

102.18K→102.18K

Total

Net shares

+1.38K

Net value

$7K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/25/2020	M · Option Exercise	+227.00	$4.14	$938.87	0.2%	100.80K	101.03K
Common Stock Direct	11/25/2020	M · Option Exercise	+173.00	$4.27	$738.71	0.2%	101.03K	101.20K
Common Stock Direct	11/25/2020	M · Option Exercise	+982.00	$5.41	$5.31K	1.0%	101.20K	102.18K
Common Stock Direct	11/25/2020	M · Option Exercise	+1.00	$4.27	$4.27	0.0%	102.18K	102.18K
Total			+1.38K		$7K

Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

227.00 shares

−227.00

Strike price

4.136

Held after

455.00

Exercisable

—

11/25/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

173.00 shares

−173.00

Strike price

4.27

Held after

13.90K

Exercisable

—

11/25/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

982.00 shares

−982.00

Strike price

5.412

Held after

2.65K

Exercisable

—

11/25/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.00 shares

−1.00

Strike price

4.27

Held after

26K

Exercisable

—

11/25/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock227.00 shares	11/25/2020	M · Option Exercise	−227.00	4.136	—	455.00
Stock Option (Right to Buy) Direct	Common Stock173.00 shares	11/25/2020	M · Option Exercise	−173.00	4.27	—	13.90K
Stock Option (Right to Buy) Direct	Common Stock982.00 shares	11/25/2020	M · Option Exercise	−982.00	5.412	—	2.65K
Stock Option (Right to Buy) Direct	Common Stock1.00 shares	11/25/2020	M · Option Exercise	−1.00	4.27	—	26K