FEES JESSICA (See Remarks) exercised options at SURFACE ONCOLOGY, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 10/30/2020ACC: 0001209191-20-056365
Officer· See Remarks
Since Dec 2018
0.00
Net shares
Net seller
$20.3K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
4.89K acquired · 4.89K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.77K
Price / share
$4.14
Trade value
$19.74K
% of position
5.0%
10/28/2020
95.91K→100.68K
Common Stock
Direct
Shares
+122.00
Price / share
$4.27
Trade value
$520.94
% of position
0.1%
10/28/2020
100.68K→100.80K
Total
Net shares
+4.89K
Net value
$20.26K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/28/2020 | M · Option Exercise | +4.77K | $4.14 | $19.74K | 5.0% | 95.91K | 100.68K |
| Common Stock Direct | 10/28/2020 | M · Option Exercise | +122.00 | $4.27 | $520.94 | 0.1% | 100.68K | 100.80K |
| Total | +4.89K | $20.26K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
4.77K shares
Shares
−4.77K
Strike price
4.136
Held after
682.00
Exercisable
—
10/28/2020
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
122.00 shares
Shares
−122.00
Strike price
4.27
Held after
14.08K
Exercisable
—
10/28/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock4.77K shares | 10/28/2020 | M · Option Exercise | −4.77K | 4.136 | — | 682.00 |
| Stock Option (Right to Buy) Direct | Common Stock122.00 shares | 10/28/2020 | M · Option Exercise | −122.00 | 4.27 | — | 14.08K |