FEES JESSICA (See Remarks) exercised options at SURFACE ONCOLOGY, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/8/2019ACC: 0000899243-19-000740
Officer· See Remarks
Since Dec 2018
0.00
Net shares
Net seller
$2.5K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
2.27K acquired · 2.27K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.82K
Price / share
$0.35
Trade value
$639.94
% of position
4.0%
1/4/2019
45.90K→47.72K
Common Stock
Direct
Shares
+455.00
Price / share
$4.14
Trade value
$1.88K
% of position
1.0%
1/4/2019
47.72K→48.18K
Total
Net shares
+2.27K
Net value
$2.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/4/2019 | M · Option Exercise | +1.82K | $0.35 | $639.94 | 4.0% | 45.90K | 47.72K |
| Common Stock Direct | 1/4/2019 | M · Option Exercise | +455.00 | $4.14 | $1.88K | 1.0% | 47.72K | 48.18K |
| Total | +2.27K | $2.52K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.82K shares
Shares
−1.82K
Strike price
0.352
Held after
2.73K
Exercisable
—
1/4/2019
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
455.00 shares
Shares
−455.00
Strike price
4.136
Held after
5.46K
Exercisable
—
1/4/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock1.82K shares | 1/4/2019 | M · Option Exercise | −1.82K | 0.352 | — | 2.73K |
| Stock Option (Right to Buy) Direct | Common Stock455.00 shares | 1/4/2019 | M · Option Exercise | −455.00 | 4.136 | — | 5.46K |