FEES JESSICA enters SURFACE ONCOLOGY, INC. with 45.90K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

FEES JESSICA

Filed: 12/17/2018ACC: 0000899243-18-031244

InsiderFEES JESSICACIK 1760391

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IssuerSURFACE ONCOLOGY, INC.CIK 1718108

Officer· See Remarks

Since Dec 2018

45.90K

Baseline shares

100% direct

45.90K

Direct ownership

1 position

64.73K

Derivative underlying

5 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned45.90K

Total

45.90K direct45.90K

Security Title	Shares Owned	Ownership Type
Common Stock	45.90K	Direct
Total	45.90K	45.90K direct

Derivative Holdings5

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.64K

Shares owned

N/A

Exercise price

5.412

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.91K

Shares owned

N/A

Exercise price

4.136

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.55K

Shares owned

N/A

Exercise price

0.352

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15.91K

Shares owned

N/A

Exercise price

12.892

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

34.73K

Shares owned

N/A

Exercise price

8.294

Expiration

—

Exercise window

—

Total

Underlying

64.73K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	5.412	—	—	3.64K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.136	—	—	5.91K	N/A
Stock Option (Right to Buy) Direct	Common Stock	0.352	—	—	4.55K	N/A
Stock Option (Right to Buy) Direct	Common Stock	12.892	—	—	15.91K	N/A
Stock Option (Right to Buy) Direct	Common Stock	8.294	—	—	34.73K	N/A
Total					64.73K	0.00